0001214782-14-000123.txt : 20141030 0001214782-14-000123.hdr.sgml : 20141030 20141030160713 ACCESSION NUMBER: 0001214782-14-000123 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141029 FILED AS OF DATE: 20141030 DATE AS OF CHANGE: 20141030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOOD TIMES RESTAURANTS INC CENTRAL INDEX KEY: 0000825324 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 841133368 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 601 CORPORATE CIRCLE CITY: GOLDEN STATE: CO ZIP: 80401 BUSINESS PHONE: 3033841400 MAIL ADDRESS: STREET 1: 601 CORPORATE CIRCLE CITY: GOLDEN STATE: CO ZIP: 80401 FORMER COMPANY: FORMER CONFORMED NAME: PARAMOUNT VENTURES INC DATE OF NAME CHANGE: 19900205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hoak J. Hale CENTRAL INDEX KEY: 0001450326 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18590 FILM NUMBER: 141183318 MAIL ADDRESS: STREET 1: 3963 MAPLE AVENUE STREET 2: SUITE 450 CITY: DALLAS STATE: TX ZIP: 75219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOAK JAMES M CENTRAL INDEX KEY: 0001607722 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18590 FILM NUMBER: 141183319 MAIL ADDRESS: STREET 1: 3963 MAPLE AVENUE STREET 2: SUITE 450 CITY: DALLAS STATE: TX ZIP: 75219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hoak & Co. CENTRAL INDEX KEY: 0001607735 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18590 FILM NUMBER: 141183320 BUSINESS ADDRESS: STREET 1: 3963 MAPLE AVENUE STREET 2: SUITE 450 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 214-855-2284 MAIL ADDRESS: STREET 1: 3963 MAPLE AVENUE STREET 2: SUITE 450 CITY: DALLAS STATE: TX ZIP: 75219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hoak Fund Management, L.P. CENTRAL INDEX KEY: 0001607736 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18590 FILM NUMBER: 141183321 BUSINESS ADDRESS: STREET 1: 3963 MAPLE AVENUE STREET 2: SUITE 450 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 214-855-2284 MAIL ADDRESS: STREET 1: 3963 MAPLE AVENUE STREET 2: SUITE 450 CITY: DALLAS STATE: TX ZIP: 75219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hoak Public Equities, LP CENTRAL INDEX KEY: 0001360554 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18590 FILM NUMBER: 141183322 BUSINESS ADDRESS: STREET 1: 3963 MAPLE AVENUE STREET 2: SUITE 450 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 214-855-2284 MAIL ADDRESS: STREET 1: 3963 MAPLE AVENUE STREET 2: SUITE 450 CITY: DALLAS STATE: TX ZIP: 75219 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-10-29 0 0000825324 GOOD TIMES RESTAURANTS INC GTIM 0001360554 Hoak Public Equities, LP 3963 MAPLE AVENUE SUITE 450 DALLAS TX 75219 0 0 1 0 0001607736 Hoak Fund Management, L.P. 3963 MAPLE AVENUE SUITE 450 DALLAS TX 75219 0 0 1 0 0001607735 Hoak & Co. 3963 MAPLE AVENUE SUITE 450 DALLAS TX 75219 0 0 1 0 0001607722 HOAK JAMES M 3963 MAPLE AVENUE SUITE 450 DALLAS TX 75219 0 0 1 0 0001450326 Hoak J. Hale 3963 MAPLE AVENUE SUITE 450 DALLAS TX 75219 0 0 1 0 Common Stock 2014-10-29 4 X 0 100000 2.75 A 900000 D Series A Warrants 2.75 2014-10-29 4 X 0 100000 0 D 2013-08-16 2014-11-14 Common Stock 100000 0 D Securities reported herein are owned directly by Hoak Public Equities, L.P. ("HPE"). Each of the Hoak Fund Management, L.P. (HPE's general partner), Hoak & Co. (Hoak Fund Management, L.P.'s general partner), James M. Hoak (Hoak & Co.'s controlling shareholder), and J. Hale Hoak (President of Hoak & Co.) may be deemed to be the beneficial owner of securities beneficially owned by HPE. Each of the reporting persons disclaims beneficial ownership of any securities reported herein except to the extent of such reporting person's pecuniary interest therein. /s/ Hoak Public Equities, L.P. 2014-10-29 /s/ Hoak Fund Management, L.P. 2014-10-29 /s/ Hoak & Co. 2014-10-29 /s/ James M. Hoak 2014-10-29 /s/ J. Hale Hoak 2014-10-29