-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AqF1mkQWagoOWCQuRVhVdwNjyE+LdTlzjbAd9KIt8WGrOxV2IZ1naxdoR2iMAiRq F9V5ZBbyRiuVPf1pE7vjnw== 0000888002-09-000011.txt : 20090108 0000888002-09-000011.hdr.sgml : 20090108 20090108104800 ACCESSION NUMBER: 0000888002-09-000011 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 14 FILED AS OF DATE: 20090108 DATE AS OF CHANGE: 20090108 GROUP MEMBERS: ACMC, INC. GROUP MEMBERS: AXA GROUP MEMBERS: AXA AMERICA HOLDINGS, INC. GROUP MEMBERS: AXA ASSURANCES I.A.R.D. MUTUELLE GROUP MEMBERS: AXA ASSURANCES VIE MUTUELLE GROUP MEMBERS: AXA EQUITABLE FINANCIAL SERVICES, LLC GROUP MEMBERS: AXA EQUITABLE LIFE INSURANCE COMPANY GROUP MEMBERS: AXA FINANCIAL (BERMUDA) LTD. GROUP MEMBERS: AXA FINANCIAL, INC. GROUP MEMBERS: CHRISTOPHER CONDRON - VOTING TRUSTEE GROUP MEMBERS: DENIS DUVERNE - VOTING TRUSTEE GROUP MEMBERS: HENRI DE CASTRIES - VOTING TRUSTEE GROUP MEMBERS: MONY LIFE INSURANCE COMPANY GROUP MEMBERS: MONY LIFE INSURANCE COMPANY OF AMERICA SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCEBERNSTEIN HOLDING L.P. CENTRAL INDEX KEY: 0000825313 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133434400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42546 FILM NUMBER: 09514873 BUSINESS ADDRESS: STREET 1: 1345 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2129691000 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE CAPITAL MANAGEMENT HOLDING LP DATE OF NAME CHANGE: 19991101 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 19961231 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AXA FINANCIAL INC CENTRAL INDEX KEY: 0000888002 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 133623351 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 BUSINESS PHONE: 2125541234 MAIL ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 FORMER COMPANY: FORMER CONFORMED NAME: EQUITABLE COMPANIES INC DATE OF NAME CHANGE: 19950721 SC 13D/A 1 y122008abhldinglp13dza.txt 1 y122008abhldinglp13dza.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 14) ALLIANCEBERNSTEIN HOLDING L.P. (f/k/a Alliance Capital Management Holding L.P.) (Name of Issuer) Units Representing Assignments of Beneficial Ownership of Limited Partnership Interests (Title of Class of Securities) 01855A101 (CUSIP Number) Alvin H. Fenichel Senior Vice President and Chief Accounting Officer AXA Financial, Inc. 1290 Avenue of the Americas New York, New York 10104 (212) 314-4094 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) With a copy to: George Stansfield, General Counsel AXA, 25, avenue Matignon 75008 Paris, France 011-331-40-75-57-00 January 6, 2009 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) SCHEDULE 13D CUSIP No. 01855A101 Page 2 of 42 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) AXA 98-0342809 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION France - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF See Item 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY See Item 5 ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH See Item 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER See Item 5 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,444,356 - See Item 5 (Not to be construed as an admission of beneficial ownership) - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.6% - See Item 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) HC, CO - -------------------------------------------------------------------------------- 2 SCHEDULE 13D CUSIP No. 01855A101 Page 3 of 42 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) AXA Assurances I.A.R.D. Mutuelle - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION France - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF See Item 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY See Item 5 ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH See Item 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER See Item 5 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,444,356 - See Item 5 (Not to be construed as an admission of beneficial ownership) - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.6% - See Item 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IC - -------------------------------------------------------------------------------- 3 SCHEDULE 13D CUSIP No. 01855A101 Page 4 of 42 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) AXA Assurances Vie Mutuelle - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION France - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF See Item 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY See Item 5 ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH See Item 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER See Item 5 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,444,356 - See Item 5 (Not to be construed as an admission of beneficial ownership) - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.6% - See Item 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IC - -------------------------------------------------------------------------------- 4 SCHEDULE 13D CUSIP No. 01855A101 Page 5 of 42 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Christopher Condron, as AXA Voting Trustee - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF See Item 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY See Item 5 ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH See Item 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER See Item 5 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,444,356 - See Item 5 (Not to be construed as an admission of beneficial ownership) - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.6% - See Item 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 5 SCHEDULE 13D CUSIP No. 01855A101 Page 6 of 42 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Henri de Castries, as AXA Voting Trustee - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Citizen of France - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF See Item 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY See Item 5 ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH See Item 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER See Item 5 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,444,356 - See Item 5 (Not to be construed as an admission of beneficial ownership) - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.6% - See Item 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 6 SCHEDULE 13D CUSIP No. 01855A101 Page 7 of 42 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Denis Duverne, as AXA Voting Trustee - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Citizen of France - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF See Item 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY See Item 5 ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH See Item 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER See Item 5 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,444,356 - See Item 5 (Not to be construed as an admission of beneficial ownership) - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.6% - See Item 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 7 SCHEDULE 13D CUSIP No. 01855A101 Page 8 of 42 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) AXA America Holdings, Inc. 90-0226248 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 1,444,356 - See Item 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 1,444,356 - See Item 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,444,356 - See Item 5 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.6% - See Item 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) HC, CO - -------------------------------------------------------------------------------- 8 SCHEDULE 13D CUSIP No. 01855A101 Page 9 of 42 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) AXA Financial, Inc. 13-3623351 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 1,444,356 - See Item 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 1,444,356 - See Item 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,444,356 - See Item 5 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.6% - See Items 4 and 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) HC,CO - -------------------------------------------------------------------------------- 9 SCHEDULE 13D CUSIP No. 01855A101 Page 10 of 42 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) AXA Equitable Financial Services, LLC 52-2197822 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 1,444,356 - See Item 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 1,444,356 - See Item 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,444,356 - See Item 5 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.6% - See Items 4 and 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) HC,OO - -------------------------------------------------------------------------------- 10 SCHEDULE 13D CUSIP No. 01855A101 Page 11 of 42 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) AXA Equitable Life Insurance Company 13-5570651 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 1,444,356 - See Item 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 1,444,356 - See Item 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,444,356 - See Item 5 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.6% - See Items 4 and 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IC,CO - -------------------------------------------------------------------------------- 11 SCHEDULE 13D CUSIP No. 01855A101 Page 12 of 42 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) ACMC, Inc. 13-2677213 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 722,178 - See Item 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 722,178 - See Item 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 722,178 - See Item 5 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.8% - See Items 4 and 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) CO - -------------------------------------------------------------------------------- 12 SCHEDULE 13D CUSIP No. 01855A101 Page 13 of 42 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) AXA Financial (Bermuda) Ltd. 14-1903564 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Bermuda - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF See Item 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH See Item 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON See Item 5 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) See Items 4 and 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) CO - -------------------------------------------------------------------------------- 13 SCHEDULE 13D CUSIP No. 01855A101 Page 14 of 42 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) MONY Life Insurance Company 13-1632487 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF See Item 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH See Item 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON See Item 5 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) See Item 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IC, CO - -------------------------------------------------------------------------------- 14 SCHEDULE 13D CUSIP No. 01855A101 Page 15 of 42 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) MONY Life Insurance Company of America 86-0222062 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Arizona - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF See Item 5 SHARES ----------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY ----------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH See Item 5 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON See Item 5 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) See Items 4 and 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IC, CO - -------------------------------------------------------------------------------- 15 Page 16 of 42 Pages This Amendment No. 14 amends the Statement on Schedule 13D ("Schedule 13D") initially filed on August 4, 1992 with the Securities and Exchange Commission by AXA, Midi Participations, Finaxa, the Mutuelles AXA (as herein defined) and the Trustees of a Voting Trust (established pursuant to the Voting Trust Agreement dated as of May 12, 1992 (the "Original Voting Trust Agreement")), as amended by Amendment No. 1 to the Schedule 13D filed on July 29, 1993 ("Amendment No. 1"), Amendment No. 2 to the Schedule 13D filed on September 14, 1994 ("Amendment No. 2"), Amendment No. 3 to the Schedule 13D filed on October 22, 1996 ("Amendment No. 3"), Amendment No. 4 to the Schedule 13D filed on July 11, 1997 ("Amendment No. 4"), Amendment No. 5 to the Schedule 13D filed on September 4, 1997 ("Amendment No. 5"), Amendment No. 6 to the Schedule 13D filed on April 9, 1999 ("Amendment No. 6"), Amendment No. 7 to the Schedule 13D filed on November 4, 1999 ("Amendment No. 7"), Amendment No. 8 to the Schedule 13D filed on June 23, 2000 ("Amendment No. 8"), Amendment No. 9 to the Schedule 13D filed on November 27, 2002 ("Amendment No. 9"), and Amendment No. 10 to the Schedule 13D filed on March 9, 2004 ("Amendment No. 10"), Amendment No. 11 to the Schedule 13D filed on December 22, 2004 (Amendment No.11"), Amendment No. 12 to the Schedule 13D filed on March 7, 2007 ("Amendment No. 12") and Amendment No. 13 to the Schedule 13D filed on December 19, 2008 ("Amendment No. 13") each of which was filed by AXA, Midi Participations (except as to Amendment Nos. 3, 4, 5, 6, 7, 8, 9, 10, 11, 12 and 13), Finaxa (except as to Amendment Nos. 12 and 13), the Mutuelles AXA, the Trustees, AXA Financial, Inc. (formerly known as The Equitable Companies Incorporated)("AXF"), AXA Equitable Life Insurance Company (f/k/a The Equitable Life Assurance Society of the United States) ("AXA Equitable"), Equitable Holding Corporation (which was merged in 1997 into Equitable Holdings, LLC), Equitable Investment Corporation(which was merged in November 1999 into Equitable Holdings, LLC), ACMC, Inc. and ECMC, LLC (successor by merger to Equitable Capital Management Corporation), which Schedule 13D relates to Units representing assignments of beneficial ownership of limited partnership interests of AllianceBernstein Holding L.P. (formerly known as Alliance Capital Management Holding L.P.), a Delaware limited partnership ("AB Holding"). ITEM 2. IDENTITY AND BACKGROUND Item 2 of the Schedule 13D is hereby amended and restated in its entirety as follows. This statement is being filed by (i) AXA, a company organized under the laws of France, (ii) AXA Assurances I.A.R.D. Mutuelle and AXA Assurances Vie Mutuelle, two mutual insurance companies organized under the laws of France (the "Mutuelles AXA"), (iii) Christopher Condron (Member of the Management Board of AXA), Henri de Castries (Chairman of the Management Board of AXA) and Denis Duverne (member of the Management Board of AXA), as Trustees (the "Trustees") of a Voting Trust (the "Voting Trust") established pursuant to the Original Voting Trust Agreement and currently governed by an Amended and Restated Voting Trust Agreement dated as of May 12, 2002, by and among AXA and the Trustees (the "Amended Voting Trust Agreement" and, together with the Original Voting Trust Agreement, the "Voting Trust Agreement"), (iv) AXA America Holdings, Inc., a Delaware corporation ("AXA America"), (v) AXF, a Delaware corporation, (vi) AXA Equitable Financial Services, LLC (formerly known as AXA Client Solutions, LLC and AXA Financial Services, LLC), a Delaware limited liability company whose sole member is AXF ("AXFS"), (vii) AXA Equitable, a New York stock life insurance company, (viii) ACMC, Inc., a Delaware corporation ("ACMC"), (ix) AXA Financial (Bermuda) Ltd., a Bermuda corporation, which is wholly owned by AXFS ("AXA Bermuda"),(x) MONY Life Insurance Company, a New York stock life insurance company, a wholly owned subsidiary of AXFS ("MONY Life"), and (xi) MONY Life Insurance Company of America, an Arizona stock life insurance company, a wholly owned subsidiary of MONY Life ("MLOA"). AXA, the Mutuelles AXA, the Trustees, AXA America, AXF, AXFS, AXA Equitable, ACMC, AXA Bermuda, MONY Life and MLOA are hereinafter collectively referred to as the "Reporting Persons." AXA. AXA is a holding company for an international group of insurance and related financial service companies. The address of AXA's principal business and office is 25, avenue Matignon, 75008 Paris, France. As of December 31, 2007, the Mutuelles AXA, directly beneficially owned 14.48% of AXA's ordinary shares (representing 20.84% of the voting power). In addition, as of December 31, 2007, 1.01% of the ordinary shares of AXA without the power to vote were owned by certain subsidiaries of AXA. Finaxa. Finaxa was a holding company, which was majority owned by the Mutuelles AXA. Finaxa was merged into AXA as of December 16, 2005. The Mutuelles AXA. The Mutuelles AXA are AXA Assurances I.A.R.D. Mutuelle and AXA Assurances Vie Mutuelle. AXA Courtage Assurance Mutuelle was merged into AXA Assurances I.A.R.D Mutuelle as of December 31, 2006. Each of the Mutuelles AXA is a mutual insurance company organized under the laws of France. The address of each of the Mutuelles AXA's principal business and office is as follows: 26, rue Drouot, 75009 Paris, France. The Trustees. In order to ensure, for insurance regulatory purposes, that certain indirect minority shareholders of AXA are not able to exercise control over AXF and certain of its insurance subsidiaries, AXA has agreed pursuant to the Voting Trust Agreement to deposit in the Voting Trust the shares 16 Page 17 of 42 Pages of capital stock of AXF having voting powers beneficially owned by AXA and certain of its affiliates. AXA or any such affiliate depositing capital stock in the Voting Trust will remain the beneficial owner of all capital stock deposited by it in the Voting Trust, but during the term of the Voting Trust the Trustees will exercise all voting rights with respect to such capital stock. Additional information relating to the Voting Trust Agreement is set forth in the Schedule 13D filed by AXA with respect to its ownership of the capital stock of AXF. Information with respect to all of the Trustees is set forth on Exhibit 1 hereto since the Trustees are members of the Supervisory or Management Board of AXA. AXA America. AXA America is a holding company for a group of insurance and related financial service companies, including AXF and its subsidiaries. The address of AXA America is principal place of business and office is 1290 Avenue of the Americas, New York, New York 10104. AXF and Subsidiaries. AXF is a holding company. As of January 6, 2009, 100% of the outstanding shares of common stock of AXF were beneficially owned indirectly by AXA. AXF and its subsidiaries (including AXA Equitable, MONY Life and MLOA, each an indirect wholly-owned subsidiary) provide diversified financial services to a broad spectrum of financial advisory, insurance and investment management customers. AXFS, whose sole member is AXF, wholly owns (i) AXA Equitable, which in turn wholly owns ACMC, (ii) AXA Bermuda, and (iii) MONY Life, which in turn wholly owns MLOA. ACMC, AXFS and AXF are holding companies. The address of the principal business and principal office of AXF, AXFS, AXA Equitable, ACMC, MONY Life, and MLOA is 1290 Avenue of the Americas, New York, New York 10104. MONY Holdings, LLC. MONY Holdings, LLC was a Delaware Limited liability company, whose sole member was AXF. MONY Holdings, LLC was merged into AXFS as of November 30,2007. The (i) name, (ii) residence or business address, (iii) present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted and (iv) citizenship of each of the executive officers and directors of each of the Reporting Persons are set forth on Exhibits 1 through 7 and 14 through 16 and 20 hereto. None of the Reporting Persons nor, to the knowledge of any Reporting Person, any natural person named in Exhibits 1 through 7 and 14 through 16 and 20 hereto has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of which any such Reporting Person or person was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, Federal or state securities laws or finding any violation with respect to such laws. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION Item 3 of the Schedule 13D is hereby amended by inserting the following paragraph at the end thereof. The source of funds for the purchase on January 6, 2009 by AXA America of 8,160,000 units of limited partnership interests ("AB Capital Units") of AllianceBernstein L.P. (formerly known as Alliance Capital Management L.P.) reported by the Reporting Persons was a floating rate note issued by AXA. See response to Item 4 for a summary of the January 6, 2009 transaction pursuant to which 8,160,000 AB Capital Units were purchased by AXA America. 17 Page 18 of 42 Pages ITEM 4. PURPOSE OF TRANSACTION Item 4 of the Schedule 13D is hereby amended by inserting the following paragraph at the end thereof. On December 19, 2008, SCB Inc. and SCB Partners, Inc. delivered a notice to AXF stating that it was exercising its right to sell 8,160,000 AB Units to AXF (or its designee) under the Purchase Agreement. The purchase price for the AB Capital Units was $18.349 per AB Capital Unit, which is, as provided in the Purchase Agreement, the average of the closing prices of a unit ("Unit") representing assignment of beneficial ownership of AB Holding as quoted on the New York Stock Exchange composite tape for the ten trading days ending on December 29, 2008, the fifth trading day following the December 19, 2008 exercise date. The settlement of the sale by SCB Partners Inc. of 8,160,000 AB Capital Units to AXA America took place on January 6, 2009. Except as set forth in this statement, none of the Reporting Persons has any plans or proposals described in Item 4(a)-(j) of Schedule 13D. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER Items 5(a), (b) and (c) are hereby amended and restated in their entirety as set forth below. (a) & (b) At the close of business on January 6, 2009, AXA America did not beneficially own directly any Units and beneficially owned directly 8,160,000 AB Capital Units representing approximately 3.1% of the AB Capital Units outstanding; AXF did not beneficially own directly any Units or AB Capital Units; AXA Equitable beneficially owned directly 722,178 Units representing approximately 0.8% of the Units outstanding and beneficially owned directly 29,100,290 AB Capital Units representing approximately 11.0% of the AB Capital Units outstanding; ACMC beneficially owned directly 722,178 Units representing approximately 0.8% of the Units outstanding and 66,220,822 AB Capital Units representing approximately 25.1% of the AB Capital Units outstanding; AXA Bermuda did not beneficially own directly any Units and beneficially owned 57,211,519 AB Capital Units representing approximately 21.7% of the AB Capital Units outstanding; MONY Life did not beneficially own directly any Units and beneficially owned directly 6,841,642 AB Capital Units representing approximately 2.6% of the AB Capital Units outstanding; and MLOA did not beneficially own directly any Units and beneficially owned directly 2,587,472 AB Capital Units representing approximately 1.0% of the AB Capital Units outstanding. AXA America, AXF, AXA Equitable, ACMC, AXA Bermuda, MONY Life and MLOA have the sole power to vote or direct the vote and the sole power to dispose or direct the disposition of each of their respective Units and AB Capital Units. By reason of its ownership interest in AXF, AXFS, ACMC, AXA Bermuda, AXA Equitable, MONY Life and MLOA, AXA America may be deemed to beneficially own indirectly, and to have voting and dispositive power with respect to, the 722,178 Units owned by ACMC and the 722,178 Units owned by AXA Equitable, together representing approximately 1.6% of the Units outstanding, and the 66,220,822 AB Capital Units owned by ACMC, the 29,100,290 AB Capital Units owned directly by AXA Equitable, the 57,211,519 AB Capital Units owned directly by AXA Bermuda, the 6,841,642 AB Capital Units owned directly by MONY Life and the 2,587,472 AB Capital Units owned directly by MLOA, which, together with the 8,160,000 AB Capital Units owned directly by AXA America, represents approximately 64.5% of the AB Capital Units outstanding. By reason of its ownership interest in ACMC, AXA Equitable may be deemed to beneficially own indirectly, and to have voting and dispositive power with respect to, the 722,178 Units owned by ACMC, which, together with the 722,178 Units owned directly by AXA Equitable, represent approximately 1.6% of the Units outstanding, and the 66,220,822 AB Capital Units owned by ACMC, which, together with the 29,100,290 AB Capital Units owned directly by AXA Equitable, represent 36.15% of the AB Capital Units outstanding. By reason of its ownership interest in ACMC, AXA Bermuda, AXA Equitable, MONY Life and MLOA, AXFS may be deemed to beneficially own indirectly, and to have voting and dispositive power with respect to, the 722,178 Units owned by ACMC and the 722,178 Units owned by AXA Equitable, together representing approximately 1.6% of the Units outstanding, and the 66,220,822 AB Capital Units owned by ACMC, the 29,100,290 AB Capital Units owned directly by AXA Equitable, the 57,211,519 AB Capital Units owned directly by AXA Bermuda, the 6,841,642 AB Capital Units owned directly by MONY Life and the 2,587,472 AB Capital Units owned directly by MLOA which represent approximately 61.4% of the AB Capital Units outstanding. By reason of its ownership interest in MLOA, MONY Life may be deemed to beneficially own indirectly, and to have voting and dispositive power with respect to, the 2,587,472 AB Capital Units owned by MLOA, which, together with the 4,389,192 AB Capital Units owned directly by MONY Life, represent approximately 3.6% of the AB Capital Units outstanding. By reason of its ownership interest in AXFS, ACMC, AXA Equitable, AXA Bermuda, MLOA and MONY Life, AXF may be deemed to beneficially own indirectly, and to have voting and dispositive power with respect to, the 722,178 Units owned by ACMC and the 722,178 Units owned by AXA Equitable, together representing approximately 1.6% of the Units outstanding, and the 66,220,822 AB Capital Units owned by ACMC, the 29,100,290 AB Capital Units owned directly by AXA Equitable, the 57,211,519 AB Capital Units owned directly by AXA Bermuda, the 6,841,642 AB Capital Units owned directly by MONY Life, and the 2,587,472 AB Capital Units owned by MLOA, which represent approximately 61.4% of the AB Capital Units outstanding. (This excludes Units acquired by the Reporting Persons and their affiliates solely for investment purposes on behalf of client discretionary accounts.) AXA, by virtue of its indirect ownership of 100% of the outstanding shares of common stock of AXA America, may be deemed to beneficially own all of the Units and AB Capital Units owned directly and indirectly by AXA America. By reason of the Voting Trust Agreement and their relationship with AXA and the Mutuelles AXA, the Trustees may also be deemed to be beneficial owners of such Units and AB Capital Units. In addition, the Mutuelles AXA, as a group, may be deemed to be beneficial owners of such Units and AB Capital Units. Each of AXA, the Mutuelles AXA and the Trustees expressly declares that the filing of this Schedule 13D shall not be construed as an admission that it is, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owner of such Units or AB Capital Units. AXA, by reason of its relationship with AXA America, may be deemed to share the power to vote or direct the vote and to dispose or direct the disposition of all of the Units and AB Capital Units beneficially owned by AXA America. By reason of the Voting Trust arrangement, the Trustees may be deemed and, by reason of their relationship with AXA and the Mutuelles AXA, as a group, to share the power to vote or to direct the vote and to dispose or to direct the disposition of all the Units and AB Capital Units beneficially owned by AXA America. To the knowledge of the Reporting Persons, the following directors and executive officers of the Reporting Persons listed in Exhibits 1 through 7 and 14 through 16 and 20 hereto beneficially own the following number of outstanding Units and options or other rights to acquire Units presently or within 60 days: Henri de Castries 2,000 Units Christopher M. Condron 30,000 Units Denis Duverne 2,000 Units Gerald M. Lieberman 218,745 Units (includes 80,000 Units Mr.Lieberman can acquire within 60 days under AllianceBernstein Option Plans) Joseph Moglia 38,465 Units Lorie A. Slutsky 32,390 Units (includes 29,421 Units which Ms. Slutsky may acquire within 60 days under AllianceBernstein Option Plans) Peter J. Tobin 46,602 Units (includes 44,671 Units which Mr. Tobin may acquire within 60 days under AllianceBernstein Option Plans) To the knowledge of the Reporting Persons, none of the Directors and Executive officers listed in Exhibits 1 through 7 and 14 through 16 and 20 own any AB Capital Units. Other than as described above and in Item 4 above, none of the Reporting Persons beneficially owns any Units or AB Capital Units or options or other rights to acquire Units or AB Capital Units presently or within 60 days and, to the knowledge of the Reporting Persons, none of the natural persons listed in Exhibits 1 through 7 and 14 through 16 and 20 hereto beneficially owns any Units or options and other rights to acquire Units within 60 days. (c) For a summary of the transactions in Units and AB Capital Units by the Reporting Persons during the 60 days preceeding the filing of this Amendment, please see Amendment No. 13 to the Schedule 13D, which was filed with the Securities and Exchange Commission ("SEC") on December 19, 2008 and the Form 4's filed by the Reporting Persons with the SEC on December 23, 2008 and January 2, 2009. Other than described in Item 4 above, during the 60 days preceeding the filing of this Amendment, the knowledge of the Reporting Persons, no transactions in Units or AB Capital were made by any of the natural persons named in Exhibits 1 through 7 and 14 through 16 and 20 hereto. 18 Page 19 of 42 Pages ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER See response to Item 4 ITEM 7. MATERIAL TO BE FILED AS EXHIBITS Exhibit 1 Information with respect to Members of the Management Board, Supervisory Board and Executive Officers of AXA Exhibit 2 Information with respect to Executive Officers of AXA Assurances I.A.R.D. Mutuelle and Members of AXA Assurances I.A.R.D. Mutuelle's Conseil d'Administration Exhibit 3 Information with respect to Executive Officers of AXA Assurances Vie Mutuelle and Members of AXA Assurances Vie Mutuelle's Conseil d'Administration Exhibit 4 Information with respect to the Executive Officers and Directors of AXA Financial, Inc. (which is the sole member of AXA Equitable Financial Services, LLC) Exhibit 5 Information with respect to the Executive Officers and Directors of AXA Equitable Financial Services, LLC Exhibit 6 Information with respect to the Executive Officers and Directors of AXA Equitable Life Insurance Company Exhibit 7 Information with respect to the Executive Officers and Directors of ACMC, Inc. 19 Page 20 of 42 Pages Exhibit 8 Filing Agreement with respect to the Schedule 13D among the Reporting Persons (incorporated by reference to Exhibit 17 of the Schedule 13D filed on August 4, 1992) Exhibit 9 Amended and Restated Voting Trust Agreement, dated as of May 12, 2002 (incorporated by reference to Exhibit 15 filed with Amendment No. 9 to Schedule 13D filed on November 27, 2002) Exhibit 10 Powers of Attorney for the Voting Trustees, dated July 5, 2002 with respect to Henri de Castries (incorporated by reference to Exhibit 19 filed with Amendment No. 9 to the Schedule 13D filed on November 27, 2002) Exhibit 11 Power of Attorney for the Voting Trustee, Denis Duverne, dated March 5, 2007 (incorporated by reference to Exhibit 23 filed with Amendment No. 12 to the Schedule 13D filed on March 7, 2007. Exhibit 12 Power of Attorney for the Voting Trustee, Christopher Condron, dated June 9, 2008 (incorporated by reference to Exhibit 12 filed with Amendment No. 13 to the Schedule 13D filed on December 19, 2008. Exhibit 13 Powers of Attorney with respect to AXA, Finaxa and the Mutuelles AXA (incorporated by reference to Exhibit 11 to the Schedule 13D filed with the Securities and Exchange Commission on June 30, 2000 with respect to the AB Capital Units) Exhibit 14 Information with respect to the Executive Officers and Directors of AXA Financial (Bermuda) Ltd. Exhibit 15 Information with respect to the Executive Officers and Directors of MONY Life Insurance Company Exhibit 16 Information with respect to the Executive Officers and Directors of MONY Life Insurance Company of America Exhibit 17 Purchase Agreement, dated as of June 20, 2000, between AXA Financial, Inc., AllianceBernstein L.P. (formerly Alliance Capital Management L.P.) and SCB Inc. (formerly Sanford C. Bernstein Inc.) (incorporated by reference to Exhibit 22 filed with Amendment No. 8 to Schedule 13D filed on June 23, 2000) Exhibit 18 Exercise Notice, dated December 19, 2008, pursuant to Section 2.4.1 of the Purchase Agreement Exhibit 19 Settlement Notice, dated December 31, 2008, pursuant to Sections 2.1 and 2.4.2 of the Purchase Agreement Exhibit 20 Information with respect to the Executive Officers and Directors of AXA America Holdings, Inc. 20 Page 21 of 42 Pages SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 8, 2009 AXA AXA ASSURANCES I.A.R.D. MUTUELLE AXA ASSURANCES VIE MUTUELLE CHRISTOPHER CONDRON, HENRI DE CASTRIES AND DENIS DUVERNE, AS AXA VOTING TRUSTEES UNDER THE VOTING TRUST AGREEMENT By /s/ Alvin H. Fenichel ----------------------------------------- Signature Alvin H. Fenichel, Attorney-in-Fact ----------------------------------------- Name/Title After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 8, 2009 AXA America Holdings, Inc. By: /s/ Kevin R. Byrne -------------------------------------------- Name: Kevin R. Byrne Title: Treasurer After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 8, 2009 AXA FINANCIAL, INC. By: /s/ Alvin H. Fenichel -------------------------------------------- Name: Alvin H. Fenichel Title: Senior Vice President and Chief Accounting Officer 21 Page 22 of 42 Pages After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 8, 2009 AXA FINANCIAL SERVICES, LLC By: /s/ Alvin H. Fenichel -------------------------------------------- Name: Alvin H. Fenichel Title: Senior Vice President and Chief Accounting Officer After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 8, 2009 AXA EQUITABLE LIFE INSURANCE COMPANY By: /s/ Alvin H. Fenichel ------------------------------------------- Name: Alvin H. Fenichel Title: Senior Vice President and Chief Accounting Officer After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 8, 2009 ACMC, INC. By /s/Kevin R. Byrne ------------------------------------------ Name: Kevin R. Byrne Title: Senior Vice President and Chief Financial Officer After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 8, 2009 AXA Financial (Bermuda) Ltd. By /s/Kevin R. Byrne ------------------------------------------ Name: Kevin R. Byrne Title: President After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 8, 2009 MONY LIFE INSURANCE COMPANY By /s/Alvin H. Fenichel ------------------------------------------ Name: Alvin H. Fenichel Title: Senior Vice President and Chief Accounting Officer After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 8, 2009 MONY LIFE INSURANCE COMPANY OF AMERICA By /s/Alvin H. Fenichel ------------------------------------------ Name: Alvin H. Fenichel Title: Senior Vice President and Chief Accounting Officer 22 EX-99 2 y122008abhldinglp99w01.txt EXHIBIT 1 2 y122008abhldinglp99w01.txt Page 23 of 42 Pages Exhibit 1 MEMBERS OF THE MANAGEMENT BOARD, THE SUPERVISORY BOARD AND THE EXECUTIVE OFFICERS OF AXA The names of the Members of the Management Board, the Supervisory Board and the Executive Officers of AXA and their business addresses and principal occupations are set forth below. If no address is given, the Member's business address is that of AXA at 25, avenue Matignon, 75008 Paris, France. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to AXA and each individual is a citizen of the Republic of France. Members of the Management Board Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- Henri de Castries Chairman of the Management Board; Chief Executive Officer of AXA; Chairman of the Board, AXA Financial, Inc. Alfred Bouckaert(1) Member of the Management Board (in charge of Northern, Central, and Eastern Europe Region) Claude Brunet Member of the Management Board (in charge of Transversal Operations and Projects, Human Resources, Brands and Communications) Christopher Condron(2) Member of the Management Board (in charge of United States activities) and Executive Officer; President and Chief Executive Officer, AXA Financial, Inc.; Chairman, President and CEO, AXA Equitable Denis Duverne Member of the Management Board, Group Chief Financial Officer Francois Pierson Member of the Management Board, Chairman and CEO AXA France Assurance of AXA France, (in charge of Large Risks, AXA Tour AXA Assistance Activities and AXA Canada) 1 Place des Saisons 92400 Courbevoie France 23 Page 24 of 42 Pages Members of the Supervisory Board Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- Jean-Rene Fourtou Chairman of the Supervisory Board of Vivendi Vivendi Universal Universal (global media and communications 42 avenue de Friedland company); Chairman of the Supervisory Board of 75008 Paris Groupe Canal+ Leo Apotheker(3) Co Chief Executive Officer and Member SAP of the Executive Committee of SAP AG; 141, bd Haussmann Director of SAP America, Inc. (United States), 75008 Paris SAP Global Marketing Inc. (United States), SAP Asia Pte. Ltd. (Singapore), SAP JAPAN Co. Ltd. (Japan), SAP FRANCE S.A., S.A.P. ITALIA Sistemi, applicazioni, prodotti in data processing s.p.a. (Italy); SAP Hellas "Systems Application and Data Processing S.A." (Greece), SAP (Beijing) Software System Co. Ltd. (China) Wendy Cooper(2) Representing the employees-shareholders AXA Financial 1290 Avenue of the Americas New York, NY 10104 Jacques de Chateauvieux Chairman of the Supervirory Board; Chairman and BOURBON CEO of BOURBON, Chairman and CEO of JACCAR, 33, rue du Louvre Chairman of the Board of Directors of SAPMER 75002 Paris S.A., Cbo Territoria; Director or Member of Supervsiory Board of INNODIS and SINOPACIFIC Shipbuilding Group (China) Norbert Dentressangle Vice Chairman of the Supervisory Board; Chairman BP 83 of the Board and Chief Executive Officer of Les Pierelles Beausemblant Financiere Norbert Dentressangle 26241 Saint-Vallier-sur-Rhone Cedex Jean-Martin Folz Chairman of AFEP (Association Francaise des AFEP Enterprises Privees) 11, avenue Delcasse 75008 Paris Anthony Hamilton(4) Non Executive Chairman, AXA UK plc and AXA Equity AXA UK plc and Law (UK). 5 Old Broad Street London EC2N 1AD UK Henri Lachmann Chairman of Supervisory Board of Schneider SCHNEIDER Electric Electric 43-45, Bld Franklin Roosevelt 92504 Rueil Malmaison Francois Martneau Partner, SCP Lussan & Associes 250 bis, boulevard Saint Germain 75007 PARIS Gerard Mestrallet Chairman and Chief Executive Officer of GDF Suez Suez 16 rue de le Ville l'Eveque 75008 PARIS Guiseppe Mussari(5) Chairman of the Board of Banca Monte de Paschi Piazza Salimbeni, 3 di Siena S.p.A (Italy) 53100 Siena, Italy Michel Pebereau Chairman of the Board of Directors of BNP Paribas BNP Paribas (banking) 3 Rue d'Antin 75002 PARIS Dominique Reiniche Chairman Europe of the Coca-Cola Company Coca Cola Enterprise Groupe Europe 27 rue Camille Desmoulino 92784 Issy-IES Moulineaux Cedex 9 Ezra Suleiman (2) Professor of Poltical Sciences, Princeton University Princeton University Princeton, NJ 08544 24 Page 25 of 42 Pages Executive Officers Jean-Raymond Abat Chief Executive Officer of the Mediterranean Camino Fuente de la Mora Region 28050 Madrid, Spain Alfred Bouckaert(1) Member of Management Board, Chief Executive AXA Royale Belte Officer for Northern, Central and Eastern Europe 25 Boulevard du Souverain B-1170 Bruxelles Belgium Claude Brunet Member of the Management Board (in charge of Transversal Operations and Projects, Human Resources Brands and Communications) Henri de Castries Chairman of the Management Board Christopher Condron(2) Member of the Management Board; President and AXA Financial Chief Executive Officer, AXA Financial, Inc.; 1290 Avenue of the Americas Chairman, President and CEO, AXA Equitable New York, NY 10104 John R. Dacey(2) Chief Executive Offcier, Japan, Asia Pacific 1-17-3 Shirokane, Minato-ku Region Tokyo 108-8020 Denis Duverne Member of the Management Board Board, Group Chief Financial Officer Philippe Egger(6) Chief Executive Officer of Insurance Activities General Guisan-Strasse in Switzerland 40 CH-8401 Winterthur Switzerland Gerald Harlin Deputy Chief Financial Officer, Executive Vice President - Finance and Control Frank Keuper(3) Chief Executive Officer of AXA Konzern AG Colonia-Allee 10-20 51067 Koln, Germany Gerald Lieberman (2) President and Chief Operating Officer of AllianceBernstein AllianceBernstein (United States) 1345 Avenue of the Americas NY, NY 10105 Nicolas Moreau(4) Chief Executive Officer AXA UK and Ireland, 7 Newgate Street Chairman of the Board of AXA Investment Managers London, EC1A 7NX Mark Pearson(7) Chief Executive Officer of AXA Life Japan and AXA NBF Platinum Tower Japan Holdings 1-17-3 Shirokane Minato-ku, Tokyo 108-8020 JAPAN Andrew Penn(7) Chief Executive Officer of AXA Asia-Pacific 447 Collins Street Holdings (Australia) Melbourne Victoria 3000 Australia Francois Pierson Member of the Management Board, Chairman and Chief AXA France Assurance Executive Officer of AXA France (in charge of Large 1 Place des Saisons Risks, AXA Assistance Activities and AXA Canada) 92400 Courbevoie France Eugene Teysen(1) Chief Executive Officer of Insurance and Bank boulevard du Souverain, 25 Activities in Belgium 1170 Brussels, Belgium - -------- (1) Citizen of Belgium (2) Citizen of the United States of America (3) Citizen of Germany (4) Citizen of United Kingdom (5) Citizen of Italy (6) Citizen of Switzerland (7) Citizen of Australia 25 EX-99 3 y122008abhldinglp99w02.txt EXHIBIT 2 4 y122008abchldinglp99w02.txt Page 26 of 42 Pages Exhibit 2 EXECUTIVE OFFICERS AND MEMBERS OF THE CONSEIL D'ADMINISTRATION OF AXA ASSURANCES I.A.R.D. MUTUELLE The names of the Members of the Conseil d'Administration and of the Executive Officers of AXA Assurances I.A.R.D. Mutuelle and their business addresses and principal occupations are set forth below. If no address is given, the Member's or Executive Officer's business address is that of AXA Assurances I.A.R.D. Mutuelle at 26, rue Drouot, 75009 Paris, France. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to AXA Assurances I.A.R.D. Mutuelle and each individual is a citizen of the Republic of France. Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- * Henri de Castries Chairman of the AXA Management Board AXA Chairman of the Board of Directors of AXA 25, avenue Matignon Assurances IARD Mutuelle 75008 Paris * Claube Bebear Honorary Chairman of the AXA Supervisory Board AXA Retired 25, avenue Matignon 75008 Paris * A.S.S.S.E. Chairman of A.S.S.S.E. represented by Jean-Pierre Chaffin Federation de la Metallurgie CFE-CGC 5, rue de La Bruyere 75009 Paris * Bertrand Eveno Manager of BPE Conseil 10, boulevard Malesherbes 75008 Paris * Jacques Gobert Lawyer 21 rue Gustave Nadaud 13012 Marseille * Philippe Guerand Chairman of SAS Generale d'Investissements SIER Constructeur 129 boulevard Pinel 69500 Bron * Henri Lachmann Chairman of the Supervisory Board of SCHNEIDER Electric Schneider Electric 43-45 Boulevard Franklin Roossevelt 92504 Rueil-Malmaison France * Frederic Lucet Manager of companies - Investment Adviser LC Group 12 rue Auber 75009 Paris * Octave Manset Vice-Chairman of the Board of Directors of AXA 75 rue de la Tour Assurances IARD Mutuelle 75016 Paris Retired * Alain de Marcellus Manager of Group Financial Services of Cap Gemini Cap Gemini 11, rue de Tilsit 75007 Paris * Francois Martineau Attorney in law Lussan & Associes 250bis, boulevard Saint Germain 75007 Paris * Francois Pierson Member of the Management Board, Chairman AXA France and CEO of AXA France, also responsible for Terrasses 1 Large Risks, Assistance and AXA Canada 313 Terrasses de L'Arche 92727 Nanterre Cedex * Olivier Riche Chief Executive Officer of Cofitem-Cofimur 47 rue de Verneuil 75007, Paris * Pierre de Waziers Engineer Societe Gramont 8 rue Sainte Lucie 75015 Paris * Renaud Streichenberger Lawyer Cabinet Brodin Prat 130 rue du Faubourg St. Honore' 75008, Paris Jacques de Peretti Chief Executive Officer - non Director of AXA AXA France Assurances IARD Mutuelle 88, rue Saint-Lazare 75009 Paris * Director 26 EX-99 4 y122008abhldinglp99w03.txt EXHIBIT 3 5 y122008abhldinglp99w03.txt Page 27 of 42 Pages Exhibit 3 EXECUTIVE OFFICERS AND MEMBERS OF THE CONSEIL D'ADMINISTRATION OF AXA ASSURANCES VIE MUTUELLE The names of the Members of the Conseil d'Administration and of the Executive Officers of AXA Assurances Vie Mutuelle and their business addresses and principal occupations are set forth below. If no address is given, the Member's or Executive Officer's business address is that of AXA Assurances Vie Mutuelle at 26, rue Drouot, 75009 Paris, France. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to AXA Assurances Vie Mutuelle and each individual is a citizen of the Republic of France. Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- * Henri de Castries Chairman of the AXA Management Board AXA Chairman of the Board of Directors of AXA 25, avenue Matignon Assurances Vie Mutuelle 75008 Paris * Claube Bebear Honorary Chairman of the AXA Supervisory Board AXA Retired 25, avenue Matignon 75008 Paris * A.S.S.S.E. Chairman of A.S.S.S.E. represented by Jean-Pierre Chaffin Federation de la Metallurgie CFE-CGC 5, rue de La Bruyere 75009 Paris * Frederic Lucet Manager of companies - Investment Adviser Groupe LC 12 rue Auber 75009 Paris * Jean-Pol Mairiaux Officer of AXA AXA France Terrasses 3 313 Terrasses de L'Arche 92727 Nanterre Cedex * Octave Manset Vice-Chairman of the Board of Directors of AXA 75 rue de la Tour Assurances Vie Mutuelle 75016 Paris Retired * Alain de Marcellus Manager of Group Financial Services of Cap Gemini Cap Gemini 11, rue de Tilsit 75007 Paris * Francois Martineau Attorney in law Lussan & Associes 250bis, boulevard Saint Germain 75007 Paris * Mrs Dominique Paillet Retired 9, route de Vienne 38090 Vaulx-Milieu * Francois Pierson Member of the Management Board, Chairman and AXA France CEO of AXA France, also responsible for Large Terrasses 1 Risks, Assistance and AXA Canada 313 Terrasses de L'Arche 92727 Nanterre Cedex * Jean-Claude Puerto Salavert Chairman and Chief Executive Officer of UCAR UCAR 10, rue Louis Pasteur 92100 Boulogne Billancourt * Olivier Riche Chief Executive Officer of Cofitem-Cofimur 47 rue de Verneuil 75007, Paris Jean-Laurent Granier Chief Executive Officer - non Director of AXA AXA France Assurances Vie Mutuelle Terrasses 2 313 Terrasses de L'Arche 92727 Nanterre Cedex * Director 27 EX-99 5 y122008abhldinglp99w04.txt EXHIBIT 4 7 y122008abhldinglp99w04.txt Page 28 of 42 Pages Exhibit 4 EXECUTIVE OFFICERS AND DIRECTORS OF AXA FINANCIAL, INC. The names of the Directors and the names and titles of the Executive Officers of AXA Financial, Inc. ("AXF"), which is the sole member of AXA Equitable Financial Services, LLC, and their business addresses and principal occupations are set forth below. If no address is given, the Director's or Executive Officer's business address is that of AXF at 1290 Avenue of the Americas, New York, New York 10104. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to AXF and each individual is a United States citizen. Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- Kevin R. Byrne Executive Vice President, Chief Investment Officer and Treasurer; Executive Vice President, Chief Investment Officer and Treasurer, AXA Equitable * Henri de Castries (1) Chairman of the Management Board, AXA; AXA Chairman of the Board, AXF 25, avenue Matignon 75008 Paris, France * Christopher M. Condron President and Chief Executive Officer; Member of Management Board and Member of the Executive Committee, AXA; Chairman of the Board, President and Chief Executive Officer, AXA Equitable * Denis Duverne (1) Member of the Management Board and Chief AXA Financial Officer, AXA 25, avenue Matignon 75008 Paris, France Richard S. Dziadzio Executive Vice President and Chief Financial Officer;Executive Vice President and Chief Financial Officer, AXA Equitable * Charlynn Goins Vice Chairperson of the Board (Distribution 30 Beekman Place Committee), The New York Community Trust New York, NY 10022 (community foundation) * Anthony J. Hamilton (2) Chairman, AXA UK plc (life and plc insurance); 5 Old Broad St. Member of the Supervisory Board, Chairman of the London, England EC2N 1AD Audit Committee and a Member of the Compensation Committee, AXA 28 Page 29 of 42 Pages * Nina Henderson Henderson Advisory Consulting (consulting firm) 425 East 86th St., Apt. 12C New York, NY 10028 * James F. Higgins Senior Advisor, Morgan Stanley (financial Morgan Stanley services) Harborside Financial Center Plaza Two, Second Floor Jersey City, NJ 07311 * Scott D. Miller Chief Executive Officer, SSA & Company 315 East Hopkins Ave (productivity and business transformation Aspen, CO 81611 training) * Joseph H. Moglia Chairman of the Board, TD Ameritrade Holding 4211 South 102nd Street Corporation (online brokerage) Omaha, Nebraska 68127 Richard V. Silver Executive Vice President and General Counsel; Executive Vice President and General Counsel, AXA Equitable * Lorie A. Slutsky President, The New York Community Trust 909 Third Avenue (community foundation) New York, NY 10022 * Ezra Suleiman Professor of Politics and IBM Corwin Hall Professor of International Studies, Princeton, NJ 08544 Princeton University (education) * Peter J. Tobin Former Special Assistant to the President, 1 Briarwood Lane St. John's University (education) Denville, NJ 07834 - --------- * Director (1) Citizen of the Republic of France (2) Citizen of the United Kingdom 29 EX-99 6 y122008abhldinglp99w05.txt EXHIBIT 5 7 y122008abhldinglp99w05.txt Page 30 of 42 Pages Exhibit 5 EXECUTIVE OFFICERS AND DIRECTORS OF AXA EQUITABLE FINANCIAL SERVICES, LLC The names of the Directors and the names and titles of the Executive Officers of AXA Equitable Financial Services, LLC ("AXA Equitable Financial") and their business addresses and principal occupations are set forth below. If no address is given, the Director's or Executive Officer's business address is 1290 Avenue of the Americas, New York, New York 10104. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to AXA Equitable Financial and each individual is a United States citizen. Name, Business Address Present Principal Occupation - ----------------------------- ----------------------------------- * Christopher M. Condron Chairman of the Board, President and Chief Executive Officer; President and Chief Executive Officer, AXA Financial, Inc.; Chairman of the Board, President and Chief Executive Officer, AXA Equitable Life Insurance Company * Richard V. Silver Executive Vice President and General Counsel; Executive Vice President and General Counsel, AXA Financial, Inc.; Executive Vice President and General Counsel, AXA Equitable Life Insurance Company Jennifer Blevins Executive Vice President; Executive Vice President, AXA Equitable Life Insurance Company Kevin R. Byrne Executive Vice President, Chief Investment Officer and Treasurer; Executive Vice President, Chief Investment Officer and Treasurer, AXA Financial, Inc.; Executive Vice President, Chief Investment Officer and Treasurer, AXA Equitable Life Insurance Company Richard S. Dziadzio Executive Vice President and Chief Financial Officer; Executive Vice President and Chief Financial Officer, AXA Financial, Inc.; Executive Vice President and Chief Financial Officer, AXA Equitable Life Insurance Company Mary Beth Farrell Executive Vice President; Executive Vice President, AXA Equitable Life Insurance Company 30 Page 31 of 42 Pages Barbara Goodstein Executive Vice President; Executive Vice President, AXA Equitable Life Insurance Company Charles A. Marino Executive Vice President and Chief Actuary; Executive Vice President and Chief Actuary, AXA Equitable Life Insurance Company William J. McDermott Executive Vice President; Executive Vice President, AXA Equitable Life Insurance Company Andrew J. McMahon Executive Vice President; Executive Vice President, AXA Equitable Life Insurance Company Claude A. Methot Executive Vice President; Executive Vice President, AXA Equitable Life Insurance Company Kevin E. Murray Executive Vice President and Chief Information Officer; Executive Vice President and Chief Information Officer, AXA Equitable Life Insurance Company James A. Shepherdson, III Executive Vice President; Executive Vice President, AXA Equitable Life Insurance Company __________________ * Director 31 EX-99 7 y122008abhldinglp99w06.txt EXHIBIT 6 8 y122008abhldinglp99w06.txt Page 32 of 42 Pages Exhibit 6 EXECUTIVE OFFICERS AND DIRECTORS OF AXA EQUITABLE LIFE INSURANCE COMPANY The names of the Directors and the names and titles of the Executive Officers of AXA Equitable Life Insurance Company ("AXA Equitable"), which is the sole member of Equitable Holdings, LLC, and their business addresses and principal occupations are set forth below. If no address is given, the Director's or Executive Officer's business address is that of AXA Equitable at 1290 Avenue of the Americas, New York, New York 10104. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to AXA Equitable and each individual is a United States citizen. Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- Jennifer Blevins Executive Vice President Kevin R. Byrne Executive Vice President, Chief Investment Officer and Treasurer; Executive Vice President, Chief Investment Officer and Treasurer, AXA Financial, Inc. * Henri de Castries (1) Chairman of the Management Board and Chief AXA Executive Officer, AXA; Chairman of 25, avenue Matignon the Board, AXA Financial, Inc. 75008 Paris, France * Christopher M. Condron Chairman of the Board, President and Chief Executive Officer; Member of Management Board and Member of the Executive Committee, AXA; President and Chief Executive Officer, AXA Financial, Inc. * Denis Duverne (1) Member of the Management Board and Chief AXA Financial Officer, AXA 25, avenue Matignon 75008 Paris, France Richard S. Dziadzio Executive Vice President and Chief Financial Officer; Executive Vice President and Chief Financial Officer, AXA Financial, Inc. Mary Beth Farrell Executive Vice President * Charlynn Goins Vice Chairperson of the Board (Distribution 30 Beekman Place Committee), The New York Community Trust New York, NY 10022 (community foundation) Barbara Goodstein Executive Vice President * Anthony J. Hamilton (2) Chairman, AXA UK plc (life and plc insurance); 5 Old Broad St. Member of the Supervisory Board, Chairman of the London, England EC2N 1AD Audit Committee and a Member of the Compensation Committee, AXA 32 Page 33 of 42 Pages * Nina Henderson Henderson Advisory Consulting (consulting firm) 425 East 86th St., Apt. 12C New York, NY 10028 * James F. Higgins Senior Advisor, Morgan Stanley (financial Morgan Stanley services) Harborside Financial Center Plaza Two, Second Floor Jersey City, NJ 07311 Charles A. Marino Executive Vice President and Chief Actuary William J. McDermott Executive Vice President Andrew J. McMahon Executive Vice President Claude A. Methot Executive Vice President and Chief Product Officer Kevin E. Murray Executive Vice President and Chief Information Officer * Scott D. Miller Chief Executive Officer, SSA & Company 315 East Hopkins Ave (productivity and business transformation Aspen, CO 81611 training) * Joseph H. Moglia Chairman of the Board, TD Ameritrade Holding 4211 South 102nd Street Corporation (online brokerage) Omaha, Nebraska 68127 James A. Shepherdson, III Executive Vice President Richard V. Silver Executive Vice President and General Counsel; Executive Vice President and General Counsel, AXA Financial, Inc. * Lorie A. Slutsky President, The New York Cummunity Trust 909 Third Avenue (community foundation) New York, NY 10022 * Ezra Suleiman Professor of Politics and IBM Corwin Hall Professor of International Studies, Princeton, NJ 08544 Princeton University (education) * Peter J. Tobin Former Special Assistant to the President, 1 Briarwood Lane St. John's University (education) Denville, NJ 07834 - -------- * Director (1) Citizen of the Republic of France (2) Citizen of the United Kingdom 33 EX-99 8 y122008abhldinglp99w07.txt EXHIBIT 7 9 y122008abhldinglp99w07.txt Page 34 of 42 Pages Exhibit 7 EXECUTIVE OFFICERS AND DIRECTORS OF ACMC, INC. The names of the Directors and the names and titles of the Executive Officers of ACMC, Inc. and their business addresses and principal occupations are set forth below. If no address is given, the Director's or Executive Officer's business address is that of ACMC, Inc. at 1290 Avenue of the Americas, New York, New York, 10104. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to ACMC, Inc. and each individual is a United States citizen. Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- * Kevin R. Byrne Senior Vice President and Chief Financial Officer; Executive Vice President, Chief Investment Officer and Treasurer, AXA Equitable and AXA Financial, Inc. * Christopher M. Condron Chairman and President; Member of Management Board and Member of the Executive Committee, AXA; President and CEO, AXA Financial, Inc.; Chairman, President and Chief Executive Officer, AXA Equitable - --------- * Director 34 EX-99 9 y122008abhldinglp99w14.txt EXHIBIT 14 11 y122008abhldinglp99w14.txt Page 35 of 42 Pages Exhibit 14 EXECUTIVE OFFICERS AND DIRECTORS OF AXA FINANCIAL (BERMUDA) LTD. The names of the Directors and the names and titles of the Executive Officers of AXA Financial (Bermuda), Ltd. ("Bermuda") and their business addresses and principal occupations are set forth below. If no address is given, the Director's or Executive Officer's business address is 1290 Avenue of the Americas, New York, New York 10104. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to Bermuda and each individual is a United States citizen. Name, Business Address Present Principal Occupation - ----------------------------- ----------------------------------- * Kevin R. Byrne President, Chief Executive Officer and Chief Financial Officer; Executive Vice President, Chief Investment Officer and Treasurer, AXA Equitable Life Insurance Company * William Casill Senior Vice President, AXA Equitable Life Insurance Company * Charles G.R. Collis (1) Partner, Conyers Dill and Pearman 2, Church Street Hamilton HM 11, Bermuda * Charles A. Marino Executive Vice President and Chief Actuary, AXA Equitable Life Insurance Company * Jonathan Rawdon (1) Assistant Vice President, Captive Solutions 11 Victoria Street Marsh Hamilton HM 11, Bermuda * Director (1) Citizen of Bermuda 35 EX-99 10 y122008abhldinglp99w15.txt EXHIBIT 15 20 y122008abhldinglp99w15.txt Page 36 of 42 Pages Exhibit 15 EXECUTIVE OFFICERS AND DIRECTORS OF MONY LIFE INSURANCE COMPANY The names of the Directors and the names and titles of the Executive Officers of MONY Life Insurance Company ("MONY Life"), and their business addresses and principal occupations are set forth below. If no address is given, the Director's or Executive Officer's business address is that of MONY Life at 1290 Avenue of the Americas, New York, New York 10104. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to MONY Life and each individual is a United States citizen. Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- Jennifer Blevins Executive Vice President Kevin R. Byrne Executive Vice President, Chief Investment Officer and Treasurer * Henri de Castries (1) Chairman of the Management Board, AXA; AXA Chairman of the Board, AXA Financial, Inc. 25, avenue Matignon 75008 Paris, France * Christopher M. Condron President and Chief Executive Officer, AXA Financial, Inc.; Chairman of the Board, President and Chief Executive Officer, AXA Equitable Life Insurance Company, MONY Life Insurance Company and MONY Life Insurance Company of America; Member of the Management Board and Member of the Executive Committee, AXA * Denis Duverne (1) Member of the Management Board and Chief AXA Financial Officer, AXA 25, avenue Matignon 75008 Paris, France Richard S. Dziadzio Executive Vice President and Chief Financial Officer Mary Beth Farrell Executive Vice President * Charlynn Goins Vice Chairperson of the Board (Distribution 30 Beekman Place Committee), The New York Community Trust New York, NY 10022 (community foundation) Barbara Goodstein Executive Vice President * Anthony J. Hamilton (2) Chairman, AXA UK plc (life and plc insurance); 5 Old Broad St. Member of the Supervisory Board, Chairman of the London, England EC2N 1AD Audit Committee and a Member of the Compensation Committee, AXA * Nina Henderson Henderson Advisory Consulting (consulting firm) 425 East 86th St., Apt. 12C New York, NY 10028 36 Page 37 of 42 Pages * James F. Higgins Senior Advisor, Morgan Stanley (financial Morgan Stanley services) Harborside Financial Center Plaza Two, Second Floor Jersey City, NJ 07311 Charles A. Marino Executive Vice President and Chief Actuary William J. McDermott Executive Vice President Andrew J. McMahon Executive Vice President Kevin E. Murray Executive Vice President and Chief Information Officer * Scott D. Miller Chief Executive Officer, SSA & Company 315 East Hopkins Ave (productivity and business transformation Aspen, CO 81611 training) * Joseph H. Moglia Chairman of the Board, TD Ameritrade Holding 4211 South 102nd Street Corporation (online brokerage) Omaha, Nebraska 68127 James A. Shepherdson, III Executive Vice President Richard V. Silver Executive Vice President and General Counsel; Executive Vice President and General Counsel, AXA Financial, Inc., AXA Equitable Life Insurance Company and MONY Life Insurance Company of America * Lorie A. Slutsky President, The New York Cummunits Trust 909 Third Avenue (community foundation) New York, NY 10022 * Ezra Suleiman Professor of Politics and IBM Corwin Hall Professor of International Studies, Princeton, NJ 08544 Princeton University (education) * Peter J. Tobin Former Special Assistant to the President, 1 Briarwood Lane St. John's University (education) Denville, NJ 07834 - -------- * Director (1) Citizen of the Republic of France (2) Citizen of the United Kingdom 37 EX-99 11 y122008abhldinglp99w16.txt EXHIBIT 16 21 y122008abhldinglp99w16.txt Page 38 of 42 Pages Exhibit 16 EXECUTIVE OFFICERS AND DIRECTORS OF MONY LIFE INSURANCE COMPANY OF AMERICA The names of the Directors and the names and titles of the Executive Officers of MONY Life Insurance Company of America ("MLOA"), and their business addresses and principal occupations are set forth below. If no address is given, the Director's or Executive Officer's business address is that of MLOA at 1290 Avenue of the Americas, New York, New York 10104. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to MLOA and each individual is a United States citizen. Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- Jennifer Blevins Executive Vice President Kevin R. Byrne Executive Vice President, Chief Investment Officer and Treasurer * Henri de Castries (1) Chairman of the Management Board, AXA; AXA Chairman of the Board, AXA Financial, Inc. 25, avenue Matignon 75008 Paris, France * Christopher M. Condron President and Chief Executive Officer, AXA Financial, Inc.; Chairman of the Board, President and Chief Executive Officer, AXA Equitable Life Insurance Company, MONY Life Insurance Company and MONY Life Insurance Company of America; Member of the Management Board and Member of the Executive Committee, AXA * Denis Duverne (1) Member of the Management Board and Chief AXA Financial Officer, AXA 25, avenue Matignon 75008 Paris, France Richard S. Dziadzio Executive Vice President and Chief Financial Officer Mary Beth Farrell Executive Vice President * Charlynn Goins Vice Chairperson of the Board (Distribution 30 Beekman Place Committee), The New York Community Trust New York, NY 10022 (community foundation) Barbara Goodstein Executive Vice President * Anthony J. Hamilton (2) Chairman, AXA UK plc (life and plc insurance); 5 Old Broad St. Member of the Supervisory Board, Chairman of the London, England EC2N 1AD Audit Committee and a Member of the Compensation Committee, AXA * Nina Henderson Henderson Advisory Consulting (consulting firm) 425 East 86th St., Apt. 12C New York, NY 10028 38 Page 39 of 42 Pages * James F. Higgins Senior Advisor, Morgan Stanley (financial Morgan Stanley services) Harborside Financial Center Plaza Two, Second Floor Jersey City, NJ 07311 Charles A. Marino Executive Vice President and Chief Actuary William J. McDermott Executive Vice President Andrew J. McMahon Executive Vice President Kevin E. Murray Executive Vice President and Chief Information Officer * Scott D. Miller Chief Executive Officer, SSA & Company 315 East Hopkins Ave (productivity and business transformation Aspen, CO 81611 training) * Joseph H. Moglia Chairman of the Board, TD Ameritrade Holding 4211 South 102nd Street Corporation (online brokerage) Omaha, Nebraska 68127 James A. Shepherdson, III Executive Vice President Richard V. Silver Executive Vice President and General Counsel; Executive Vice President and General Counsel, AXA Financial, Inc., AXA Equitable Life Insurance Company and MONY Life Insurance Company of America * Lorie A. Slutsky President, The New York Cummunits Trust 909 Third Avenue (community foundation) New York, NY 10022 * Ezra Suleiman Professor of Politics and IBM Corwin Hall Professor of International Studies, Princeton, NJ 08544 Princeton University (education) * Peter J. Tobin Former Special Assistant to the President, 1 Briarwood Lane St. John's University (education) Denville, NJ 07834 - -------- * Director (1) Citizen of the Republic of France (2) Citizen of the United Kingdom 39 EX-99 12 y122008abhldinglp99w18.txt EXHIBIT 18 21 y122008abhldinglp99w18.txt Page 40 of 42 Pages Exhibit 18 December 19, 2008 To: AXA Financial Inc. 1290 Avenue of the Americas New York, New York 10104 Attention: Kevin R. Byrne Fax: (212) 707-1920 AllianceBernstein L.P. 1345 Avenue of the Americas New York, New York 10105 Attention: Laurence E. Cranch Fax: (212) 969-1334 EXERCISE NOTICE Pursuant to Section 2.4.1 of the Purchase Agreement dated as of June 20, 2000 by and among AllianceBernstein L.P. (formerly called Alliance Capital Management L.P.), AXA Financial, Inc. and Sanford C. Bernstein Inc. relating to the purchase and sale of Limited Partnership Interests of AllianceBernstein L.P. (hereinafter the "Purchase Agreement"), SCB Inc. (formerly called Sanford C. Bernstein Inc.) and SCB Partners Inc. hereby notify you that they are requiring you to purchase 8.16 million Buyer Units, as defined in the Purchase Agreement, at the price specified therein. SCB Partners Inc., a wholly owned subsidiary of SCB Inc., holds record title to these units. Any notices you give under the Purchase Agreement to the undersigned should be sent to Gerald M. Lieberman, c/o AllianceBernstein L.P., 1345 Avenue of the Americas, New York, New York 10105; Fax: (212) 969-1193; Telephone: (212) 969-6520. SCB Inc. SCB Partners Inc. By:/s/ Gerald M. Lieberman By:/s/ Gerald M. Lieberman Gerald M. Lieberman Gerald M. Lieberman Senior Vice President Senior Vice President 40 EX-99 13 y122008abhldinglp99w19.txt EXHIBIT 19 21 y122008abhldinglp99w19.txt Page 41 of 42 Pages Exhibit 19 AXA Equitable Life Insurance Company December 30, 2008 VIA FACSIMILE Mr. Gerald M. Lieberman c/o AllianceBernstein L.P. 1345 Avenue of the Americas New York, New York 10105 Dear Mr. Lieberman: Pursuant to Sections 2.1 and 2.4.2 of the Purchase Agreement dated as of June 20, 2000 (the "Purchase Agreement") by and among AllianceBernstein L.P. (formerly Alliance Capital Management L.P.) ("Alliance"), AXA Financial, Inc. ("AXA Financial") and SCB Inc. (formerly Sanford C. Bernstein Inc.) relating to the purchase and sale of Buyer Units (except as otherwise stated, capitalized terms used herein shall have the same meaning as in the Purchase Agreement), AXA Financial hereby specifies Tuesday, January 6, 2009 as the Settlement Date for the purchase of the Buyer Units subject to the Exercise Notice to AXA Financial and Alliance from SCB Inc. and SCB Partners Inc., dated December 19, 2009, and hereby designates AXA Financial (or an affiliate thereof) as the Designated Entity to purchase the 8,160,000 Buyer Units subject to such Exercise Notice. In addition, please note that any notice you give under the Purchase Agreement to AXA Financial should be given to: Richard S. Dziadzio Executive Vice President and Chief Financial Officer 1290 Avenue of the Americas New York, NY 10104 Fax: (212) 314-2016 Tel: (212) 314-4306 with copies to: Kevin R. Byrne Executive Vice President, Chief Investment Officer and Treasurer 1290 Avenue of the Americas New York, NY 10104 Fax: (212) 707-1504 Tel: (212) 314-4081 and Ralph A. Petruzzo Vice President and Counsel 1290 Avenue of the Americas New York, NY 10104 Fax: (212) 314-3951 Tel: (212) 314-3935 Please do not hesitate to contact me with any questions. Sincerely, /s/ Ralph A. Petruzzo Ralph A. Petruzzo cc: Lawrence E. Cranch David Lesser Karen M. Applegate Chris Banthin Kevin R. Byrne Richard S. Dziadzio Richard V. Silver 41 EX-99 14 y122008abhldinglp99w20.txt EXHIBIT 20 21 y122008abhldinglp99w20.txt Page 42 of 42 Pages Exhibit 20 EXECUTIVE OFFICERS AND DIRECTORS OF AXA AMERICA HOLDINGS, INC. The names of the Directors and the names and titles of the Executive Officers of AXA America Holdings, Inc. ("AXA America") and their business addresses and principal occupations are set forth below. If no address is given, the Director's or Executive Officer's business address is that of AXA America at 1290 Avenue of the Americas, New York, New York 10104. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to AXA America and each individual is a United States citizen. Name, Business Address Present Principal Occupation - ---------------------- ---------------------------- Kevin R. Byrne Senior Vice President and Treasurer Harvey Blitz Senior Vice President * Henri de Castries (1) Chairman of the Management Board, AXA AXA 25, avenue Matignon 75008 Paris, France * Christopher M. Condron President and Chief Executive Officer, AXF; Member of Management Board and Member of the Executive Committee, AXA; * Denis Duverne (1) Member of the Management Board and Chief AXA Financial Officer, AXA 25, avenue Matignon 75008 Paris, France * Richard S. Dziadzio Executive Vice President and Chief Financial Officer, AXF - --------- * Director (1) Citizen of the Republic of France 42 -----END PRIVACY-ENHANCED MESSAGE-----