0000825293-17-000004.txt : 20171106 0000825293-17-000004.hdr.sgml : 20171106 20171106160151 ACCESSION NUMBER: 0000825293-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171106 DATE AS OF CHANGE: 20171106 EFFECTIVENESS DATE: 20171106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL MANAGEMENT ASSOCIATES /NY/ CENTRAL INDEX KEY: 0000825293 IRS NUMBER: 133123212 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02183 FILM NUMBER: 171179507 BUSINESS ADDRESS: STREET 1: 140 BROADWAY STREET 2: 44TH FL CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2123202008 MAIL ADDRESS: STREET 1: CAPITAL MANAGEMENT ASSOC STREET 2: 140 BROADWAY 44TH FL CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000825293 XXXXXXXX 09-30-2017 09-30-2017 CAPITAL MANAGEMENT ASSOCIATES /NY/

CAPITAL MANAGEMENT ASSOC 140 BROADWAY 44TH FL NEW YORK NY 10005

13F HOLDINGS REPORT 028-02183 N Steve Portas 212-732-6800 Steve Portas New York NY 11-06-2017 0 124 70204 false INFORMATION TABLE 2 3rd17cma.xml 3M CO COM 88579Y101 745 3550 SH SOLE 0 0 3550 AIR LEASE CORP COM 00912X302 543 12750 SH SOLE 12750 0 0 ALBEMARLE CORP COM 012653101 682 5000 SH SOLE 5000 0 0 ALIBABA GROUP HOLDING LTD COM 01609W102 1226 7100 SH SOLE 0 0 7100 ALLSTATE CORP COM 020002101 414 4500 SH SOLE 0 0 4500 ALLY FINANCIAL INC COM 02005N100 203 8350 SH SOLE 0 0 8350 AMAZON.COM INC COM 023135106 815 848 SH SOLE 0 0 848 AMN HEALTHCARE SERVICES INC COM 001744101 434 9500 SH SOLE 9500 0 0 APOLLO GLOBAL MANAGEMENT LLC COM 037612306 572 19000 SH SOLE 19000 0 0 APPLE INC COM 037833100 1341 8704 SH SOLE 0 0 8704 AT&T INC COM 00206R102 1315 33575 SH SOLE 0 0 33575 AXON ENTERPRISE INC COM 05464C101 256 11300 SH SOLE 0 0 11300 B&G FOODS INC. COM 05508R106 478 15000 SH SOLE 15000 0 0 BAXTER INTERNATIONAL INC COM 071813109 458 7300 SH SOLE 0 0 7300 BGC PARTNERS INC COM 05541T101 550 38000 SH SOLE 38000 0 0 BIRCHCLIFF ENERGY LTD COM 090697103 239 49000 SH SOLE 49000 0 0 BLACK HILLS CORPORATION COM 092113109 689 10000 SH SOLE 10000 0 0 BP PLC SPONS ADR COM 055622104 453 11800 SH SOLE 0 0 11800 BRISTOL-MYERS SQUIBB CO COM 110122108 271 4250 SH SOLE 0 0 4250 BROADRIDGE FINANCIAL SOLUTIONS COM 11133T103 1351 16721 SH SOLE 0 0 16721 BRUNSWICK CORP COM 117043109 280 5000 SH SOLE 0 0 5000 BRYN MAWR BANK CORP COM 117665109 438 10000 SH SOLE 10000 0 0 CARPENTER TECHNOLOGY COM 144285103 576 12000 SH SOLE 12000 0 0 CBS CORP COM 124857202 682 11762 SH SOLE 0 0 11762 CIENA CORPORATION COM 171779309 417 19000 SH SOLE 19000 0 0 CINTAS CORP COM 172908105 794 5500 SH SOLE 5500 0 0 COMCAST CORP COM 20030N101 771 20031 SH SOLE 0 0 20031 COMPASS MINERALS INTERNATIONAL COM 20451N101 376 5800 SH SOLE 0 0 5800 CONOCOPHILLIPS COM 20825C104 676 13500 SH SOLE 0 0 13500 CONSTELLATION BRANDS COM 21036P108 459 2300 SH SOLE 2300 0 0 COSTAR GROUP INC. COM 22160N109 563 2100 SH SOLE 2100 0 0 COVANTA HOLDING CORPORATION COM 22282E102 862 58025 SH SOLE 29000 0 29025 CVS HEALTH CORPORATION COM 126650100 423 5200 SH SOLE 0 0 5200 DAVIDE CAMPARI-MILANO SPA NEW COM T3490M150 158 22000 SH SOLE 0 0 22000 DELUXE CORP COM 248019101 730 10000 SH SOLE 10000 0 0 DENTSPLY SIRONA INC COM 24906P109 538 9000 SH SOLE 9000 0 0 DOMINO'S PIZZA INC COM 25754A201 496 2500 SH SOLE 2500 0 0 DYCOM INDUSTRIES COM 267475101 970 11300 SH SOLE 6000 0 5300 EAST WEST BANCORP INC. COM 27579R104 538 9000 SH SOLE 9000 0 0 EXXON MOBIL CORP COM 30231G102 984 12000 SH SOLE 0 0 12000 FABRINET COM G3323L100 382 10300 SH SOLE 10300 0 0 FACEBOOK INC COM 30303M102 432 2527 SH SOLE 0 0 2527 FINANCIAL ENGINES INC COM 317485100 382 11000 SH SOLE 11000 0 0 FINISAR CORP COM 31787A507 372 16800 SH SOLE 0 0 16800 FIRST FINANCIAL BANCORP OHIO COM 320209109 392 15000 SH SOLE 15000 0 0 FIRST REPUBLIC BANK SAN FRANCI COM 33616C100 731 7000 SH SOLE 7000 0 0 FNF GROUP COM 31620R303 463 9750 SH SOLE 9750 0 0 FORD MOTOR COMPANY NEW COM 345370860 382 31950 SH SOLE 0 0 31950 GASLOG LTD COM G37585109 419 24000 SH SOLE 24000 0 0 GENERAL ELECTRIC CO COM 369604103 1122 46410 SH SOLE 0 0 46410 GIGAMON INC COM 37518B102 687 16300 SH SOLE 0 0 16300 GMS INC. COM 36251C103 549 15500 SH SOLE 15500 0 0 GOLAR LNG LIMITED COM G9456A100 430 19000 SH SOLE 19000 0 0 GOLUB CAPITAL BDC INC COM 38173M102 366 19450 SH SOLE 0 0 19450 GRANITE CONSTRUCTION CO. COM 387328107 637 11000 SH SOLE 11000 0 0 H&E EQUIPMENT SERVICES INC COM 404030108 526 18000 SH SOLE 18000 0 0 HARRIS CORP COM 413875105 724 5500 SH SOLE 5500 0 0 HEALTHSOUTH CORP COM 421924309 324 7000 SH SOLE 7000 0 0 HOLLYFRONTIER CORP COM 436106108 611 17000 SH SOLE 17000 0 0 ILLINOIS TOOL WORKS COM 452308109 496 3350 SH SOLE 0 0 3350 ING GROEP N.V. ADS COM 456837103 234 12725 SH SOLE 0 0 12725 IRIDIUM COMMUNICATIONS INC COM 46269C102 884 85791 SH SOLE 58500 0 27291 J M SMUCKER COM 832696405 283 2700 SH SOLE 0 0 2700 JETBLUE AIRWAYS CORP COM 477143101 369 19900 SH SOLE 0 0 19900 JOHNSON & JOHNSON COM 478160104 273 2100 SH SOLE 0 0 2100 KNOWLES CORP COM 49926D109 153 10000 SH SOLE 0 0 10000 L3 TECHNOLOGIES INC COM 502413107 245 1300 SH SOLE 0 0 1300 LKQ CORP COM 501889208 847 23525 SH SOLE 13000 0 10525 LUMENTUM HOLDINGS INC COM 55024U109 408 7500 SH SOLE 7500 0 0 MACQUARIE INFRASTRUCTURE CORP COM 55608B105 238 3300 SH SOLE 0 0 3300 MAXLINEAR INC. COM 57776J100 546 23000 SH SOLE 23000 0 0 MCGRATH RENTCORP COM 580589109 306 7000 SH SOLE 7000 0 0 METLIFE INC COM 59156R108 714 13750 SH SOLE 0 0 13750 MGM RESORTS INTERNATIONAL COM 552953101 712 21846 SH SOLE 0 0 21846 MICROCHIP TECH COM 595017104 628 7000 SH SOLE 7000 0 0 MICROSOFT CORPORATION COM 594918104 1301 17460 SH SOLE 0 0 17460 MKS INSTRUMENTS INC COM 55306N104 756 8000 SH SOLE 8000 0 0 MYLAN NV COM N59465109 235 7500 SH SOLE 0 0 7500 NATUS MEDICAL INC COM 639050103 412 11000 SH SOLE 11000 0 0 NCR CORP COM 62886E108 488 13000 SH SOLE 13000 0 0 NESTLE SA SPON ADR REPSTG REG COM 641069406 277 3300 SH SOLE 0 0 3300 NETSCOUT SYSTEMS INC COM 64115T104 485 15000 SH SOLE 15000 0 0 NEWELL BRANDS INC COM 651229106 1203 28189 SH SOLE 28189 0 0 NORTHWESTERN CORP NEW COM 668074305 569 10000 SH SOLE 10000 0 0 OCLARO INC COM 67555N206 216 25000 SH SOLE 25000 0 0 OLIN CORP COM 680665205 411 12000 SH SOLE 12000 0 0 ORBOTECH LTD COM M75253100 612 14500 SH SOLE 14500 0 0 ORION ENGINEERED CARBONS COM L72967109 427 19000 SH SOLE 19000 0 0 PFIZER INC COM 717081103 663 18583 SH SOLE 0 0 18583 PROJECT GROUP INC COM 74338q100 0 15000 SH SOLE 0 0 15000 QUANTA SERVICES COM 74762E102 561 15000 SH SOLE 15000 0 0 QUEST DIAGNOSTICS INC. COM 74834L100 562 6000 SH SOLE 6000 0 0 RADIAN GROUP INC. COM 750236101 505 27000 SH SOLE 27000 0 0 RANGE RESOURCES CORP. COM 75281A109 330 16850 SH SOLE 0 0 16850 RAYTHEON CO COM 755111507 577 3090 SH SOLE 0 0 3090 RPM INTERNATIONAL INC. COM 749685103 596 11600 SH SOLE 0 0 11600 SAFEGUARD SCIENTIFIC INC COM 786449207 681 51000 SH SOLE 0 0 51000 SCANSOURCE INC COM 806037107 415 9500 SH SOLE 9500 0 0 SNYDERS-LANCE INC COM 833551104 1329 34850 SH SOLE 0 0 34850 SPDR GOLD TRUST COM 78463V107 389 3200 SH SOLE 0 0 3200 STANLEY BLACK & DECKER INC COM 854502101 906 6000 SH SOLE 6000 0 0 STEEL DYNAMICS COM 858119100 465 13500 SH SOLE 13500 0 0 STEPAN CO. COM 858586100 376 4500 SH SOLE 4500 0 0 SUPERIOR ENERGY SERVICES INC. COM 868157108 497 46550 SH SOLE 0 0 46550 SVB FINANCIAL GROUP COM 78486Q101 561 3000 SH SOLE 3000 0 0 TAKE-TWO INTERACTIVE COM 874054109 613 6000 SH SOLE 6000 0 0 THOR INDS INC. COM 885160101 630 5000 SH SOLE 5000 0 0 TPI COMPOSITES, INC. COM 87266J104 558 25000 SH SOLE 25000 0 0 UNION PACIFIC COM 907818108 267 2300 SH SOLE 0 0 2300 UNIVERSAL ELECTRONICS COM 913483103 444 7000 SH SOLE 7000 0 0 VALEANT PHARMACEUTICAL INTL IN COM 91911K102 172 12000 SH SOLE 0 0 12000 VERIFONE SYSTEMS INC COM 92342Y109 375 18500 SH SOLE 18500 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1003 20270 SH SOLE 0 0 20270 VIACOM INC CL B COM 92553P201 589 21150 SH SOLE 0 0 21150 VISHAY INTERTECH COM 928298108 500 26600 SH SOLE 26000 0 600 W.P. CAREY INC. COM 92936U109 472 7000 SH SOLE 7000 0 0 WALT DISNEY CO/THE COM 254687106 565 5737 SH SOLE 0 0 5737 WD 40 CO. COM 929236107 1147 10250 SH SOLE 0 0 10250 WHEATON PRECIOUS METALS CORP COM 962789102 382 20000 SH SOLE 20000 0 0 WILLIAMS CO COM 969457100 939 31300 SH SOLE 0 0 31300 WISDOMTREE JAPAN HEDGED FIN ET COM 97717W463 317 13100 SH SOLE 0 0 13100 WPX ENERGY INC COM 98212B103 752 65400 SH SOLE 0 0 65400 XPO LOGISTICS INC COM 983793100 881 13000 SH SOLE 13000 0 0 ZEBRA TECHNOLOGIES COM 989207105 760 7000 SH SOLE 7000 0 0