0000825293-14-000004.txt : 20140806
0000825293-14-000004.hdr.sgml : 20140806
20140806142253
ACCESSION NUMBER: 0000825293-14-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140806
DATE AS OF CHANGE: 20140806
EFFECTIVENESS DATE: 20140806
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL MANAGEMENT ASSOCIATES /NY/
CENTRAL INDEX KEY: 0000825293
IRS NUMBER: 133123212
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02183
FILM NUMBER: 141019382
BUSINESS ADDRESS:
STREET 1: 140 BROADWAY
STREET 2: 44TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 2123202008
MAIL ADDRESS:
STREET 1: CAPITAL MANAGEMENT ASSOC
STREET 2: 140 BROADWAY 44TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10005
13F-HR
1
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0000825293
XXXXXXXX
06-30-2014
06-30-2014
CAPITAL MANAGEMENT ASSOCIATES /NY/
CAPITAL MANAGEMENT ASSOC
140 BROADWAY 44TH FL
NEW YORK
NY
10005
13F HOLDINGS REPORT
028-02183
N
Steve Portas
CCO
212-732-6800
Steve Portas
New York
NY
08-06-2014
0
138
68481
false
INFORMATION TABLE
2
CMA.xml
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COM
460146103
1461
28950
SH
SOLE
0
0
28950
IROBOT CORPORATION
COM
462726100
403
9850
SH
SOLE
0
0
9850
IRON MTN INC COM
COM
462846106
436
12300
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0
0
12300
ISHARES S&P U.S. PFD STOCK ETF
COM
464288687
319
8000
SH
SOLE
0
0
8000
ISHARES TRUST DOW JONES SELECT
COM
464287168
1132
14700
SH
SOLE
0
0
14700
ISHARES UNITED STATES TREASURY
COM
464287176
242
2100
SH
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0
0
2100
ISHARES USD CORP BOND
COM
464287242
209
1750
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0
0
1750
J M SMUCKER CL A
COM
832696405
6274
58871
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0
0
58871
JARDEN CORPORATION
COM
471109108
278
4680
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0
0
4680
JETBLUE AIRWAYS CORP
COM
477143101
559
51500
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0
0
51500
JOHNSON & JOHNSON
COM
478160104
7399
70726
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0
0
70726
JP MORGAN CHASE
COM
46625H100
1022
17740
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0
0
17740
KAPSTONE PAPER & PACKAGING
COM
48562p103
1502
45325
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0
45325
KELLOGG CO
COM
487836108
1925
29301
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0
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KIMBERLY CLARK
COM
494368103
492
4428
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0
4428
KINDER MORGAN
COM
49455P101
669
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0
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KKR & COMPANY LP
COM
48248M102
235
9650
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0
0
9650
KODIAK OIL & GAS CORP
COM
50015Q100
449
30875
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0
0
30875
KOFAX LTD
COM
G5307C105
437
50800
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0
0
50800
KRAFT FOODS GROUP
COM
50076Q106
2061
34382
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0
0
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LIFEPOINT HOSPITALS INC
COM
53219L109
240
3860
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0
3860
LINN CO LLC
COM
535782106
1359
43430
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0
43430
LOCKHEED MARTIN
COM
539830109
1768
11000
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0
11000
LOEWS CORP
COM
540424108
626
14235
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0
14235
LYONDELLBASELL INDUSTRIES
COM
N53745100
1805
18481
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0
0
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MACQUARIE INFRASTRUCTURE CO LT
COM
55608B105
1672
26800
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0
0
26800
MAIN STREET CAPITAL CORP
COM
56035L104
983
29850
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0
0
29850
MARRIOTT INTL INC
COM
571903202
480
7485
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0
7485
MASTERCARD INC
COM
57636Q104
5929
80700
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0
80700
MCDONALDS CORP
COM
580135101
2713
26932
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0
0
26932
MCKESSON CORP
COM
58155Q103
2190
11760
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0
0
11760
MDU RESOURCES GROUP INC
COM
552690109
551
15700
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0
0
15700
MEADWESTVACO CORP
COM
583334107
273
6166
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0
0
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MERCK & CO
COM
58933y105
3923
67811
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0
67811
MICROCHIP TECH
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595017104
290
5937
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0
0
5937
MICROSOFT
COM
594918104
11728
281253
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0
0
281253
MITEK SYSTEMS INC
COM
606710200
43
13000
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0
0
13000
MOMENTA PHARMACEUTICALS INC
COM
60877T100
344
28500
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0
28500
MONITISE PLC
COM
G6258F105
20
22500
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0
0
22500
MONMOUTH REAL ESTATE INVESTMEN
COM
609720107
326
32500
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0
0
32500
MONSANTO CO.
COM
61166W101
342
2738
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2738
MYLAN LABS
COM
628530107
531
10300
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0
10300
NATIONAL FUEL GAS CO
COM
636180101
767
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0
0
9800
NATIONAL OILWELL VARCO INC
COM
637071101
1639
19900
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0
0
19900
NAVIENT CORPORATION
COM
63938C108
502
28350
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0
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NAVIGATOR HOLDINGS
COM
Y62132108
734
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0
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NCR CORP
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62886E108
448
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NESTLE S A SPONSORED ADR
COM
641069406
1066
13725
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0
13725
NEW ORIENTAL EDUCATION
COM
647581107
1626
61200
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0
0
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NEW YORK MORTGAGE TR INC NEW
COM
649604501
94
12084
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0
12084
NEWELL RUBBERMAID
COM
651229106
527
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0
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NEWPORT CORP
COM
651824104
194
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0
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NEXTERA ENERGY INC
COM
65339F101
756
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0
0
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NIELSEN NV
COM
N63218106
318
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0
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NIKE
COM
654106103
791
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COM
655664100
1019
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655844108
979
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0
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COM
66987v109
1230
13587
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0
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OASIS PETROLEUM INC
COM
674215108
938
16790
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0
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COM
68620A104
392
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0
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OWENS CORNING INC.
COM
690742101
329
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0
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OWENS ILLINOIS
COM
690768403
225
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0
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PAYCHEX INC
COM
704326107
422
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PENN WEST ENERGY PETROLEUM LTD
COM
707887105
310
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COM
G7S00T104
2855
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713448108
12575
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714046109
398
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PFIZER
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717081103
5374
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PHILIP MORRIS INTERNATIONAL IN
COM
718172109
944
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PHILLIPS 66
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718546104
726
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PLATINUM UNDERWRITER HOLDINGS
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g7127P100
292
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729251108
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POLYONE CORP
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73179p106
560
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0
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POTASH CORP. OF SASKATCHEWAN
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73755L107
1797
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0
0
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POWERSHARES DYNAMIC MKT
COM
73935X823
714
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POWERSHARES QQQ TRUST
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73935A104
2129
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POWERSHARES S&P 500 HIGH DIVID
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739378654
768
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PRECISION DRILLING CORP
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74022D308
401
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COM
742718109
6296
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QEP RES INC
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455
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QUALCOMM INC
COM
747525103
1184
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QUANTA SERVICES
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345
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QUESTAR CORP
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748356102
412
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RAYTHEON CO
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755111507
1029
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REGAL ENTERTAINMENT GROUP
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856
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0
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RITE AID CORP
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767754104
1035
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ROCHE
COM
771195104
298
8000
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0
8000
ROCKWELL AUTOMATION INC
COM
773903109
626
5000
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0
0
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ROCKWELL COLLINS
COM
774341101
430
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0
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ROYAL DUTCH SHELL PLC ADR B
COM
780259107
225
2586
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2586
ROYAL DUTCH SHELL PLC CL A
COM
780259206
3676
44625
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0
44625
RPM INTERNATIONAL INC.
COM
749685103
2445
52950
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0
0
52950
SALIX PHARMACEUTICALS LTD
COM
795435106
1671
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0
0
13549
SANDRIDGE ENERGY INC.
COM
80007P307
488
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0
0
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SCANA CORP
COM
80589M102
317
5900
SH
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0
5900
SCHLUMBERGER LTD
COM
806857108
7584
64302
SH
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10000
0
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SCORPIO BULKERS INC
COM
Y7546A106
209
23500
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0
0
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SEADRILL LTD
COM
G7945E105
4649
116375
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0
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116375
SEADRILL PARTNERS LLC
COM
Y7545W109
593
17890
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0
0
17890
SEARCHLIGHT MINERALS CORP
COM
812224202
4
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0
0
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SENIOR HOUSING PROPERTIES TRUS
COM
81721M109
206
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0
0
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SENOMYX INC
COM
81724Q107
721
83300
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0
83300
SENSIENT TECHNOLOGIES CORP
COM
81725t100
3707
66522
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15000
0
51522
SIGMA-ALDRICH CORP
COM
826552101
233
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SIMON PROPERTY GRP
COM
828806109
700
4211
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4211
SINCLAIR BROADCAST GROUP INC.
COM
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289
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0
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SIRIUX XM HOLDINGS INC
COM
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152
43800
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0
43800
SLM CORP
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78442P106
402
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SNAP ON INC.
COM
833034101
3793
32000
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20000
0
12000
SNYDERS-LANCE INC
COM
833551104
2603
98360
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30000
0
68360
SOLAZYME INC
COM
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598
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0
0
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SPDR GOLD TRUST
COM
78463v107
457
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0
0
3570
SPDR S&P DIVIDEND ETF
COM
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471
6147
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0
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SPECTRA ENERGY
COM
847560109
262
6167
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0
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ST. JUDE MEDICAL
COM
790849103
457
6600
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0
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STANLEY BLACK & DECKER INC
COM
854502101
2351
26770
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10000
0
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STARBUCKS
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855244109
1062
13720
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0
13720
STEEL DYNAMICS
COM
858119100
231
12845
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0
0
12845
STEPAN CO.
COM
858586100
1628
30800
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20000
0
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STERICYCLE INC
COM
858912108
1619
13670
SH
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0
0
13670
STRYKER CORP
COM
863667101
236
2800
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0
0
2800
SUNEDISON INC
COM
86732Y109
411
18200
SH
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SUPERVALU
COM
868536103
164
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0
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SYNGENTA
COM
87160A100
232
3100
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0
3100
SYNTEL INC
COM
87162H103
1362
15850
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0
0
15850
SYSCO CORP
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871829107
7405
197738
SH
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0
0
197738
SYSOREX GLOBAL HOLDINGS INC
COM
87184N203
241
62060
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0
62060
TARGET CORP.
COM
87612E106
656
11326
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TATE & LYLE
COM
876570607
474
9915
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9915
TECO ENERGY
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872375100
247
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0
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TESLA MOTORS INC
COM
88160R101
552
2300
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0
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TEXAS INSTRUMENTS
COM
882508104
663
13880
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0
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TEXTAINER GROUP HOLDINGS LTD
COM
G8766E109
309
8000
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0
8000
THE TRAVELERS COMPANIES INC
COM
89417E109
2438
25922
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10000
0
15922
TITAN MEDICAL INC
COM
88830X108
53
22000
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0
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TOOTSIE ROLL
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1036
35182
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13043
0
22139
TRACTOR SUPPLY
COM
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779
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0
0
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TRANSOCEAN LTD.
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h8817h100
950
21089
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0
0
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TREEHOUSE FOODS INC.
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89469a104
5806
72506
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0
0
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TRIMTABS FLOAT SHRINK ETF
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00768Y818
297
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TRINITY INDS INC.
COM
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201
4600
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TRW AUTOMOTIVE HOLDINGS CORP.
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87264s106
627
7000
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0
0
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TUMI HOLDINGS INC
COM
8996Q1043
894
44405
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0
0
44405
TUPPERWARE BRANDS CORP.
COM
899896104
2057
24572
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0
0
24572
TWENTY-FIRST CENTURY FOX INC (
COM
90130A200
626
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0
0
18300
TWO HARBORS INVT CORP
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537
51200
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UNION PACIFIC
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907818108
1444
14480
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14480
UNITED HEALTHGROUP
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435
5317
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0
0
5317
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911163103
5841
89720
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0
0
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UNITED PARCEL SERVICE
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371
3612
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0
3612
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911363109
5776
55150
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0
0
55150
UNITED TECH.
COM
913017109
935
8100
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0
8100
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913483103
342
7000
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0
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COM
913903100
766
8000
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0
8000
URANIUM ENERGY
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916896103
20
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VALERO ENERGY
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91913Y100
651
12995
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0
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VERIZON COMM
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6093
124531
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0
0
124531
VIASAT INC
COM
92552V100
651
11235
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0
0
11235
VISA INC
COM
92826c839
1324
6285
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0
0
6285
VODAFONE GROUP PLC
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1132
33892
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0
33892
W.P. CAREY INC.
COM
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2103
32653
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0
0
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WABTEC
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371
4490
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0
4490
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2703
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1438
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WASTE MGT.
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94106L109
305
6825
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0
0
6825
WD 40 CO.
COM
929236107
1122
14920
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0
0
14920
WEATHERFORD INTERNATIONAL PLC
COM
G48833100
212
9200
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0
0
9200
WELLS FARGO & COMPANY
COM
949746101
357
6783
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0
0
6783
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95058W100
1061
124400
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0
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1529
88200
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WEYERHAEUSER
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298
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0
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WGL HOLDINGS INC.
COM
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345
8000
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8000
WHEELER REIT
COM
963025101
289
60620
SH
SOLE
40020
0
20600
WHITEWAVE FOODS CO
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1042
32186
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0
0
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WHOLE FOOD MRT
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2210
57200
SH
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0
0
57200
WILLIAMS CO
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969457100
2104
36146
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0
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WINDSTREAM HOLDINGS INC
COM
97382A101
316
31750
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0
0
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WISCONSIN ENERGY
COM
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422
9000
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XPO LOGISTICS INC
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983793100
465
16250
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0
16250
YAHOO
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207
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YUM BRANDS
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991
12200
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ZEP INC
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98944B108
674
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ZIMMER HOLDINGS
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98956P102
225
2170
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0
2170
ZIONS BANCORPORATION
COM
989701107
1149
39000
SH
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0
0
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