0000825293-13-000005.txt : 20131115 0000825293-13-000005.hdr.sgml : 20131115 20131115112308 ACCESSION NUMBER: 0000825293-13-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131115 DATE AS OF CHANGE: 20131115 EFFECTIVENESS DATE: 20131115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL MANAGEMENT ASSOCIATES /NY/ CENTRAL INDEX KEY: 0000825293 IRS NUMBER: 133123212 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02183 FILM NUMBER: 131222920 BUSINESS ADDRESS: STREET 1: 140 BROADWAY STREET 2: 44TH FL CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2123202008 MAIL ADDRESS: STREET 1: CAPITAL MANAGEMENT ASSOC STREET 2: 140 BROADWAY 44TH FL CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000825293 XXXXXXXX 09-30-2013 09-30-2013 CAPITAL MANAGEMENT ASSOCIATES /NY/

CAPITAL MANAGEMENT ASSOC 140 BROADWAY 44TH FL NEW YORK NY 10005

13F HOLDINGS REPORT 028-02183 N Theodore L. Knoop 212-320-2025 Ted Knoop New York NY 11-15-2013 0 127 65205 false INFORMATION TABLE 2 CMA.XML CMA 09302013 13F SUBMISSION 3M COMPANY COM 88579Y101 832 6965 SH SOLE 0 0 6965 AK STEEL HOLDING CORP COM 001547108 49 13000 SH SOLE 0 0 13000 ALCOA INC. COM 013817101 161 19850 SH SOLE 0 0 19850 ALLSTATE CORP COM 020002101 404 8000 SH SOLE 0 0 8000 APPLE COMPUTER COM 037833100 896 1880 SH SOLE 0 0 1880 ASSURED GUARANTY LTD COM g0585r106 539 28750 SH SOLE 0 0 28750 AT&T INC. COM 00206R102 1051 31066 SH SOLE 0 0 31066 B&G FOODS INC. COM 05508r106 345 10000 SH SOLE 10000 0 0 BANK OF AMERICA CORP COM 060505104 526 38106 SH SOLE 0 0 38106 BAXTER INT'L COM 071813109 493 7500 SH SOLE 0 0 7500 BIRCHCLIFF ENERGY LTD COM 090697103 273 40200 SH SOLE 40000 0 200 BLACK HILLS CORPORATION COM 092113109 499 10000 SH SOLE 10000 0 0 BRINKS COMPANY COM 109696104 283 10000 SH SOLE 10000 0 0 BRISTOL MYERS SQUIBB COM 110122108 310 6700 SH SOLE 0 0 6700 BROADRIDGE FINANCIAL SOLUTIONS COM 11133T103 837 26371 SH SOLE 0 0 26371 BRYN MAWR BANK CORP COM 117665109 405 15000 SH SOLE 15000 0 0 BUCKLE INC COM 118440106 540 10000 SH SOLE 10000 0 0 CAMERON INTERNATIONAL CORP COM 13342b105 467 8000 SH SOLE 8000 0 0 CARPENTER TECHNOLOGY COM 144285103 465 8000 SH SOLE 8000 0 0 CELANESE CORP COM 150870103 238 4500 SH SOLE 0 0 4500 CENTRAL FUND OF CANADA COM 153501101 147 10000 SH SOLE 10000 0 0 CHART INDUSTRIES INC. COM 16115q308 615 5000 SH SOLE 5000 0 0 CHEFS WAREHOUSE INC COM 163086101 893 38650 SH SOLE 20000 0 18650 CHESAPEAKE ENERGY CORP COM 165167107 562 21700 SH SOLE 0 0 21700 CHICAGO BRIDGE & IRON COM 167250109 678 10000 SH SOLE 10000 0 0 CINTAS CORP COM 172908105 512 10000 SH SOLE 10000 0 0 CNH INDUSTRIAL NV COM N20944109 910 72806 SH SOLE 0 0 72806 COCA COLA COM 191216100 578 15270 SH SOLE 0 0 15270 CONOCOPHILLIPS COM 20825C104 250 3600 SH SOLE 0 0 3600 CONSTELLATION BRANDS COM 21036P108 585 10200 SH SOLE 10000 0 200 COVANTA HOLDING CORPORATION COM 22282E102 428 20000 SH SOLE 20000 0 0 CRAFT BREW ALLIANCE INC COM 224122101 495 36800 SH SOLE 0 0 36800 CSX CORP COM 126408103 425 16500 SH SOLE 0 0 16500 DANA HOLDING CORPORATION COM 235825205 457 20000 SH SOLE 20000 0 0 DECKERS OUTDOOR CORP COM 243537107 659 10000 SH SOLE 10000 0 0 DEERE & CO. COM 244199105 289 3550 SH SOLE 0 0 3550 DELUXE CORP COM 248019101 625 15000 SH SOLE 15000 0 0 DENTSPLY INTERNATIONAL INC COM 249030107 434 10000 SH SOLE 10000 0 0 DR PEPPER/ SNAPPLE GROUP COM 26138E109 448 10000 SH SOLE 10000 0 0 EMC CORP COM 268648102 833 32600 SH SOLE 0 0 32600 ENERGEN CORP COM 29265n108 764 10000 SH SOLE 10000 0 0 ENERGIZER HOLDINGS INC. COM 29266r108 456 5000 SH SOLE 5000 0 0 EXXON MOBIL CORP COM 30231G102 1058 12300 SH SOLE 0 0 12300 F X ENERGY COM 302695101 291 84800 SH SOLE 0 0 84800 FIRST REPUBLIC BANK SAN FRANCI COM 33616c100 466 10000 SH SOLE 10000 0 0 FLOWERS FOODS INC. COM 343498101 452 21100 SH SOLE 0 0 21100 FORD MOTOR COM 345370860 827 49000 SH SOLE 0 0 49000 FOREST OIL CORPORATION COM 346091705 534 87550 SH SOLE 0 0 87550 GENERAL ELECTRIC COM 369604103 1122 46960 SH SOLE 0 0 46960 GNC HOLDINGS INC COM 36191G107 546 10000 SH SOLE 10000 0 0 GOLAR LNG LIMITED COM G9456A100 390 10350 SH SOLE 0 0 10350 GOLUB CAPITAL BDC INC COM 38173M102 498 28750 SH SOLE 0 0 28750 GRAFTECH INTL LTD COM 384313102 147 17350 SH SOLE 0 0 17350 H&E EQUIPMENT SERVICES INC COM 404030108 531 20000 SH SOLE 20000 0 0 HEARTLAND PAYMENT SYSTEMS INC COM 42235N108 397 10000 SH SOLE 10000 0 0 HENRY SCHEIN INC. COM 806407102 623 6000 SH SOLE 6000 0 0 HILLENBRAND INC COM 431571108 411 15000 SH SOLE 15000 0 0 HYSTER-YALE MATERIALS HANDLING COM 449172105 897 10000 SH SOLE 10000 0 0 ILLINOIS TOOL WORKS COM 452308109 629 8250 SH SOLE 0 0 8250 INGREDION INC COM 457187102 596 9000 SH SOLE 0 0 9000 INT'L BUS MACHINES COM 459200101 984 5315 SH SOLE 0 0 5315 JARDEN CORPORATION COM 471109108 581 12000 SH SOLE 12000 0 0 KAPSTONE PAPER & PACKAGING COM 48562p103 856 20000 SH SOLE 20000 0 0 KKR & COMPANY LP COM 48248M102 509 24750 SH SOLE 0 0 24750 LINCOLN ELECTRIC HLDGS COM 533900106 733 11000 SH SOLE 11000 0 0 LINN CO LLC COM 535782106 277 9500 SH SOLE 0 0 9500 LOEWS CORP COM 540424108 215 4600 SH SOLE 0 0 4600 LSI LOGIC COM 502161102 391 50000 SH SOLE 50000 0 0 MACQUARIE INFRASTRUCTURE CO LT COM 55608B105 407 7600 SH SOLE 0 0 7600 MCCORMICK & CO-NON VTG SHRS COM 579780206 323 5000 SH SOLE 5000 0 0 MERCURY SYSTEMS INC COM 589378108 150 15000 SH SOLE 15000 0 0 MERIDIAN BIOSCIENCE INC COM 589584101 354 15000 SH SOLE 15000 0 0 MICROCHIP TECH COM 595017104 403 10000 SH SOLE 10000 0 0 MICROSOFT COM 594918104 485 14585 SH SOLE 0 0 14585 MONMOUTH REAL ESTATE INVESTMEN COM 609720107 219 24110 SH SOLE 0 0 24110 NEWELL RUBBERMAID COM 651229106 550 20000 SH SOLE 20000 0 0 NORDIC AMERICAN TANKER SHIPPIN COM G65773106 120 14600 SH SOLE 0 0 14600 NORDSON CORP COM 655663102 368 5000 SH SOLE 5000 0 0 NORTHWESTERN CORPORATION COM 668074305 449 10000 SH SOLE 10000 0 0 NUVERRA ENVIRONMENTAL SOLUTION COM 67091K104 158 69050 SH SOLE 0 0 69050 PEPSICO COM 713448108 885 11130 SH SOLE 0 0 11130 PFIZER COM 717081103 394 13722 SH SOLE 0 0 13722 PRECISION DRILLING CORP COM 74022D308 298 30000 SH SOLE 30000 0 0 PROCTER & GAMBLE COM 742718109 287 3800 SH SOLE 0 0 3800 PROJECT GROUP INC COM 74338q100 0 35000 SH SOLE 0 0 35000 QUANTA SERVICES COM 74762E102 413 15000 SH SOLE 15000 0 0 QUEST DIAGNOSTICS INC. COM 74834L100 494 8000 SH SOLE 8000 0 0 QUESTAR CORP COM 748356102 337 15000 SH SOLE 15000 0 0 RAYONIER COM 754907103 501 9000 SH SOLE 9000 0 0 REGAL ENTERTAINMENT GROUP COM 758766109 279 14700 SH SOLE 0 0 14700 RITCHIE BROS AUCTIONEERS INC COM 767744105 319 15800 SH SOLE 0 0 15800 ROFIN SINAR TECH INC. COM 775043102 363 15000 SH SOLE 15000 0 0 ROSS STORES COM 778296103 582 8000 SH SOLE 8000 0 0 RPM INTERNATIONAL INC. COM 749685103 1262 34850 SH SOLE 20000 0 14850 SALIX PHARMACEUTICALS LTD COM 795435106 669 10000 SH SOLE 10000 0 0 SEADRILL LTD COM G7945E105 381 8450 SH SOLE 0 0 8450 SEADRILL PARTNERS LLC COM Y7545W109 648 19860 SH SOLE 0 0 19860 SEAGATE TECHNOLOGY COM g7945m107 228 5200 SH SOLE 5000 0 200 SILICON IMAGE INC. COM 82705T102 320 60000 SH SOLE 60000 0 0 SILVER WHEATON CORPORATION COM 828336107 495 20000 SH SOLE 20000 0 0 SNAP ON INC. COM 833034101 796 8000 SH SOLE 8000 0 0 SNYDERS-LANCE INC COM 833551104 1300 45100 SH SOLE 20000 0 25100 SOUTH JERSEY INDUSTRIES COM 838518108 234 4000 SH SOLE 4000 0 0 SPDR GOLD TRUST COM 78463v107 602 4700 SH SOLE 2300 0 2400 STANLEY BLACK & DECKER INC COM 854502101 394 4350 SH SOLE 4000 0 350 STEEL DYNAMICS COM 858119100 297 17750 SH SOLE 0 0 17750 STEPAN CO. COM 858586100 577 10000 SH SOLE 10000 0 0 SUNCOR ENERGY INC. COM 867224107 741 20700 SH SOLE 0 0 20700 SUNEDISON INC COM 86732Y109 359 45000 SH SOLE 45000 0 0 SUPERIOR ENERGY SERVICES INC. COM 868157108 461 18400 SH SOLE 0 0 18400 SYNTEL INC COM 87162H103 561 7000 SH SOLE 7000 0 0 TANGOE INC COM 87582Y108 286 12000 SH SOLE 12000 0 0 TEJON RANCH COMPANY COM 879080109 723 23450 SH SOLE 0 0 23450 TERADATA CORP COM 88076W103 444 8000 SH SOLE 8000 0 0 TUMI HOLDINGS INC COM 8996Q1043 706 35050 SH SOLE 0 0 35050 TUPPERWARE CORP. COM 899896104 864 10000 SH SOLE 8000 0 2000 UNION PACIFIC COM 907818108 217 1400 SH SOLE 0 0 1400 USA EDUCATION INC COM 9039OU102 573 23000 SH SOLE 0 0 23000 VERIZON COMM COM 92343V104 407 8720 SH SOLE 0 0 8720 W.P. CAREY INC. COM 92936U109 453 7000 SH SOLE 7000 0 0 WATSCO INC COM 942622200 518 5500 SH SOLE 5500 0 0 WD 40 CO. COM 929236107 1301 20050 SH SOLE 5000 0 15050 WENDY'S COMPANY COM 95058W100 621 73200 SH SOLE 0 0 73200 WILLIAMS CO COM 969457100 776 21350 SH SOLE 0 0 21350 XYLEM INC COM 98419m100 223 8000 SH SOLE 0 0 8000 YAMANA GOLD INC COM 98462y100 208 20000 SH SOLE 20000 0 0 ZEP INC COM 98944B108 802 49349 SH SOLE 20000 0 29349