0000825293-11-000007.txt : 20110810 0000825293-11-000007.hdr.sgml : 20110810 20110810115038 ACCESSION NUMBER: 0000825293-11-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110810 DATE AS OF CHANGE: 20110810 EFFECTIVENESS DATE: 20110810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL MANAGEMENT ASSOCIATES /NY/ CENTRAL INDEX KEY: 0000825293 IRS NUMBER: 133123212 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02183 FILM NUMBER: 111023318 BUSINESS ADDRESS: STREET 1: 140 BROADWAY STREET 2: 44TH FL CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2123202008 MAIL ADDRESS: STREET 1: CAPITAL MANAGEMENT ASSOC STREET 2: 140 BROADWAY 44TH FL CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 inftable.txt CMA 13F FILING 06.30.11 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- SANTANDER FINANCE PFD SER A PRD E8683R144 478 17025.00 SH SOLE 3600.00 16225.00 3-D SYSTEMS CORP COM 88554D205 296 15000 SH SOLE 15000 3M COMPANY COM 88579Y101 1196 12605 SH SOLE 1000 12555 AK STEEL HOLDING CORP COM 001547108 402 25500 SH SOLE 10000 25500 ALCATEL-LUCENT SPON ADR COM 013904305 585 101357 SH SOLE 18682 91375 ALCOA INC. COM 013817101 641 40407 SH SOLE 14157 38907 AMPHENOL CORP. COM 032095101 486 9000 SH SOLE 9000 APPLE COMPUTER COM 037833100 587 1750 SH SOLE 150 1650 ASHFORD HOSPITALITY COM 044103109 373 30000 SH SOLE 30000 AT&T INC. COM 00206R102 1333 42451 SH SOLE 6571 40685 B&G FOODS INC. COM 05508r106 412 20000 SH SOLE 20000 BANCO SANTANDER SA-SPONS ADR COM 05964h105 774 67244 SH SOLE 16784 65404 BANK OF AMERICA CORP COM 060505104 739 67415 SH SOLE 18623 64840 BAXTER INT'L COM 071813109 839 14050 SH SOLE 3150 13100 BECTON DICKINSON COM 075887109 274 3175 SH SOLE 3175 BIRCHCLIFF ENERGY LTD COM 090697103 513 38000 SH SOLE 27000 17000 BLACK HILLS CORPORATION COM 092113109 301 10000 SH SOLE 10000 BP PLC ADR COM 055622104 1713 38680 SH SOLE 8330 37360 BROADRIDGE FINANCIAL SOLUTIONS COM 11133T103 1005 41736 SH SOLE 6700 41036 BUCKLE INC COM 118440106 427 10000 SH SOLE 10000 CABOT OIL & GAS COM 127097103 398 6000 SH SOLE 6000 CAMERON INTERNATIONAL CORP COM 13342b105 503 10000 SH SOLE 10000 CANADIAN OIL SANDS LTD COM 13643E105 289 10000 SH SOLE 10000 CAPITALSOURCE COM 14055x102 130 20200 SH SOLE 10600 10200 CARPENTER TECHNOLOGY COM 144285103 461 8000 SH SOLE 8000 CENOVUS ENERGY INC COM 15135U109 845 22430 SH SOLE 5500 21430 CENTRAL FUND OF CANADA COM 153501101 204 10000 SH SOLE 10000 CHICAGO BRIDGE & IRON COM 167250109 545 14000 SH SOLE 14000 CISCO SYSTEMS COM 17275R102 457 29250 SH SOLE 5800 28750 CITIGROUP INC COM 172967424 616 14804 SH SOLE 2804 14085 CLOROX CO COM 189054109 553 8200 SH SOLE 8000 200 CNH GLOBAL NV NEW COM N20935206 1716 44395 SH SOLE 9135 42310 CONOCOPHILLIPS COM 20825C104 211 2811 SH SOLE 2511 2311 CONSTELLATION BRANDS COM 21036P108 421 20200 SH SOLE 20000 200 CORNING INC COM 219350105 374 20585 SH SOLE 1800 19935 CSX CORP COM 126408103 883 33660 SH SOLE 10200 32460 DARLING INTL INC COM 237266101 236 13325 SH SOLE 1925 11600 DELUXE CORP COM 248019101 494 20000 SH SOLE 20000 DENTSPLY INTERNATIONAL INC COM 249030107 457 12000 SH SOLE 12000 2000 DR PEPPER/ SEVEN UP COM 26138E109 419 10000 SH SOLE 10000 EDUCATION REALTY TRUST INC COM 28140h104 699 81600 SH SOLE 13200 79600 ENERGEN CORP COM 29265n108 565 10000 SH SOLE 10000 ENERGIZER HOLDINGS INC. COM 29266r108 362 5000 SH SOLE 5000 ETHAN ALLEN COM 297602104 319 15000 SH SOLE 15000 EXXON MOBIL CORP COM 30231G102 1830 22485 SH SOLE 7165 21735 F X ENERGY COM 302695101 652 74234 SH SOLE 11300 72434 FLOWERS FOODS INC. COM 343498101 837 37991 SH SOLE 11096 35891 FORD MOTOR COM 345370860 1553 112640 SH SOLE 18705 107160 FOREST OIL CORPORATION COM 346091705 799 29915 SH SOLE 8300 29615 FRONTIER COMMUNICATIONS CORP COM 35906a108 161 20000 SH SOLE 20000 GENERAL ELECTRIC COM 369604103 1926 102109 SH SOLE 21424 96494 GENTEX COM 371901109 453 15000 SH SOLE 15000 GREEN PLAINS RENEWABLE ENERGY COM 393222104 1668 154610 SH SOLE 45300 123960 GULF ISLAND FABRICATION COM 402307102 226 7000 SH SOLE 7000 HECKMANN CORP COM 422680108 101 16750 SH SOLE 550 16700 HENRY SCHEIN INC. COM 806407102 430 6000 SH SOLE 6000 HESS CORPORATION COM 42809h107 249 3325 SH SOLE 2100 3225 ILLINOIS TOOL WORKS COM 452308109 1115 19730 SH SOLE 4900 19130 IMPERIAL SUGAR CO COM 453096208 957 47850 SH SOLE 24050 27300 INT'L BUS MACHINES COM 459200101 1841 10729 SH SOLE 4840 10379 INTEL CORP COM 458140100 287 12938 SH SOLE 5638 11400 ISHARES MSCI BRAZIL INDEX FUND COM 464286400 207 2825 SH SOLE 450 2425 ITRON COM 465741106 400 8300 SH SOLE 2500 7800 JARDEN CORPORATION COM 471109108 345 10000 SH SOLE 10000 JOHNSON & JOHNSON COM 478160104 456 6850 SH SOLE 1650 6300 JP MORGAN CHASE COM 46625H100 260 6339 SH SOLE 3939 6075 KAPSTONE PAPER & PACKAGING COM 48562p103 497 30000 SH SOLE 30000 KKR & COMPANY LP COM 48248M102 905 55450 SH SOLE 9800 53150 LANDAUER INC COM 51476k103 591 9600 SH SOLE 8600 1600 LIFEPOINT HOSPITALS INC COM 53219L109 207 5300 SH SOLE 5300 LINCOLN ELECTRIC HLDGS COM 533900106 215 6000 SH SOLE 6000 LINN ENERGY LLC COM 536020100 1075 27525 SH SOLE 5100 27225 LOEWS CORP COM 540424108 388 9223 SH SOLE 9223 LSI LOGIC COM 502161102 392 55000 SH SOLE 55000 5000 MCCORMICK & CO-NON VTG SHRS COM 579780206 496 10000 SH SOLE 10000 MCDONALDS CORP COM 580135101 540 6400 SH SOLE 400 6100 MCMORAN EXPLORATION CO COM 582411104 1820 98460 SH SOLE 14840 95360 MEMC ELECTRONIC MATERIALS COM 552715104 170 19930 SH SOLE 1680 19340 MICROSOFT COM 594918104 1136 43705 SH SOLE 8175 42230 NATURAL RESOURCE PRTNR COM UNI COM 63900p103 236 7100 SH SOLE 7100 NEXEN INC COM 65334H102 1254 55750 SH SOLE 13000 54350 NORDIC AMERICAN TANKER SHIPPIN COM G65773106 594 26100 SH SOLE 1700 26100 NORTHWESTERN CORPORATION COM 668074305 331 10000 SH SOLE 10000 ORION MARINE GROUP INC COM COM 68628V308 269 28550 SH SOLE 4200 27550 PARKER HANNIFIN COM 701094104 538 6000 SH SOLE 6000 PEPSICO COM 713448108 633 8990 SH SOLE 2830 8260 PETROQUEST ENERGY INC COM 716748108 450 64100 SH SOLE 11200 62000 PFIZER COM 717081103 711 34532 SH SOLE 11243 33989 PROCTER & GAMBLE COM 742718109 607 9550 SH SOLE 1250 8550 PROJECT GROUP INC COM 74338q100 0 35000 SH SOLE 35000 35000 QUEST DIAGNOSTICS INC. COM 74834L100 532 9000 SH SOLE 9000 1000 RAIL AMERICA INC COM 357023100 295 11650 SH SOLE 1000 11250 RAILAMERICA INC COM 750753402 300 20000 SH SOLE 20000 RAM ENERGY RESOURCES INC. COM 75130p109 17 14000 SH SOLE 14000 RAYONIER COM 754907103 392 6000 SH SOLE 6000 REPUBLIC SERVICES INC COM 760759100 524 17000 SH SOLE 17000 2000 ROCKWELL COLLINS COM 774341101 709 11500 SH SOLE 11500 1500 ROWAN COMPANIES COM 779382100 582 15000 SH SOLE 15000 RPM INTERNATIONAL INC. COM 749685103 1642 71330 SH SOLE 30405 49175 SALIX PHARMACEUTICALS LTD COM 795435106 597 15000 SH SOLE 15000 SILVER WHEATON CORPORATION COM 828336107 330 10000 SH SOLE 10000 SNAP ON INC. COM 833034101 625 10000 SH SOLE 10000 SNYDERS-LANCE INC COM 833551104 1239 57300 SH SOLE 25900 35900 SONY CORP - ADR COM 835699307 398 15100 SH SOLE 6000 15100 SOUTH JERSEY INDUSTRIES COM 838518108 217 4000 SH SOLE 4000 SPDR GOLD TRUST COM 78463v107 642 4400 SH SOLE 3400 1400 SPRINT NEXTEL CORP COM 852061100 610 113200 SH SOLE 20400 107700 STANLEY BLACK & DECKER INC COM 854502101 576 8000 SH SOLE 8000 STAPLES COM 855030102 392 24815 SH SOLE 2000 24815 STEEL DYNAMICS COM 858119100 1033 63595 SH SOLE 31425 36070 STEPAN CO. COM 858586100 354 5000 SH SOLE 5000 STERIS CORP COM 859152100 350 10000 SH SOLE 10000 SUNCOR ENERGY INC. COM 867224107 1778 45475 SH SOLE 11425 44750 SUPERIOR ENERGY SERVICES INC. COM 868157108 1064 28660 SH SOLE 7310 28150 TOOTSIE ROLL COM 890516107 1323 45232 SH SOLE 12784 33766 TUPPERWARE CORP. COM 899896104 540 8000 SH SOLE 8000 UIL HOLDINGS CORP COM 902748102 259 8000 SH SOLE 8000 UNION PACIFIC COM 907818108 251 2400 SH SOLE 1000 2400 UNITED STATIONERS INC COM 913004107 354 10000 SH SOLE 10000 VERIZON COMM COM 92343V104 596 16012 SH SOLE 6412 15370 VONAGE HOLDINGS CORP. COM 92886T201 57 12950 SH SOLE 1700 11450 WATSCO INC COM 942622200 374 5500 SH SOLE 5500 WD 40 CO. COM 929236107 1160 29720 SH SOLE 10500 19720 WHITE MOUNTAIN INSURANCE GROUP COM g9618e107 491 1168 SH SOLE 420 1168 WILLIAMS CO COM 969457100 1192 39412 SH SOLE 2422 38702 XEROX COM 984121103 706 67800 SH SOLE 10000 66300 YAHOO COM 984332106 157 10425 SH SOLE 500 9925 ZEBRA TECHNOLOGIES COM 989207105 422 10000 SH SOLE 10000