0000825293-11-000004.txt : 20110516 0000825293-11-000004.hdr.sgml : 20110516 20110516173032 ACCESSION NUMBER: 0000825293-11-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110516 EFFECTIVENESS DATE: 20110516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL MANAGEMENT ASSOCIATES /NY/ CENTRAL INDEX KEY: 0000825293 IRS NUMBER: 133123212 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02183 FILM NUMBER: 11848905 BUSINESS ADDRESS: STREET 1: 140 BROADWAY STREET 2: 44TH FL CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2123202008 MAIL ADDRESS: STREET 1: CAPITAL MANAGEMENT ASSOC STREET 2: 140 BROADWAY 44TH FL CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 mar11comb.txt SECURITIES AND EXCHANGE COM MISSION WASH soleINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended:March 31,2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Capital Management Associates Address: 140 Broadway 44th Floor New York, NY 10005 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and COM plete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name Ralph Scarpa Title: President Phone: 212-320-2000 Signature, Place, and Date of Signing: Ralph Scarpa, New York, New York, May 16, 2011 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COM BINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Capital Management Associates FORM 13F March 31, 2011 Capital Management Associates FORM 13F March 31, 2011 Voting Authority Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- S> 3M COMPANY COM 88579Y101 1258 13455 SH Sole 1000 13405 AIA GROUP LTD COM Y002A1105 159 54000 SH Sole 9000 54000 ALCOA INC. COM 013817101 758 42950 SH Sole 14100 41350 AMERICAN EXPRESS COM 025816109 245 5411 SH Sole 311 5100 AMERICAN GREETINGS CORP COM 026375105 283 12000 SH Sole 12000 AMPHENOL CORP. COM 032095101 490 9000 SH Sole 9000 APPLE COMPUTER COM 037833100 680 1950 SH Sole 350 1850 ASHFORD HOSPITALITY COM 044103109 331 30000 SH Sole 30000 AT&T INC. COM 00206R102 1490 48661 SH Sole 7081 46295 B&G FOODS INC. COM 05508r106 375 20000 SH Sole 20000 BANCO SANTANDER SA-SPONS ADR COM 05964h105 878 75000 SH Sole 17340 72460 BANK OF AMERICA CORP COM 060505104 911 68367 SH Sole 18575 65692 BECTON DICKINSON COM 075887109 301 3775 SH Sole 3775 BIRCHCLIFF ENERGY LTD COM 090697103 252 20000 SH Sole 20000 BLACK HILLS CORPORATION COM 092113109 334 10000 SH Sole 10000 BP PLC ADR COM 055622104 1919 43480 SH Sole 8630 41860 BRISTOL MYERS SQUIBB COM 110122108 584 22080 SH Sole 5700 19980 BROADRIDGE FINANCIAL SOLUTIONS COM 11133T103 1060 46736 SH Sole 7200 45536 BUCKLE INC COM 118440106 404 10000 SH Sole 10000 CABOT OIL & GAS COM 127097103 318 6000 SH Sole 6000 CAMECO CORPORATION COM 13321L108 473 15750 SH Sole 15750 1750 CAMERON INTERNATIONAL CORP COM 13342b105 571 10000 SH Sole 10000 CANADIAN OIL SANDS LTD COM 13643E105 336 10000 SH Sole 10000 CAPITALSOURCE COM 14055x102 147 20900 SH Sole 10600 10900 CARPENTER TECHNOLOGY COM 144285103 427 10000 SH Sole 10000 CENOVUS ENERGY INC COM 15135U109 1001 25430 SH Sole 5700 24230 CHICAGO BRIDGE & IRON COM 167250109 569 14000 SH Sole 14000 CISCO SYSTEMS COM 17275R102 743 43335 SH Sole 9085 40675 CITIGROUP INC COM 172967424 714 161542 SH Sole 30542 152850 CLOROX CO COM 189054109 575 8200 SH Sole 8000 200 CNH GLOBAL NV NEW COM N20935206 2340 48195 SH Sole 9510 45860 CONOCOPHILLIPS COM 20825C104 224 2811 SH Sole 2511 2311 CONSTELLATION BRANDS COM 21036P108 410 20200 SH Sole 20000 200 CORNING INC COM 219350105 592 28685 SH Sole 3800 28035 CSX CORP COM 126408103 913 11620 SH Sole 3400 11220 CVS CORP COM 126650100 337 9815 SH Sole 3400 9315 DELUXE CORP COM 248019101 929 35000 SH Sole 35000 DENTSPLY INTERNATIONAL INC COM 249030107 444 12000 SH Sole 12000 2000 DIONEX CORP COM 254546104 590 5000 SH Sole 5000 DOW CHEMICAL COM 260543103 241 6390 SH Sole 100 6390 EDUCATION REALTY TRUST INC COM 28140h104 724 90100 SH Sole 15200 86100 ENERGEN CORP COM 29265n108 631 10000 SH Sole 10000 ENERGIZER HOLDINGS INC. COM 29266r108 569 8000 SH Sole 8000 ETHAN ALLEN COM 297602104 328 15000 SH Sole 15000 EXXON MOBIL CORP COM 30231G102 2127 25285 SH Sole 7165 24535 F X ENERGY COM 302695101 777 92934 SH Sole 12900 89534 FLOWERS FOODS INC. COM 343498101 2069 76000 SH Sole 12300 73300 FORD MOTOR COM 345370860 1916 128490 SH Sole 20005 122110 FOREST OIL CORPORATION COM 346091705 1370 36215 SH Sole 17900 25915 FRONTIER COMMUNICATIONS CORP COM 35906a108 164 20000 SH Sole 20000 GENERAL ELECTRIC COM 369604103 2163 107900 SH Sole 19630 101935 GULF ISLAND FABRICATION COM 402307102 225 7000 SH Sole 7000 HECKMANN CORP COM 422680108 128 19500 SH Sole 800 19200 HENRY SCHEIN INC. COM 806407102 421 6000 SH Sole 6000 ILLINOIS TOOL WORKS COM 452308109 1302 24230 SH Sole 5200 23330 IMPERIAL SUGAR CO COM 453096208 200 15000 SH Sole 15000 INT'L BUS MACHINES COM 459200101 1984 12164 SH Sole 4950 11764 INTEL CORP COM 458140100 261 12938 SH Sole 5638 11400 IRIDIUM COMMUNICATIONS INC COM 46269C102 399 49950 SH Sole 11250 44050 JARDEN CORPORATION COM 471109108 356 10000 SH Sole 10000 JOHNSON & JOHNSON COM 478160104 317 5350 SH Sole 1100 5350 JP MORGAN CHASE COM 46625H100 295 6389 SH Sole 3939 6125 KAPSTONE PAPER & PACKAGING COM 48562p103 515 30000 SH Sole 30000 KKR & COMPANY LP COM 48248M102 1028 62675 SH Sole 10100 60475 LIFEPOINT HOSPITALS INC COM 53219L109 233 5800 SH Sole 5800 LOEWS CORP COM 540424108 419 9723 SH Sole 9723 LSI LOGIC COM 502161102 381 56000 SH Sole 55000 6000 MARKET VECTORS AGRIBUSINESS COM 57060u605 280 5000 SH Sole 5000 MCCORMICK & CO-NON VTG SHRS COM 579780206 808 16900 SH Sole 11100 6300 MCDONALDS CORP COM 580135101 618 8125 SH Sole 700 7675 MCMORAN EXPLORATION CO COM 582411104 1985 112060 SH Sole 16540 107760 MEMC ELECTRONIC MATERIALS COM 552715104 620 47840 SH Sole 26790 21950 MICRON TECHNOLOGY COM 595112103 344 30000 SH Sole 10000 30000 MICROSOFT COM 594918104 1388 54675 SH Sole 9895 52600 NEXEN INC COM 65334H102 1546 62050 SH Sole 14000 59650 NORTHWESTERN CORPORATION COM 668074305 303 10000 SH Sole 10000 ORION MARINE GROUP INC COM COM 68628V308 351 32650 SH Sole 4000 31650 PARKER HANNIFIN COM 701094104 852 9000 SH Sole 9000 PEPSICO COM 713448108 579 8990 SH Sole 2830 8260 PETROHAWK ENERGY CORP COM 716495106 219 8925 SH Sole 2700 8425 PETROQUEST ENERGY INC COM 716748108 187 20000 SH Sole 6000 20000 PFIZER COM 717081103 707 34832 SH Sole 11243 34289 PLATINUM UNDERWRITER HOLDINGS COM g7127P100 381 10000 SH Sole 10000 PROCTER & GAMBLE COM 742718109 403 6550 SH Sole 250 6550 PROJECT GROUP INC COM 74338q100 0 35000 SH Sole 35000 35000 QUEST DIAGNOSTICS INC. COM 74834L100 519 9000 SH Sole 9000 1000 RAIL AMERICA INC COM 357023100 447 13750 SH Sole 1000 13350 RAILAMERICA INC COM 750753402 341 20000 SH Sole 20000 RAM ENERGY RESOURCES INC. COM 29 14000 SH Sole 14000 RAYONIER COM 754907103 374 6000 SH Sole 6000 REPUBLIC SERVICES INC COM 760759100 511 17000 SH Sole 17000 2000 ROCKWELL COLLINS COM 774341101 746 11500 SH Sole 11500 1500 ROWAN COMPANIES COM 779382100 663 15000 SH Sole 15000 SALIX PHARMACEUTICALS LTD COM 795435106 525 15000 SH Sole 15000 SILVER WHEATON CORPORATION COM 828336107 650 15000 SH Sole 15000 SNAP ON INC. COM 833034101 601 10000 SH Sole 10000 SNYDERS-LANCE INC COM 833551104 1239 62400 SH Sole 26600 40300 SONY CORP - ADR COM 835699307 321 10100 SH Sole 5000 10100 SOUTH JERSEY INDUSTRIES COM 838518108 224 4000 SH Sole 4000 SPDR GOLD TRUST COM 78463v107 755 5400 SH Sole 3400 2400 SPRINT NEXTEL CORP COM 852061100 931 200700 SH Sole 29900 189600 STANLEY BLACK & DECKER INC COM 854502101 781 10200 SH Sole 10200 STAPLES COM 855030102 569 29315 SH Sole 2000 29315 STARBUCKS COM 855244109 610 16515 SH Sole 325 16515 STEEL DYNAMICS COM 858119100 1410 75095 SH Sole 34825 46570 STERIS CORP COM 859152100 345 10000 SH Sole 10000 SUNCOR ENERGY INC. COM 867224107 2238 49905 SH Sole 11325 48580 SUNPOWER CORP COM 867652109 1416 82600 SH Sole 33000 60100 SUPERIOR ENERGY SERVICES INC. COM 868157108 1333 32510 SH Sole 7710 31500 TOOTSIE ROLL COM 890516107 1451 51174 SH Sole 13062 39707 UIL HOLDINGS CORP COM 902748102 244 8000 SH Sole 8000 UNION PACIFIC COM 907818108 236 2400 SH Sole 1000 2400 URANIUM PARTICIPATION CORP COM 917017105 119 17500 SH Sole 14000 7500 VCA ANTECH INC COM COM 918194101 252 10000 SH Sole 10000 VERIZON COMM COM 92343V104 666 17292 SH Sole 6692 16250 WATSCO INC COM 942622200 383 5500 SH Sole 5500 WD 40 CO. COM 929236107 1309 30920 SH Sole 10500 20920 WHITE MOUNTAIN INSURANCE GROUP COM g9618e107 425 1168 SH Sole 420 1168 WILLIAMS CO COM 969457100 1344 43100 SH Sole 2510 42190 XEROX COM 984121103 790 74200 SH Sole 10900 71800 YAHOO COM 984332106 422 25325 SH Sole 2700 23625 REPORT SUMMARY 121 DATA RECORDS 83698 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED