-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QLlPfyCTwo8QnwtWvf+/SffSSKSfWdG/FHlpjDfu+TDlGuxgNIsfO4LOdL54BAVD q3Vae8VWxpw12VXed0tWoQ== 0000825293-09-000002.txt : 20090217 0000825293-09-000002.hdr.sgml : 20090216 20090213200155 ACCESSION NUMBER: 0000825293-09-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090213 EFFECTIVENESS DATE: 20090217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL MANAGEMENT ASSOCIATES /NY/ CENTRAL INDEX KEY: 0000825293 IRS NUMBER: 133123212 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02183 FILM NUMBER: 09606450 BUSINESS ADDRESS: STREET 1: 140 BROADWAY STREET 2: 44TH FL CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2123202008 MAIL ADDRESS: STREET 1: CAPITAL MANAGEMENT ASSOC STREET 2: 140 BROADWAY 44TH FL CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 dec08comb.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASH soleINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Capital Management Associates Address: 140 Broadway 44th Floor New York, NY 10005 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name Ralph Scarpa Title: President Phone: 212-320-2000 Signature, Place, and Date of Signing: Ralph Scarpa, New York, New York, February 12, 2009 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: Form 13F Information Table Value Total: Capital Management Associates FORM 13F December 31, 2008 Voting Authority-ValueSH soleares/SH sole/Put/ Invstmt Other Name of IssuerTitle of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers SH soleared None 3M CO COM88579y101 1137 19755SH solesole 1350 18405 ABBOTT LABS COM002824100 281 5269 SH solesole 100 5169 ACTIVISION BLIZZARD INC. COM00507v109 164 18999.99 SH solesole 5000 13999.99 ADVANCED VIRAL RESEARCH CORP COM007928104 0 10000 SH solesole 10000 AFFILIATED COMPUTER SVCS-A COM008190100 345 7500 SH solesole 6000 1500 ALBEMARLE COM012653101 452 20250 SH solesole 700 19550 AMERICAN TOWER CORP-CL A COM029912201 655 22335 SH solesole 800 21535 AMPHENOL CORP. COM032095101 317 13200 SH sole 9000 4200 APPLE INC COM037833100 1611 18880SH sole 275 18605 AQUA AMERICA INC COM03836W103 640 31061 SH sole 650 30411 ASH soleFORD HOSPITALITYCOM044103109 14 12096.60 SH sole 12096 AT& T INC COM00206r102 2218 77824SH sole 15100 62724 BANK OF AMERICA CORP. COM060505104 508 36048 SH sole 3600 32448 BARE ESCENTUALS INC. COM067511105 601 115000SH sole 25000 90000 BARNES GROUP COM067806109 154 10650 SH sole 3550 7100 BECTON DICKINSON & CO COM075887109 337 4934 SH sole 4934 BED BATH & BEYOND INC. COM075896100 1896 74600 SH sole 10000 64600 BERKSH soleIRE HATHAWAY INC CL B COM084670207 2494 776 SH sole 776 BLACK & DECKER CORPCOM091797100 1618 38700 SH sole 8000 30700 BRISTOL MYERS SQUIBB CO COM110122108 2219 95430 SH sole 14500 80930 CAMECO CORP. COM13321l108 317 18400 SH sole 14000 4400 CAMERON INTERNATIONAL CORP COM13342b105 391 19090 SH sole 10000 9090 CANON INC-SPONSORED ADR COM138006309 549 17500 SH sole 17500 CAPITALSOURCECOM14055x102 184 39879.14 SH sole 10600 29279 CAPSTEAD MORTGAGE CORP COM14067E506 154 14291.18 SH sole 14291 CATERPILLAR INC COM149123101 1068 23900 SH sole 200 23700 CHATTEM INCORPORATION COM162456107 919 12850 SH sole 250 12600 CHURCH & DWIGHT CO COM171340102 1010 18000 SH sole 18000 CISCO SYS INC COM COM17275R102 449 27558 SH sole 1380 26178 CIT GROUP INC. COM125581108 82 18030 SH sole 300 17730 CITIGROUP COM172967101 73 10855 SH sole 800 10055 CLOROX COMPANY COM189054109 3567 64198 SH sole 8575 55623 COACH INC COM189754104 519 25000 SH sole 25000 COCA COLA CO COM191216100 584 12904 SH sole 2000 10904 CONSOLIDATED WATER CO ORDCOMg23773107 688 55031 SH sole 1400 53631 CORNING INC COM219350105 480 50415 SH sole 1800 48615 COVENTRY HEALTH CARE INC COM222862104 321 21550 SH sole 5150 16400 CRUCELL N V SPONSORED ADRCOM228769105 151 10000 SH sole 10000 CSX CORP COM126408103 322 9910 SH sole 9910 CUBIST PHARMACEUTICAL COM229678107 242 10000 SH sole 10000 CVS CORP COM126650100 603 20995 SH sole 3800 17195 DECKERS OUTDOOR CORP COM243537107 1230 15400 SH sole 15400 DEL MONTE FOODS CO.COM24522p103 1560 218500SH sole 50000 168500 DENTSPLY INTERNATIONAL INC COM249030107 508 18000 SH sole 12000 6000 DEPOMED INC COM249908104 27 16467 SH sole 16467 DEVON ENERGY CORP COM25179m103 263 4000 SH sole 4000 DIAMOND OFFSH soleORE DRILLINGCOM25271C102 330 5600 SH sole 5600 DIONEX CORP COM254546104 224 5000 SH sole 5000 DU PONT E I DE NEMOURS COM263534109 610 24117 SH sole 400 23717 DUKE ENERGY CORP. COM26441C105 1464 97534 SH sole 97534 DYNAMIC MATERIALS CORP. COM267888105 470 24350 SH sole 200 24150 DYNEGY, INC. COM26817g102 76 38000 SH sole 38000 EDISON INTERNATIONAL COM281020107 446 13900 SH sole 11500 2400 EMERSON ELEC CO COM291011104 1113 30400 SH sole 15000 15400 ENERGEN CORP COM29265n108 361 12300 SH sole 10000 2300 ENERGIZER HOLDINGS INC. COM29266r108 812 15000 SH sole 5000 10000 ENTERPRISE PRODUCTS PRTNS LP COM293792107 932 44973 SH sole 2100 42873 ESTEE LAUDER COMPANIES - CL A COM518439104 515 16635 SH sole 500 16135 EVERGREEN ENERGY INC. COM30024b104 9 30765 SH sole 1500 29265 EXXON MOBIL CORPORATION COM30231g102 2329 29179 SH sole 29179 FEDERAL NATIONAL MORTGAGE ASSN COM313586109 8 10000 SH sole 10000 FLEXTRONICS INTL LTD COMY2573F102 89 34800 SH sole 30000 4800 FLOTEK INDUSTRIES INC. COM343389102 38 15000 SH sole 15000 FLOWERS FOODS INC. COM343498101 78144 3207861SH sole 1619577 1588284.00 FOOT LOCKER INC COM344849104 90 12200 SH sole 1100 11100 FOREST OIL CORPORATION COM346091705 281 17015 SH sole 17015 FPL GROUP, INC. COM302571104 765 15200 SH sole 200 15000 FREDDIE MAC COM313400301 7 10000 SH sole 10000 FRONTIER COMMUNICATIONS COM35906a108 188 21500 SH sole 20000 1500 FTI CONSULTING INC COM302941109 335 7500 SH sole 5000 2500 GENERAL ELEC CO COM369604103 2311 142652SH sole 4550 138102 HARRIS CORP COM413875105 211 5550 SH sole 300 5250 HCC INSURANCE HOLDINGS INC COM404132102 736 27500 SH sole 2800 24700 HEINZ H J CO COM423074103 658 17500 SH sole 17500 HENRY SCHEIN INC. COM806407102 220 6000 SH sole 6000 HERSH soleEY CO/THE COM427866108 1053 30300 SH sole 30300 HOLOGIC INC. COM436440101 314 24000 SH sole 20000 4000 HOME DEPOT INC COM437076102 1092 47450 SH sole 47450 ILLINOIS TOOL WKS INC COMCOM452308109 600 17130 SH sole 1400 15730 INTEL CORP COM COM458140100 149 10140 SH sole 5150 4990 INTERNATIONAL PAPER COMPANY COM460146103 234 19865 SH sole 700 19165 ITRON INC COM465741106 2455 38520 SH sole 5000 33520 JARDEN CORPORATION COM471109108 581 50500 SH sole 15000 35500 JM SMUCKER CO/THE -NEW COMMON COM832696405 1062 24492 SH sole 24492 JOHNSON & JOHNSON COM478160104 1913 31975 SH sole 1000 30975 JP MORGAN CHASE & CO COM46625h100 223 7075 SH sole 1575 5500 KINROSS GOLD COM496902404 225 12235 SH sole 12235 KRAFT FOODS INC-A COM50075n104 324 12083 SH sole 5000 7083 LABRANCHE & CO INC.COM505447102 319 66700 SH sole 25000 41700 LIBERTY MEDIA CORPORATION - A COM530718105 290 10272 SH sole 10272 LIFEPOINT HOSPITALS INC COM53219L109 338 14800 SH sole 14800 LOWES COS INCCOM548661107 476 22100 SH sole 22100 LUBRIZOL CORP COM COM549271104 1087 29881 SH sole 15000 14881 MACY'S INC COM55616p104 208 20136 SH sole 20136 MARTEK BIOSCIENCES COM572901106 512 16900 SH sole 15000 1900 MASTERCARD INC. - CLASS ACOM57636q104 207 1445 SH sole 1445 MCCORMICK & CO-NON VTG SH soleRS COM579780206 319 10000 SH sole 10000 MCDONALDS CORP COM580135101 610 9810 SH sole 9810 MCG CAPITAL CORP COM58047p107 13 18444.80 SH sole 18444.80 MCMORAN EXPLORATION CO COM582411104 898 91600 SH sole 15300 76300 MEDCO HEALTH SOLUTIONS INC COM58405u102 629 15000 SH sole 15000 METROPOLITAN HEALTH NETWORKS I COM592142103 16 10000 SH sole 10000 MICROSOFT CORP COM594918104 1414 72761 SH sole 4185 68576 NATIONAL RETAIL PROPERTIES,INC COM637417106 302 17550 SH sole 16000 1550 NYSE EURONEXT - was NYSE Group COM629491101 1633 59638 SH sole 59638 OMRIX BIOPHARMACEUTICALS COM681989109 250 10000 SH sole 10000 ONLINE RES CORP COMCOM68273g101 118 25000 SH sole 25000 PARKER HANNIFIN CORP COM701094104 383 9000 SH sole 9000 PEPSICO INC COM713448108 826 15085 SH sole 300 14785 PFIZER INC COM717081103 2164 122217SH sole 8400 113817 PLATINUM UNDERWRITER HOLDINGS COMg7127P100 783 21700 SH sole 12300 9400 POLYONE CORP COM73179p106 149 47250 SH sole 47250 PRESSTEK INC.COM741113104 260 81022 SH sole 3000 78022 PROCTER & GAMBLE CO. COM742718109 2288 37011 SH sole 150 36861 PROJECT GROUP INC COM74338q100 ? 70000 SH sole 35000 35000 PULTE CORP COM COM745867101 328 30000 SH sole 30000 QUEST DIAGNOSTICS INC COM74834L100 709 13650 SH sole 12000 1650 RAIL AMERICA INC COM357023100 394 21590 SH sole 1000 20590 RAM ENERGY RESOURCES INC.COM75130p109 17 19000 SH sole 19000 REPUBLIC SERVICES INC COM760759100 532 21450 SH sole 17000 4450 ROCKWELL COLLINS INC COM COM774341101 469 12000 SH sole 12000 ROSS STORES INC COM778296103 446 15000 SH sole 15000 ROWAN COS INCCOM779382100 650 40900 SH sole 15000 25900 SARA LEE CORPCOM803111103 232 23700 SH sole 20000 3700 SCANA CORP COM80589m102 404 11350 SH sole 5000 6350 SCHLUMBERGER LTD COM806857108 1757 41500 SH sole 10000 31500 SCOTTS MIRACLE-GRO CO/THECOM810186106 342 11500 SH sole 9600 1900 SEARS HOLDINGS COM812350106 263 6768 SH sole 200 6568 SENSIENT TECHNOLOGIES CORP COM81725t100 633 26500 SH sole 15000 11500 SH soleERWIN WILLIAMS CO COM COM824348106 956 16000 SH sole 16000 SNAP ON INC COM COM833034101 1556 39500 SH sole 30000 9500 SOUTH JERSEY INDUSTRIES COM838518108 319 8000 SH sole 8000 SOUTHWEST WATER CO COM845331107 61 18940 SH sole 18940 SPDR GOLD TRUST COM78463V107 1644 19000 SH sole 5000 14000 SPECTRA ENERGY CORPCOM874560109 790 50167 SH sole 50167 STANLEY WORKSCOM854616109 771 22600 SH sole 1500 21100 STAPLES INC COM855030102 818 45660 SH sole 1500 44160 STAR BULK CARRIERS CORPORATION COMy8162k105 28 10781 SH sole 10781 STARBUCKS CORP COM855244109 502 53083 SH sole 500 52583 STERICYCLE INC. COM858912108 682 13100 SH sole 10000 3100 STERIS CORP COM859152100 358 15000 SH sole 15000 SUN HEALTHCARE COM866933401 186 21000 SH sole 20000 1000 SUPERGEN INC COM868059106 37 19595 SH sole 19595 SUPERIOR ENERGY SERVICES INC. COM868157108 698 43800 SH sole 15500 28300 SYNTROLEUM CORP. COM871630109 6 10200 SH sole 2000 8200 TARGET CORP. COM87612e106 558 16171 SH sole 16171 TEEKAY LNG PARTNERS LP COMy8564m105 392 26110 SH sole 26110 TEVA PHARMACEUTICAL ADR COM881624209 302 7099 SH sole 7099 TOOTSIE ROLL INDUSTRIES COM890516107 3545 138414.63SH sole 22690 115724 TRANSOCEAN LTD (ORDINARY SH soleARE COMh8817h100 288 6095 SH sole 250 5845 TRAVELERS COS INC/THE COM89417e109 988 21851 SH sole 10000 11851 TREEHOUSE FOODS INC. COM89469a104 836 30700 SH sole 15000 15700 TUPPERWARE CORP. COM899896104 704 31000 SH sole 31000 UNITED NATURAL FOODS INC COM911163103 267 15000 SH sole 15000 VCA ANTECH INC COM COM918194101 199 10000 SH sole 10000 VERIFONE HOLDINGS INC COM92342y109 49 10000 SH sole 10000 VERIZON COMMUNICATIONS COM92343v104 388 11434 SH sole 11434 WAL MART STORES INCCOM931142103 678 12100 SH sole 100 12000 WASH soleINGTON MUTUAL INC. COM939322103 0 15939 SH sole 15939 WATSCO INC COM942622200 211 5500 SH sole 5500 WD-40 COMPANYCOM929236107 2125 75120 SH sole 10500 64620 WESTERN UNIONCOM959802109 617 43010 SH sole 1400 41610 WHIRLPOOL COM963320106261 6300 SH sole 5000 1300 WHITE MOUNTAIN INSURANCE GROUP COMg9618e107500 1873 SH sole 40 1833 WILLIAMS COS INC. COM969457100764 52740 SH sole 1600 51140 WINDSTREAM CORP COM97381w104396 43000 SH sole 43000 WRIGHT MEDICAL GROUP INC.COM98235t107225 11000 SH sole 5000 6000 YAHOO! INC COM 984332106520 42645 SH sole 500 42145 -----END PRIVACY-ENHANCED MESSAGE-----