0000919574-15-003968.txt : 20150513
0000919574-15-003968.hdr.sgml : 20150513
20150513162205
ACCESSION NUMBER: 0000919574-15-003968
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150511
FILED AS OF DATE: 20150513
DATE AS OF CHANGE: 20150513
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPROTT FOCUS TRUST INC.
CENTRAL INDEX KEY: 0000825202
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 592876580
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O SPROTT ASSET MANAGEMENT L.P.
STREET 2: ROYAL BANK PLZ, SO. TOWER, STE 2700
CITY: TORONTO
STATE: A6
ZIP: M5J2J1
BUSINESS PHONE: 416-943-4065
MAIL ADDRESS:
STREET 1: C/O SPROTT ASSET MANAGEMENT L.P.
STREET 2: ROYAL BANK PLZ, SO. TOWER, STE 2700
CITY: TORONTO
STATE: A6
ZIP: M5J2J1
FORMER COMPANY:
FORMER CONFORMED NAME: ROYCE FOCUS TRUST INC
DATE OF NAME CHANGE: 19990525
FORMER COMPANY:
FORMER CONFORMED NAME: ROYCE GLOBAL TRUST INC
DATE OF NAME CHANGE: 19961203
FORMER COMPANY:
FORMER CONFORMED NAME: ALL SEASONS GLOBAL FUND INC
DATE OF NAME CHANGE: 19950803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GEORGE W WHITNEY
CENTRAL INDEX KEY: 0001185838
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-05379
FILM NUMBER: 15858721
MAIL ADDRESS:
STREET 1: C/O ROYCE & ASSOCIATES, LLC
STREET 2: 745 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10151
4
1
p6579506.xml
GEORGE/SPROTT
X0306
4
2015-05-11
0
0000825202
SPROTT FOCUS TRUST INC.
FUND
0001185838
GEORGE W WHITNEY
C/O SPROTT ASSET MANAGEMENT LP
200 BAY STREET, SUITE 2700
TORONTO
A6
M5J 2J1
ONTARIO, CANADA
1
1
1
1
Vice President
Investment Advisor
Common Stock
2015-05-11
4
P
0
23785
7.5986
A
2493140
D
Common Stock
1094437
I
Held by spouse
Common Stock
437817
I
Held by spouse
Common Stock
148136
I
Held by spouse
Shares held in The Mallory Descendant's Trust U/T/A DTD 12/13/2013 (the "Trust"). Mr. George serves as trustee of the Trust and, in such capacity, has investment and voting discretion over shares held by the Trust. Mr. George's spouse has a pecuniary interest in the Trust.
/s/ W. Whitney George
2015-05-13