0000825161-11-000004.txt : 20110411 0000825161-11-000004.hdr.sgml : 20110408 20110411122636 ACCESSION NUMBER: 0000825161-11-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110411 DATE AS OF CHANGE: 20110411 EFFECTIVENESS DATE: 20110411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: THOMPSON RUBINSTEIN INVESTMENT MANAGEMENT INC /OR/ CENTRAL INDEX KEY: 0000825161 IRS NUMBER: 930736242 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02176 FILM NUMBER: 11752104 BUSINESS ADDRESS: STREET 1: 715 SW MORRISON ST STE 604 CITY: PORTLAND STATE: OR ZIP: 97205 BUSINESS PHONE: 5032241488 MAIL ADDRESS: STREET 1: 715 S W MORRISON SUITE 604 CITY: PORTLAND STATE: OR ZIP: 97205 13F-HR 1 f13f.txt 1ST QUARTER 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Thompson/Rubinstein Investment Mgt, Inc. Address: 715 S.W. Morrison, Suite 604 Portland, OR 97205 13F File Number: 801-14599 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Cynthia Henderson Title: Office Manager Phone: 503-224-1488_ Signature, Place, and Date of Signing: Cynthia Henderson, Apr.11, 2011________________ Report Type (Check only one.): [X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 68 Form 13F Information Table Value Total: $200,462 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTORITY NAME OF ISSUER TITLE OF CLASS CUSIP NO (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ----------- -------- -------- -------- AT&T INC COM 00206R102 821 26816 SH DEFINED 0 0 26816 AGILENT TECHNOLOGIES INC COM 00846U101 3091 69033 SH DEFINED 0 0 69033 APPLIED MATERIALS INC COM 038222105 2245 143713 SH DEFINED 0 0 143713 AUTOMATIC DATA PROCESSING INC COM 053015103 2824 55029 SH DEFINED 0 0 55029 BP PLC SPONSORED ADRS COM 055622104 2480 56176 SH DEFINED 0 0 56176 BERKSHIRE HATHAWAY INC DEL CL A 084670108 376 3 SH DEFINED 0 0 3 BRISTOL-MYERS SQUIBB CO COM 110122108 291 11000 SH DEFINED 0 0 11000 BRUKER CORPORATION COM 116794108 2625 125876 SH DEFINED 0 0 125876 CVS CAREMARK CORP COM 126650100 815 23734 SH DEFINED 0 0 23734 CABOT CORP COM 127055101 222 4800 SH DEFINED 0 0 4800 CATERPILLAR INC COM 149123101 2257 20270 SH DEFINED 0 0 20270 CHEVRON CORP NEW COM 166764100 1622 15094 SH DEFINED 0 0 15094 CISCO SYSTEMS INC COM 17275R102 2831 165057 SH DEFINED 0 0 165057 COLGATE PALMOLIVE CO COM 194162103 2642 32710 SH DEFINED 0 0 32710 COSTCO WHSL CORP (NEW) COM 22160K105 4792 65359 SH DEFINED 0 0 65359 DEVON ENERGY CORP COM 25179M103 324 3535 SH DEFINED 0 0 3535 DIAMOND OFFSHORE DRILLING COM 25271C102 3349 43108 SH DEFINED 0 0 43108 EQT CORPORATION COM 26884L109 5039 100979 SH DEFINED 0 0 100979 EASTMAN KODAK COMPANY COM 277461109 2034 629839 SH DEFINED 0 0 629839 EL PASO CORP COM 28336L109 293 16301 SH DEFINED 0 0 16301 EMERSON ELECTRIC COMPANY COM 291011104 4703 80490 SH DEFINED 0 0 80490 EXXON MOBIL CORP (NEW) COM 30231G102 7419 88188 SH DEFINED 0 0 88188 FLOWSERVE CORPORATION COM 34354P105 5368 41675 SH DEFINED 0 0 41675 GENERAL ELECTRIC CO COM 369604103 606 30205 SH DEFINED 0 0 30205 HERSHEY CO COM 427866108 1848 34000 SH DEFINED 0 0 34000 HOME DEPOT INC COM 437076102 3289 88750 SH DEFINED 0 0 88750 HUBBELL INC CL A COM 443510102 4780 70702 SH DEFINED 0 0 70702 HUBBELL INC CL B COM 443510201 2465 34699 SH DEFINED 0 0 34699 ING GROEP NV ADR COM 456837103 259 20388 SH DEFINED 0 0 20388 INSITUFORM TECHNOLOGIES INC COM 457667103 4476 167324 SH DEFINED 0 0 167324 INTEL CORP COM 458140100 5306 262947 SH DEFINED 0 0 262947 INTERMEC, INC COM 458786100 1951 180856 SH DEFINED 0 0 180856 INTERNATIONAL BUSINESS MACHINE COM 459200101 489 3000 SH DEFINED 0 0 3000 JOHNSON & JOHNSON COM 478160104 6064 102351 SH DEFINED 0 0 102351 JOHNSON CONTROLS COM 478366107 569 13680 SH DEFINED 0 0 13680 LEVEL 3 COMMUNICATIONS INC COM 52729N100 1208 821987 SH DEFINED 0 0 821987 MARSH & MCLENNAN COS INC COM 571748102 297 9962 SH DEFINED 0 0 9962 MEDTRONIC INC COM 585055106 2748 69847 SH DEFINED 0 0 69847 MICROSOFT CORP COM 594918104 1342 52853 SH DEFINED 0 0 52853 NATIONAL OILWELL VARCO INC COM 637071101 7895 99596 SH DEFINED 0 0 99596 NOVARTIS AG SPON ADR COM 66987V109 3776 69468 SH DEFINED 0 0 69468 ORACLE CORP COM 68389X105 264 7900 SH DEFINED 0 0 7900 PPG INDUSTRIES COM 693506107 682 7160 SH DEFINED 0 0 7160 PACCAR INC COM 693718108 15617 298271 SH DEFINED 0 0 298271 PEPSICO INC COM 713448108 5023 77987 SH DEFINED 0 0 77987 PFIZER INC COM 717081103 2315 113973 SH DEFINED 0 0 113973 PRECISION CASTPARTS CORP COM 740189105 10224 69465 SH DEFINED 0 0 69465 QEP RESOURCES INC COM 74733V100 1559 38465 SH DEFINED 0 0 38465 QUESTAR CORP COM 748356102 671 38465 SH DEFINED 0 0 38465 ROYAL DUTCH SHELL PLC CL A ADR COM 780259206 2729 37459 SH DEFINED 0 0 37459 SCHLUMBERGER LIMITED COM 806857108 7597 81464 SH DEFINED 0 0 81464 STATE STREET CORP COM 857477103 2814 62620 SH DEFINED 0 0 62620 STRYKER CORP COM 863667101 2093 34426 SH DEFINED 0 0 34426 SUPERVALU INC COM 868536103 1440 161289 SH DEFINED 0 0 161289 SYMANTEC CORP COM 871503108 748 40340 SH DEFINED 0 0 40340 TRAVELERS COS INC/THE COM 89417E109 621 10440 SH DEFINED 0 0 10440 U.S. BANCORP COM 902973304 1345 50899 SH DEFINED 0 0 50899 UNITED TECHNOLOGIES CORP COM 913017109 271 3200 SH DEFINED 0 0 3200 UNITRIN INC. 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