-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DVOQlrlS7lPc1lvCaYB6PpRP1JyYjoX2LhyHSmKJivSA+4xb+Ta2s/FoCJlRsxW+ vIelrIUYP26umRIzxS4O6w== 0000825161-10-000008.txt : 20101007 0000825161-10-000008.hdr.sgml : 20101007 20101007134356 ACCESSION NUMBER: 0000825161-10-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101007 DATE AS OF CHANGE: 20101007 EFFECTIVENESS DATE: 20101007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: THOMPSON RUBINSTEIN INVESTMENT MANAGEMENT INC /OR/ CENTRAL INDEX KEY: 0000825161 IRS NUMBER: 930736242 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02176 FILM NUMBER: 101113508 BUSINESS ADDRESS: STREET 1: 715 SW MORRISON ST STE 604 CITY: PORTLAND STATE: OR ZIP: 97205 BUSINESS PHONE: 5032241488 MAIL ADDRESS: STREET 1: 715 S W MORRISON SUITE 604 CITY: PORTLAND STATE: OR ZIP: 97205 13F-HR 1 f13f.txt 3RD QUARTER 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Thompson/Rubinstein Investment Mgt, Inc. Address: 715 S.W. Morrison, Suite 604 Portland, OR 97205 13F File Number: 801-14599 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Cynthia Henderson Title: Office Manager Phone: 503-224-1488_ Signature, Place, and Date of Signing: Cynthia Henderson, Oct.7, 2010_______ Report Type (Check only one.): [X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 66 Form 13F Information Table Value Total: $172,067 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTORITY NAME OF ISSUER TITLE OF CLASS CUSIP NO (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ----------- -------- -------- -------- AT&T INC COM 00206R102 649 22690 SH DEFINED 0 0 22690 AGILENT TECHNOLOGIES INC COM 00846U101 2304 69033 SH DEFINED 0 0 69033 APPLIED MATERIALS INC COM 038222105 1636 140093 SH DEFINED 0 0 140093 AUTOMATIC DATA PROCESSING INC COM 053015103 2382 56674 SH DEFINED 0 0 56674 BP PLC SPONSORED ADRS COM 055622104 2703 65650 SH DEFINED 0 0 65650 BERKSHIRE HATHAWAY INC DEL CL A 084670108 374 3 SH DEFINED 0 0 3 BRISTOL-MYERS SQUIBB CO COM 110122108 298 11000 SH DEFINED 0 0 11000 BRUKER CORPORATION COM 116794108 1365 97290 SH DEFINED 0 0 97290 CVS CAREMARK CORP COM 126650100 772 24534 SH DEFINED 0 0 24534 CATERPILLAR INC COM 149123101 1778 22600 SH DEFINED 0 0 22600 CHEVRON CORP NEW COM 166764100 1223 15094 SH DEFINED 0 0 15094 CISCO SYSTEMS INC COM 17275R102 3467 158288 SH DEFINED 0 0 158288 COLGATE PALMOLIVE CO COM 194162103 2486 32340 SH DEFINED 0 0 32340 COSTCO WHSL CORP (NEW) COM 22160K105 4411 68394 SH DEFINED 0 0 68394 DEVON ENERGY CORP COM 25179M103 229 3535 SH DEFINED 0 0 3535 DIAMOND OFFSHORE DRILLING COM 25271C102 3192 47099 SH DEFINED 0 0 47099 EQT CORPORATION COM 26884L109 3641 100979 SH DEFINED 0 0 100979 EASTMAN KODAK COMPANY COM 277461109 2884 686650 SH DEFINED 0 0 686650 EL PASO CORP COM 28336L109 206 16610 SH DEFINED 0 0 16610 EMERSON ELECTRIC COMPANY COM 291011104 4374 83070 SH DEFINED 0 0 83070 EXXON MOBIL CORP (NEW) COM 30231G102 5475 88603 SH DEFINED 0 0 88603 FLOWSERVE CORPORATION COM 34354P105 4658 42573 SH DEFINED 0 0 42573 GENERAL ELECTRIC CO COM 369604103 491 30205 SH DEFINED 0 0 30205 HERSHEY CO COM 427866108 1618 34000 SH DEFINED 0 0 34000 HOME DEPOT INC COM 437076102 2819 88990 SH DEFINED 0 0 88990 HUBBELL INC CL A COM 443510102 3496 71202 SH DEFINED 0 0 71202 HUBBELL INC CL B COM 443510201 1818 35819 SH DEFINED 0 0 35819 ING GROEP NV ADR COM 456837103 210 20388 SH DEFINED 0 0 20388 INSITUFORM TECHNOLOGIES INC COM 457667103 4148 171349 SH DEFINED 0 0 171349 INTEL CORP COM 458140100 5092 265187 SH DEFINED 0 0 265187 INTERMEC, INC COM 458786100 1994 162664 SH DEFINED 0 0 162664 INTERNATIONAL BUSINESS MACHINE COM 459200101 416 3100 SH DEFINED 0 0 3100 JOHNSON & JOHNSON COM 478160104 6471 104436 SH DEFINED 0 0 104436 JOHNSON CONTROLS COM 478366107 417 13680 SH DEFINED 0 0 13680 LEVEL 3 COMMUNICATIONS INC COM 52729N100 808 862365 SH DEFINED 0 0 862365 MARSH & MCLENNAN COS INC COM 571748102 249 10312 SH DEFINED 0 0 10312 MEDTRONIC INC COM 585055106 2424 72187 SH DEFINED 0 0 72187 MICROSOFT CORP COM 594918104 1312 53563 SH DEFINED 0 0 53563 NATIONAL OILWELL VARCO INC COM 637071101 4597 103371 SH DEFINED 0 0 103371 NOVARTIS AG SPON ADR COM 66987V109 4053 70273 SH DEFINED 0 0 70273 ORACLE CORP COM 68389X105 212 7900 SH DEFINED 0 0 7900 PPG INDUSTRIES COM 693506107 521 7160 SH DEFINED 0 0 7160 PACCAR INC COM 693718108 14362 298271 SH DEFINED 0 0 298271 PEPSICO INC COM 713448108 5251 79032 SH DEFINED 0 0 79032 PFIZER INC COM 717081103 1959 114113 SH DEFINED 0 0 114113 PRECISION CASTPARTS CORP COM 740189105 9274 72821 SH DEFINED 0 0 72821 QEP RESOURCES INC COM 74733V100 1159 38465 SH DEFINED 0 0 38465 QUESTAR CORP COM 748356102 674 38465 SH DEFINED 0 0 38465 ROYAL DUTCH SHELL PLC CL A ADR COM 780259206 2275 37729 SH DEFINED 0 0 37729 SCHLUMBERGER LIMITED COM 806857108 5135 83351 SH DEFINED 0 0 83351 STATE STREET CORP COM 857477103 2339 62120 SH DEFINED 0 0 62120 STRYKER CORP COM 863667101 1731 34581 SH DEFINED 0 0 34581 SUPERVALU INC COM 868536103 686 59531 SH DEFINED 0 0 59531 SYMANTEC CORP COM 871503108 191 12605 SH DEFINED 0 0 12605 TRAVELERS COS INC/THE COM 89417E109 544 10440 SH DEFINED 0 0 10440 U.S. BANCORP COM 902973304 1100 50899 SH DEFINED 0 0 50899 UNITED TECHNOLOGIES CORP COM 913017109 228 3200 SH DEFINED 0 0 3200 UNITRIN INC. 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