-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Oquz55bq3Kgi3FAyyj9sMx9JslSlFTXpl9KdLzHUcSDwFfuisKZFzLzPy/sNa9mq uKTO+s8Qtjre63YaXbohdw== 0000825161-09-000008.txt : 20091022 0000825161-09-000008.hdr.sgml : 20091022 20091022115832 ACCESSION NUMBER: 0000825161-09-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091022 DATE AS OF CHANGE: 20091022 EFFECTIVENESS DATE: 20091022 FILER: COMPANY DATA: COMPANY CONFORMED NAME: THOMPSON RUBINSTEIN INVESTMENT MANAGEMENT INC /OR/ CENTRAL INDEX KEY: 0000825161 IRS NUMBER: 930736242 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02176 FILM NUMBER: 091131708 BUSINESS ADDRESS: STREET 1: 715 SW MORRISON ST STE 604 CITY: PORTLAND STATE: OR ZIP: 97205 BUSINESS PHONE: 5032241488 MAIL ADDRESS: STREET 1: 715 S W MORRISON SUITE 604 CITY: PORTLAND STATE: OR ZIP: 97205 13F-HR 1 f13f.txt 3RD QTR 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Thompson/Rubinstein Investment Mgt, Inc. Address: 715 S.W. Morrison, Suite 604 Portland, OR 97205 13F File Number: 801-14599 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Cynthia Henderson Title: Office Manager Phone: 503-224-1488_ Signature, Place, and Date of Signing: Cynthia Henderson, Oct. 21, 2009_______ Report Type (Check only one.): [X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 58 Form 13F Information Table Value Total: $170,006 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTORITY NAME OF ISSUER TITLE OF CLASS CUSIP NO (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ----------- -------- -------- -------- AGILENT TECHNOLOGIES INC COM 00846U101 1948 71584 SH DEFINED 0 0 71584 AUTOMATIC DATA PROCESSING INC COM 053015103 2399 59064 SH DEFINED 0 0 59064 BP PLC SPONSORED ADRS COM 055622104 3565 64815 SH DEFINED 0 0 64815 BERKSHIRE HATHAWAY INC DEL CL A 084670108 302 3 SH DEFINED 0 0 3 BRISTOL-MYERS SQUIBB CO COM 110122108 252 11000 SH DEFINED 0 0 11000 CVS CAREMARK CORP COM 126650100 886 23490 SH DEFINED 0 0 23490 CATERPILLAR INC COM 149123101 962 17625 SH DEFINED 0 0 17625 CHEVRON CORP NEW COM 166764100 1236 16094 SH DEFINED 0 0 16094 CISCO SYSTEMS INC COM 17275R102 4812 200313 SH DEFINED 0 0 200313 COLGATE PALMOLIVE CO COM 194162103 2636 33255 SH DEFINED 0 0 33255 COSTCO WHSL CORP (NEW) COM 22160K105 5422 92716 SH DEFINED 0 0 92716 DIAMOND OFFSHORE DRILLING COM 25271C102 4317 40880 SH DEFINED 0 0 40880 EQT CORPORATION COM 26884L109 4623 102144 SH DEFINED 0 0 102144 EASTMAN KODAK COMPANY COM 277461109 3021 707502 SH DEFINED 0 0 707502 EL PASO CORP COM 28336L109 184 16610 SH DEFINED 0 0 16610 EMERSON ELECTRIC COMPANY COM 291011104 3430 87670 SH DEFINED 0 0 87670 EXXON MOBIL CORP (NEW) COM 30231G102 6628 90648 SH DEFINED 0 0 90648 FLOWSERVE CORPORATION COM 34354P105 4930 46949 SH DEFINED 0 0 46949 GENERAL ELECTRIC CO COM 369604103 506 31455 SH DEFINED 0 0 31455 HERSHEY CO COM 427866108 1347 34000 SH DEFINED 0 0 34000 HOME DEPOT INC COM 437076102 2467 90490 SH DEFINED 0 0 90490 HUBBELL INC CL A COM 443510102 3131 72917 SH DEFINED 0 0 72917 HUBBELL INC CL B COM 443510201 1890 42444 SH DEFINED 0 0 42444 ING GROEP NV ADR COM 456837103 367 20388 SH DEFINED 0 0 20388 INSITUFORM TECHNOLOGIES INC COM 457667103 3387 175656 SH DEFINED 0 0 175656 INTEL CORP COM 458140100 5366 265915 SH DEFINED 0 0 265915 INTERMEC, INC COM 458786100 2145 149141 SH DEFINED 0 0 149141 INTERNATIONAL BUSINESS MACHINE COM 459200101 401 3300 SH DEFINED 0 0 3300 JOHNSON & JOHNSON COM 478160104 6513 107726 SH DEFINED 0 0 107726 JOHNSON CONTROLS COM 478366107 362 13680 SH DEFINED 0 0 13680 LEVEL 3 COMMUNICATIONS INC COM 52729N100 1047 769944 SH DEFINED 0 0 769944 MARSH & MCLENNAN COS INC COM 571748102 385 15381 SH DEFINED 0 0 15381 MEDTRONIC INC COM 585055106 3898 104159 SH DEFINED 0 0 104159 MICROSOFT CORP COM 594918104 1531 57763 SH DEFINED 0 0 57763 NATIONAL OILWELL VARCO INC COM 637071101 5576 115615 SH DEFINED 0 0 115615 NOVARTIS AG SPON ADR COM 66987V109 3668 71773 SH DEFINED 0 0 71773 PPG INDUSTRIES COM 693506107 439 7160 SH DEFINED 0 0 7160 PACCAR INC COM 693718108 11224 298271 SH DEFINED 0 0 298271 PEPSICO INC COM 713448108 4929 79132 SH DEFINED 0 0 79132 PFIZER INC COM 717081103 1300 73185 SH DEFINED 0 0 73185 PRECISION CASTPARTS CORP COM 740189105 8381 81754 SH DEFINED 0 0 81754 QUESTAR CORP COM 748356102 1629 39865 SH DEFINED 0 0 39865 ROYAL DUTCH SHELL PLC CL A ADR COM 780259206 2334 38019 SH DEFINED 0 0 38019 SCHLUMBERGER LIMITED COM 806857108 6031 87310 SH DEFINED 0 0 87310 STATE STREET CORP COM 857477103 2758 52116 SH DEFINED 0 0 52116 STRYKER CORP COM 863667101 1571 34630 SH DEFINED 0 0 34630 TRAVELERS COS INC/THE COM 89417E109 532 10940 SH DEFINED 0 0 10940 U.S. BANCORP COM 902973304 1591 67973 SH DEFINED 0 0 67973 UNITED TECHNOLOGIES CORP COM 913017109 208 3200 SH DEFINED 0 0 3200 UNITRIN INC. 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