0001225208-18-003278.txt : 20180220 0001225208-18-003278.hdr.sgml : 20180220 20180220151457 ACCESSION NUMBER: 0001225208-18-003278 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180215 FILED AS OF DATE: 20180220 DATE AS OF CHANGE: 20180220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CALDWELL BARRY H CENTRAL INDEX KEY: 0001197028 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12154 FILM NUMBER: 18624310 MAIL ADDRESS: STREET 1: 1001 FANNIN ST STREET 2: STE 4000 CITY: HOUSTON STATE: TX ZIP: 77002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WASTE MANAGEMENT INC CENTRAL INDEX KEY: 0000823768 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 731309529 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 FANNIN STREET STREET 2: STE 4000 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7135126200 MAIL ADDRESS: STREET 1: 1001 FANNIN STREET STREET 2: SUITE 4000 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: USA WASTE SERVICES INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2018-02-15 0000823768 WASTE MANAGEMENT INC WM 0001197028 CALDWELL BARRY H 1001 FANNIN STREET HOUSTON TX 77002 1 Sr VP Corp Affairs/Chief Peopl Common Stock 2018-02-15 4 A 0 22640.0000 85.3950 A 56476.7859 D Common Stock 2018-02-15 4 F 0 7186.0000 85.3950 D 49290.7859 D Common Stock 2018-02-16 4 S 0 1840.0000 84.0964 D 47450.7859 D Settlement of performance share award granted under Waste Management, Inc. 2014 Stock Incentive Plan Sale of additional shares to cover personal federal income tax obligation pursuant to a Rule 10b5-1 Trading Plan. This transaction was executed in multiple trades at prices ranging from $83.90 to $84.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Courtney Tippy, Attorney-in-fact 2018-02-20