0001140361-14-011785.txt : 20140307 0001140361-14-011785.hdr.sgml : 20140307 20140307180011 ACCESSION NUMBER: 0001140361-14-011785 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20140307 DATE AS OF CHANGE: 20140307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOTHEBYS CENTRAL INDEX KEY: 0000823094 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 382478409 STATE OF INCORPORATION: DE FISCAL YEAR END: 1004 BUSINESS ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-606-7000 MAIL ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 FORMER COMPANY: FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DODGE STEVEN B CENTRAL INDEX KEY: 0000947104 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09750 FILM NUMBER: 14678594 MAIL ADDRESS: STREET 1: AMERICAN RADIO SYSTEMS CORP STREET 2: 116 HUNTINGTON AVE -11TH FL CITY: BOSTON STATE: MA ZIP: 02116 4 1 doc1.xml FORM 4 X0306 4 2012-12-31 0 0000823094 SOTHEBYS BID 0000947104 DODGE STEVEN B 1334 YORK AVENUE NEW YORK NY 10021 1 0 0 0 Common Stock 2012-12-31 4 P 0 110.97 32.1609 A 19793 D Common Stock 2013-09-16 4 P 0 41.99 49.0462 A 26381 D Common Stock 2013-12-16 4 P 0 40.79 50.5982 A 26791 D Shares of Sotheby's stock were acquired by dividends being reinvested within Mr. Dodge's personal brokerage account. /s/ Jerome Kasdan as Attorney-In-Fact 2014-03-07