0001085146-11-001158.txt : 20111110 0001085146-11-001158.hdr.sgml : 20111110 20111110065616 ACCESSION NUMBER: 0001085146-11-001158 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111110 DATE AS OF CHANGE: 20111110 EFFECTIVENESS DATE: 20111110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER & CO INC CENTRAL INDEX KEY: 0000822581 IRS NUMBER: 135657518 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04046 FILM NUMBER: 111193233 BUSINESS ADDRESS: STREET 1: 125 BROAD ST CITY: NEW YORK STATE: NY ZIP: 10004 MAIL ADDRESS: STREET 1: 125 BROAD ST CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: FAHNESTOCK & CO INC DATE OF NAME CHANGE: 19921119 13F-HR 1 opco3q2011.txt OPPENHEIMER & CO. INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Oppenheimer & Co. Inc. Address: 125 Broad Street New York, NY 10004 13F File Number: 028-04046 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Deborah Kaback Title: Senior Vice President Phone: 212.667.4395 Signature, Place, and Date of Signing: /s/ Deborah Kaback New York, NY November 09, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 1058 Form 13F Information Table Value Total: $1,826,821 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3-D SYS CORP DEL COM NEW 88554D205 474 33850 SH SOLE 33850 0 0 3M CO COM 88579Y101 6141 85529 SH SOLE 85529 0 0 AAR CORP COM 000361105 1013 60750 SH SOLE 60750 0 0 ABB LTD SPONSORED ADR 000375204 598 35000 SH SOLE 35000 0 0 ABBOTT LABS COM 002824100 10145 198384 SH SOLE 198384 0 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 586 84950 SH SOLE 84950 0 0 ABRAXAS PETE CORP COM 003830106 98 37000 SH SOLE 37000 0 0 ACACIA RESH CORP ACACIA TCH COM 003881307 4434 123194 SH SOLE 123194 0 0 ACCELRYS INC COM 00430U103 176 29123 SH SOLE 29123 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 727 13792 SH SOLE 13792 0 0 ACCO BRANDS CORP COM 00081T108 63 13164 SH SOLE 13164 0 0 ACE LTD SHS H0023R105 1516 25017 SH SOLE 25017 0 0 ACORN ENERGY INC COM 004848107 795 150000 SH SOLE 150000 0 0 ACTUATE CORP COM 00508B102 55 10000 SH SOLE 10000 0 0 ADCARE HEALTH SYSTEMS INC COM NEW 00650W300 81 19261 SH SOLE 19261 0 0 ADOBE SYS INC COM 00724F101 232 9588 SH SOLE 9588 0 0 ADVANCED MICRO DEVICES INC COM 007903107 271 53374 SH SOLE 53374 0 0 ADVANCED PHOTONIX INC CL A 00754E107 10 10000 SH SOLE 10000 0 0 ADVANTAGE OIL & GAS LTD COM 00765F101 53 14250 SH SOLE 14250 0 0 ADVENT CLAY GBL CONV SEC INC COM BENE INTER 007639107 156 24697 SH SOLE 24697 0 0 AETNA INC NEW COM 00817Y108 1541 42418 SH SOLE 42418 0 0 AFLAC INC COM 001055102 11190 320181 SH SOLE 320181 0 0 AGL RES INC COM 001204106 1798 44136 SH SOLE 43816 0 320 AIR PRODS & CHEMS INC COM 009158106 615 8054 SH SOLE 8054 0 0 AIR TRANSPORT SERVICES GRP I COM 00922R105 96 22194 SH SOLE 22194 0 0 AK STL HLDG CORP COM 001547108 462 70673 SH SOLE 70673 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 755 266803 SH SOLE 265003 0 1800 ALCOA INC COM 013817101 2263 236400 SH SOLE 236400 0 0 ALEXANDER & BALDWIN INC COM 014482103 274 7500 SH SOLE 7500 0 0 ALEXANDERS INC COM 014752109 217 600 SH SOLE 600 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 1696 26464 SH SOLE 26464 0 0 ALLERGAN INC COM 018490102 633 7686 SH SOLE 7686 0 0 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 189 14525 SH SOLE 14525 0 0 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 210 15400 SH SOLE 15400 0 0 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 690 86651 SH SOLE 86651 0 0 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 177 12500 SH SOLE 12500 0 0 ALLIANT ENERGY CORP COM 018802108 1370 35420 SH SOLE 35420 0 0 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 260 14415 SH SOLE 14415 0 0 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 61 11450 SH SOLE 11450 0 0 ALPINE TOTAL DYNAMIC DIVID F COM SBI 021060108 175 38948 SH SOLE 38948 0 0 ALPS ETF TR JEFF TRJ CRB GLO 00162Q304 1973 50335 SH SOLE 50335 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 523 34316 SH SOLE 34316 0 0 ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 636 17978 SH SOLE 17978 0 0 ALTRIA GROUP INC COM 02209S103 15627 582891 SH SOLE 582891 0 0 ALUMINA LTD SPONSORED ADR 022205108 294 51982 SH SOLE 44732 0 7250 ALUMINUM CORP CHINA LTD SPON ADR H SHS 022276109 165 15800 SH SOLE 15800 0 0 AMAZON COM INC COM 023135106 2448 11323 SH SOLE 11323 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 439 19876 SH SOLE 19876 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 465 17154 SH SOLE 17154 0 0 AMERICAN ELEC PWR INC COM 025537101 4240 111527 SH SOLE 111527 0 0 AMERICAN EXPRESS CO COM 025816109 3768 83927 SH SOLE 83927 0 0 AMERICAN ORIENTAL BIOENGR IN COM 028731107 93 146800 SH SOLE 146800 0 0 AMERICAN REPROGRAPHICS CO COM 029263100 47 14000 SH SOLE 14000 0 0 AMERICAN STS WTR CO COM 029899101 335 9892 SH SOLE 9892 0 0 AMERICAN SUPERCONDUCTOR CORP COM 030111108 51 12975 SH SOLE 12975 0 0 AMERICAN TOWER CORP CL A 029912201 2998 55711 SH SOLE 55711 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 980 32494 SH SOLE 32494 0 0 AMERIGAS PARTNERS L P UNIT L P INT 030975106 5560 126402 SH SOLE 126402 0 0 AMERIPRISE FINL INC COM 03076C106 333 8460 SH SOLE 8460 0 0 AMETEK INC NEW COM 031100100 1139 34550 SH SOLE 34550 0 0 AMGEN INC COM 031162100 6256 113817 SH SOLE 113817 0 0 AMYLIN PHARMACEUTICALS INC COM 032346108 845 91540 SH SOLE 91540 0 0 ANADARKO PETE CORP COM 032511107 8338 132267 SH SOLE 128597 0 3670 ANNALY CAP MGMT INC COM 035710409 11386 684622 SH SOLE 684622 0 0 ANTARES PHARMA INC COM 036642106 110 47316 SH SOLE 47316 0 0 ANWORTH MORTGAGE ASSET CP COM 037347101 716 105350 SH SOLE 105350 0 0 APACHE CORP COM 037411105 901 11235 SH SOLE 11235 0 0 APOLLO SR FLOATING RATE FD I COM 037636107 230 14600 SH SOLE 14600 0 0 APPLE INC COM 037833100 33857 88793 SH SOLE 88776 0 17 APPLIED MATLS INC COM 038222105 660 63698 SH SOLE 63698 0 0 APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 184 34250 SH SOLE 34250 0 0 APPROACH RESOURCES INC COM 03834A103 170 10000 SH SOLE 10000 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 278 17445 SH SOLE 17445 0 0 ARCH COAL INC COM 039380100 322 22100 SH SOLE 22100 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 1716 69181 SH SOLE 69181 0 0 ARM HLDGS PLC SPONSORED ADR 042068106 781 30637 SH SOLE 30637 0 0 ARQULE INC COM 04269E107 201 39900 SH SOLE 39900 0 0 ASIA PAC FD INC COM 044901106 1211 129450 SH SOLE 129450 0 0 ASIA TIGERS FD INC COM 04516T105 172 11635 SH SOLE 11635 0 0 ASTORIA FINL CORP COM 046265104 270 35103 SH SOLE 35103 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 330 7437 SH SOLE 7437 0 0 AT&T INC COM 00206R102 22459 787489 SH SOLE 787489 0 0 ATA INC SPONS ADR 00211V106 300 33328 SH SOLE 33328 0 0 ATHENAHEALTH INC COM 04685W103 1842 30943 SH SOLE 30943 0 0 ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 211 7073 SH SOLE 7073 0 0 ATMOS ENERGY CORP COM 049560105 1334 41110 SH SOLE 40835 0 275 AURICO GOLD INC COM 05155C105 549 58352 SH SOLE 58352 0 0 AUTHENTEC INC COM 052660107 49 15000 SH SOLE 15000 0 0 AUTODESK INC COM 052769106 1072 38575 SH SOLE 38575 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 2511 53238 SH SOLE 53238 0 0 AUTOZONE INC COM 053332102 2767 8666 SH SOLE 8666 0 0 AVALON RARE METALS INC COM 053470100 124 46000 SH SOLE 46000 0 0 AVATAR HLDGS INC COM 053494100 1279 156354 SH SOLE 156354 0 0 AVIS BUDGET GROUP COM 053774105 122 12600 SH SOLE 12600 0 0 AVON PRODS INC COM 054303102 2195 111969 SH SOLE 111969 0 0 AXCELIS TECHNOLOGIES INC COM 054540109 33 27500 SH SOLE 27500 0 0 AXIS CAPITAL HOLDINGS SHS G0692U109 1702 65600 SH SOLE 65600 0 0 B & G FOODS INC NEW COM 05508R106 325 19491 SH SOLE 19491 0 0 BAIDU INC SPON ADR REP A 056752108 530 4960 SH SOLE 4960 0 0 BAKER HUGHES INC COM 057224107 355 7690 SH SOLE 7690 0 0 BALL CORP COM 058498106 231 7446 SH SOLE 7446 0 0 BANCO SANTANDER SA ADR 05964H105 235 29221 SH SOLE 29221 0 0 BANK MONTREAL QUE COM 063671101 686 12286 SH SOLE 12286 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 243 4844 SH SOLE 4844 0 0 BANK OF AMERICA CORPORATION COM 060505104 4103 670422 SH SOLE 670422 0 0 BANK OF AMERICA CORPORATION *W EXP 10/28/201 060505153 27 32330 SH SOLE 32330 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 742 39951 SH SOLE 39951 0 0 BANK OF THE OZARKS INC COM 063904106 480 22922 SH SOLE 22512 0 410 BARCLAYS BANK PLC ETN DJUBSLVSTK37 06739H743 425 13615 SH SOLE 13615 0 0 BARD C R INC COM 067383109 824 9410 SH SOLE 9410 0 0 BARRICK GOLD CORP COM 067901108 3976 85219 SH SOLE 82894 0 2325 BAXTER INTL INC COM 071813109 2089 37200 SH SOLE 37200 0 0 BB&T CORP COM 054937107 404 18927 SH SOLE 18927 0 0 BCE INC COM NEW 05534B760 3984 106373 SH SOLE 98782 0 7591 BE AEROSPACE INC COM 073302101 324 9789 SH SOLE 9789 0 0 BECTON DICKINSON & CO COM 075887109 5279 71992 SH SOLE 71992 0 0 BED BATH & BEYOND INC COM 075896100 1474 25720 SH SOLE 25720 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 534 5 SH SOLE 5 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 8065 113528 SH SOLE 113528 0 0 BGC PARTNERS INC CL A 05541T101 115 19000 SH SOLE 19000 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 1669 25120 SH SOLE 25120 0 0 BIOGEN IDEC INC COM 09062X103 717 7694 SH SOLE 7694 0 0 BIOSANTE PHARMACEUTICALS INC COM NEW 09065V203 212 93192 SH SOLE 93192 0 0 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 144 10236 SH SOLE 10236 0 0 BLACKROCK CREDIT ALL IN TR I COM SHS 09249V103 375 38000 SH SOLE 38000 0 0 BLACKROCK HIGH YIELD TR SH BEN INT 09248N102 253 40326 SH SOLE 40326 0 0 BLACKROCK INC COM 09247X101 2064 13942 SH SOLE 13942 0 0 BLACKROCK KELSO CAPITAL CORP COM 092533108 639 87600 SH SOLE 87600 0 0 BLACKROCK SR HIGH INCOME FD COM 09255T109 99 27101 SH SOLE 27101 0 0 BLACKROCK STRTGC BOND TR COM 09249G106 138 10813 SH SOLE 10813 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1072 89480 SH SOLE 89480 0 0 BMC SOFTWARE INC COM 055921100 205 5316 SH SOLE 5316 0 0 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 304 11851 SH SOLE 11851 0 0 BOEING CO COM 097023105 5835 96420 SH SOLE 96420 0 0 BONSO ELECTRS INTL INC COM PAR $0.003 098529308 147 100000 SH SOLE 100000 0 0 BOOKS-A-MILLION INC COM 098570104 74 32000 SH SOLE 32000 0 0 BOSTON PROPERTIES INC COM 101121101 951 10669 SH SOLE 10669 0 0 BOTTOMLINE TECH DEL INC COM 101388106 282 14000 SH SOLE 14000 0 0 BP PLC SPONSORED ADR 055622104 7992 221570 SH SOLE 221570 0 0 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 477 4534 SH SOLE 4534 0 0 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 761 43714 SH SOLE 43714 0 0 BRIGHAM EXPLORATION CO COM 109178103 417 16500 SH SOLE 16500 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 13148 418963 SH SOLE 418613 0 350 BROADCOM CORP CL A 111320107 2666 80078 SH SOLE 80078 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 363 83925 SH SOLE 83925 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 945 34289 SH SOLE 34289 0 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 248 10181 SH SOLE 10181 0 0 BROOKFIELD OFFICE PPTYS INC COM 112900105 142 10300 SH SOLE 10300 0 0 BROOKLINE BANCORP INC DEL COM 11373M107 177 23000 SH SOLE 23000 0 0 BROWN FORMAN CORP CL B 115637209 2396 34157 SH SOLE 34157 0 0 BSD MED CORP DEL COM 055662100 84 31575 SH SOLE 31575 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 2576 41207 SH SOLE 41207 0 0 BUNGE LIMITED COM G16962105 402 6893 SH SOLE 6893 0 0 CABELAS INC COM 126804301 297 14500 SH SOLE 14500 0 0 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 385 34644 SH SOLE 34644 0 0 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 489 43082 SH SOLE 43082 0 0 CALAMOS GBL DYN INCOME FUND COM 12811L107 1154 162969 SH SOLE 162969 0 0 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 578 72583 SH SOLE 72583 0 0 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 355 21003 SH SOLE 21003 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 597 14367 SH SOLE 14367 0 0 CAMTEK LTD ORD M20791105 105 58448 SH SOLE 58448 0 0 CANADIAN NAT RES LTD COM 136385101 1076 36763 SH SOLE 36763 0 0 CANADIAN NATL RY CO COM 136375102 992 14896 SH SOLE 14896 0 0 CANADIAN PAC RY LTD COM 13645T100 416 8650 SH SOLE 8650 0 0 CAPSTONE TURBINE CORP COM 14067D102 26 25800 SH SOLE 25800 0 0 CARBO CERAMICS INC COM 140781105 284 2770 SH SOLE 2770 0 0 CARDINAL HEALTH INC COM 14149Y108 1214 28992 SH SOLE 28992 0 0 CARDIOME PHARMA CORP COM NEW 14159U202 132 40000 SH SOLE 40000 0 0 CARMAX INC COM 143130102 13139 550905 SH SOLE 550905 0 0 CATERPILLAR INC DEL COM 149123101 5202 70454 SH SOLE 70454 0 0 CB RICHARD ELLIS GROUP INC CL A 12497T101 677 50262 SH SOLE 50262 0 0 CBOE HLDGS INC COM 12503M108 594 24277 SH SOLE 24277 0 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 3357 48077 SH SOLE 48077 0 0 CELANESE CORP DEL COM SER A 150870103 1539 47327 SH SOLE 47327 0 0 CELGENE CORP COM 151020104 725 11714 SH SOLE 11714 0 0 CELL THERAPEUTICS INC COM NO PAR NEW 150934602 16 15000 SH SOLE 15000 0 0 CELLDEX THERAPEUTICS INC NEW COM 15117B103 374 163937 SH SOLE 155422 0 8515 CEMEX SAB DE CV SPON ADR NEW 151290889 498 157488 SH SOLE 157488 0 0 CENOVUS ENERGY INC COM 15135U109 6945 226161 SH SOLE 226161 0 0 CENTERPOINT ENERGY INC COM 15189T107 511 26000 SH SOLE 26000 0 0 CENTRAL EUROPE & RUSSIA FD I COM 153436100 1828 60065 SH SOLE 60065 0 0 CENTURY ALUM CO COM 156431108 781 87400 SH SOLE 87400 0 0 CENTURYLINK INC COM 156700106 1603 48383 SH SOLE 48383 0 0 CEPHALON INC COM 156708109 861 10675 SH SOLE 10675 0 0 CERAGON NETWORKS LTD ORD M22013102 113 11850 SH SOLE 11850 0 0 CHARMING SHOPPES INC COM 161133103 255 98177 SH SOLE 98177 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 297 5621 SH SOLE 5621 0 0 CHEESECAKE FACTORY INC COM 163072101 674 27340 SH SOLE 27340 0 0 CHEMED CORP NEW COM 16359R103 5329 96960 SH SOLE 89705 0 7255 CHESAPEAKE ENERGY CORP COM 165167107 3145 123092 SH SOLE 123092 0 0 CHEVRON CORP NEW COM 166764100 11890 128411 SH SOLE 127381 0 1030 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 1265 44202 SH SOLE 44202 0 0 CHIMERA INVT CORP COM 16934Q109 1294 466898 SH SOLE 466898 0 0 CHINA CGAME INC COM 16946P107 12 25000 SH SOLE 25000 0 0 CHINA NEW BORUN CORP ADR 16890T105 37 11258 SH SOLE 11258 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 1606 5303 SH SOLE 5303 0 0 CHIQUITA BRANDS INTL INC COM 170032809 125 15000 SH SOLE 15000 0 0 CHUBB CORP COM 171232101 5026 83789 SH SOLE 83789 0 0 CHURCH & DWIGHT INC COM 171340102 4966 112339 SH SOLE 112339 0 0 CISCO SYS INC COM 17275R102 6904 445412 SH SOLE 444512 0 900 CITIGROUP INC *W EXP 01/04/201 172967226 9 20480 SH SOLE 20480 0 0 CITIGROUP INC COM NEW 172967424 3107 121298 SH SOLE 121298 0 0 CITIZENS REPUBLIC BANCORP IN COM NEW 174420307 120 17229 SH SOLE 17229 0 0 CITRIX SYS INC COM 177376100 260 4774 SH SOLE 4774 0 0 CLEAN ENERGY FUELS CORP COM 184499101 981 88205 SH SOLE 87415 0 790 CLEAN HARBORS INC COM 184496107 1670 32558 SH SOLE 32558 0 0 CLEARBRIDGE ENERGY MLP FD IN COM 184692101 406 20763 SH SOLE 20763 0 0 CLEARWIRE CORP NEW CL A 18538Q105 24 10250 SH SOLE 10250 0 0 CLECO CORP NEW COM 12561W105 973 28520 SH SOLE 28520 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 1847 36098 SH SOLE 36098 0 0 CLOROX CO DEL COM 189054109 2662 40128 SH SOLE 40128 0 0 CME GROUP INC COM 12572Q105 1568 6366 SH SOLE 6366 0 0 CMS ENERGY CORP COM 125896100 3415 172550 SH SOLE 172550 0 0 CNA FINL CORP COM 126117100 310 13810 SH SOLE 13810 0 0 CNH GLOBAL N V SHS NEW N20935206 499 19005 SH SOLE 19005 0 0 COACH INC COM 189754104 946 18245 SH SOLE 18245 0 0 COCA COLA CO COM 191216100 5260 77859 SH SOLE 77859 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 323 5151 SH SOLE 5151 0 0 COHEN & STEERS INFRASTRUCTUR COM 19248A109 715 45900 SH SOLE 45900 0 0 COHEN & STEERS QUALITY RLTY COM 19247L106 736 95998 SH SOLE 95998 0 0 COLDWATER CREEK INC COM 193068103 21 16500 SH SOLE 16500 0 0 COLGATE PALMOLIVE CO COM 194162103 1698 19151 SH SOLE 19151 0 0 COLLECTIVE BRANDS INC COM 19421W100 3794 292750 SH SOLE 292750 0 0 COMCAST CORP NEW CL A 20030N101 1879 89790 SH SOLE 89790 0 0 COMCAST CORP NEW CL A SPL 20030N200 1386 66900 SH SOLE 66900 0 0 COMMERCIAL METALS CO COM 201723103 2090 219750 SH SOLE 219750 0 0 COMMONWEALTH REIT COM SH BEN INT 203233101 433 22851 SH SOLE 22851 0 0 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 5969 194769 SH SOLE 182644 0 12125 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 2087 140593 SH SOLE 130428 0 10165 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 7705 204163 SH SOLE 189533 0 14630 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 207 16966 SH SOLE 16966 0 0 COMSTOCK RES INC COM NEW 205768203 352 22800 SH SOLE 22800 0 0 CONAGRA FOODS INC COM 205887102 648 26751 SH SOLE 26751 0 0 CONOCOPHILLIPS COM 20825C104 13946 220239 SH SOLE 220239 0 0 CONSOLIDATED COMM HLDGS INC COM 209034107 220 12200 SH SOLE 12200 0 0 CONSOLIDATED EDISON INC COM 209115104 1228 21540 SH SOLE 21540 0 0 CONSTELLATION ENERGY GROUP I COM 210371100 228 6000 SH SOLE 6000 0 0 CONTINENTAL RESOURCES INC COM 212015101 310 6400 SH SOLE 6400 0 0 COOPER COS INC COM NEW 216648402 531 6710 SH SOLE 6710 0 0 COPANO ENERGY L L C COM UNITS 217202100 403 13527 SH SOLE 13527 0 0 CORE LABORATORIES N V COM N22717107 3090 34400 SH SOLE 34400 0 0 CORINTHIAN COLLEGES INC COM 218868107 255 164800 SH SOLE 164800 0 0 CORNING INC COM 219350105 2066 167109 SH SOLE 167109 0 0 COSTAMARE INC SHS Y1771G102 124 10000 SH SOLE 10000 0 0 COSTCO WHSL CORP NEW COM 22160K105 6407 78004 SH SOLE 78004 0 0 COVIDIEN PLC SHS G2554F113 2298 52118 SH SOLE 52118 0 0 CPFL ENERGIA S A SPONSORED ADR 126153105 797 35984 SH SOLE 35984 0 0 CREDIT SUISSE HIGH YLD BND F SH BEN INT 22544F103 380 128666 SH SOLE 128666 0 0 CREE INC COM 225447101 701 26993 SH SOLE 26993 0 0 CREXUS INVT CORP COM 226553105 364 41000 SH SOLE 41000 0 0 CRIMSON EXPLORATION INC COM NEW 22662K207 218 101429 SH SOLE 101429 0 0 CROSSHAIR EXPL & MNG CORP COM NO PAR 22763R408 877 2192400 SH SOLE 2192400 0 0 CROSSTEX ENERGY INC COM 22765Y104 169 12510 SH SOLE 12510 0 0 CROSSTEX ENERGY L P COM 22765U102 1128 69550 SH SOLE 69550 0 0 CSX CORP COM 126408103 1983 106220 SH SOLE 106220 0 0 CUMMINS INC COM 231021106 1290 15808 SH SOLE 15808 0 0 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 520 5360 SH SOLE 5360 0 0 CVR ENERGY INC COM 12662P108 423 20000 SH SOLE 20000 0 0 CVR PARTNERS LP COM 126633106 205 8700 SH SOLE 8700 0 0 CVS CAREMARK CORPORATION COM 126650100 1006 29940 SH SOLE 29940 0 0 CYCLACEL PHARMACEUTICALS INC COM 23254L108 15 34900 SH SOLE 34900 0 0 DANAHER CORP DEL COM 235851102 1266 30184 SH SOLE 30184 0 0 DARDEN RESTAURANTS INC COM 237194105 392 9158 SH SOLE 9158 0 0 DAVITA INC COM 23918K108 325 5190 SH SOLE 5190 0 0 DEERE & CO COM 244199105 4126 63898 SH SOLE 63743 0 155 DELCATH SYS INC COM 24661P104 37 11000 SH SOLE 11000 0 0 DELIA'S INC NEW COM 246911101 176 132460 SH SOLE 132460 0 0 DELL INC COM 24702R101 586 41433 SH SOLE 41433 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 381 50864 SH SOLE 50864 0 0 DELUXE CORP COM 248019101 1054 56675 SH SOLE 56675 0 0 DENBURY RES INC COM NEW 247916208 776 67500 SH SOLE 67500 0 0 DEVON ENERGY CORP NEW COM 25179M103 7091 127918 SH SOLE 127918 0 0 DG FASTCHANNEL INC COM 23326R109 170 10000 SH SOLE 10000 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 430 5655 SH SOLE 5655 0 0 DIAMOND FOODS INC COM 252603105 288 3609 SH SOLE 3609 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 944 17247 SH SOLE 17247 0 0 DIANA SHIPPING INC COM Y2066G104 134 18000 SH SOLE 18000 0 0 DICKS SPORTING GOODS INC COM 253393102 7383 220659 SH SOLE 220659 0 0 DIRECTV COM CL A 25490A101 506 11972 SH SOLE 11972 0 0 DISCOVER FINL SVCS COM 254709108 983 42848 SH SOLE 42848 0 0 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 2580 68560 SH SOLE 61284 0 7276 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 1641 46703 SH SOLE 42572 0 4131 DISH NETWORK CORP CL A 25470M109 242 9650 SH SOLE 9650 0 0 DISNEY WALT CO COM DISNEY 254687106 1793 59462 SH SOLE 59462 0 0 DOLLAR GEN CORP NEW COM 256677105 576 15260 SH SOLE 15260 0 0 DOMINION RES INC VA NEW COM 25746U109 4676 92098 SH SOLE 92098 0 0 DORCHESTER MINERALS LP COM UNIT 25820R105 479 20150 SH SOLE 20150 0 0 DOUGLAS EMMETT INC COM 25960P109 207 12100 SH SOLE 12100 0 0 DOW CHEM CO COM 260543103 3735 166287 SH SOLE 166287 0 0 DRYSHIPS INC SHS Y2109Q101 753 321600 SH SOLE 321600 0 0 DST SYS INC DEL COM 233326107 4907 111950 SH SOLE 111950 0 0 DTE ENERGY CO COM 233331107 1164 23746 SH SOLE 23746 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 7256 181525 SH SOLE 178395 0 3130 DUKE ENERGY CORP NEW COM 26441C105 11183 559458 SH SOLE 541708 0 17750 DUSA PHARMACEUTICALS INC COM 266898105 775 209510 SH SOLE 209510 0 0 DWS GLOBAL HIGH INCOME FD COM 23338W104 481 66982 SH SOLE 66982 0 0 DWS MUN INCOME TR COM 23338M106 140 11000 SH SOLE 11000 0 0 E HOUSE CHINA HLDGS LTD ADR 26852W103 257 44400 SH SOLE 44400 0 0 E M C CORP MASS COM 268648102 3928 187166 SH SOLE 187166 0 0 EAST WEST BANCORP INC COM 27579R104 820 55000 SH SOLE 55000 0 0 EASTMAN KODAK CO COM 277461109 8 10600 SH SOLE 10600 0 0 EATON CORP COM 278058102 1319 37163 SH SOLE 37163 0 0 EATON VANCE LTD DUR INCOME F COM 27828H105 667 45520 SH SOLE 45520 0 0 EATON VANCE TAX MNGD GBL DV COM 27829F108 246 30721 SH SOLE 30721 0 0 EATON VANCE TX ADV GLBL DIV COM 27828S101 169 13866 SH SOLE 13866 0 0 EATON VANCE TXMGD GL BUYWR O COM 27829C105 266 27209 SH SOLE 27209 0 0 EBAY INC COM 278642103 2251 76330 SH SOLE 76330 0 0 ECA MARCELLUS TR I COM UNIT 26827L109 529 21056 SH SOLE 21056 0 0 ECOLAB INC COM 278865100 1146 23432 SH SOLE 23432 0 0 EL PASO CORP COM 28336L109 1238 70789 SH SOLE 70789 0 0 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 2608 73539 SH SOLE 73539 0 0 EMERSON ELEC CO COM 291011104 3304 79992 SH SOLE 79672 0 320 EMPIRE RESORTS INC COM 292052107 24 30000 SH SOLE 30000 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 290 10543 SH SOLE 10543 0 0 ENCANA CORP COM 292505104 4798 249789 SH SOLE 249789 0 0 ENDEAVOUR INTL CORP COM NEW 29259G200 304 38125 SH SOLE 38125 0 0 ENERGY CONVERSION DEVICES IN COM 292659109 8 15900 SH SOLE 15900 0 0 ENERGY INCOME & GROWTH FD COM 292697109 284 11195 SH SOLE 11195 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 1849 53169 SH SOLE 53169 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 1874 45687 SH SOLE 45687 0 0 ENSTAR GROUP LIMITED SHS G3075P101 207 2173 SH SOLE 2173 0 0 ENTERGY CORP NEW COM 29364G103 481 7265 SH SOLE 7265 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 16022 399058 SH SOLE 399058 0 0 ENTERTAINMENT PPTYS TR COM SH BEN INT 29380T105 3207 82266 SH SOLE 82266 0 0 ENTREE GOLD INC COM 29383G100 28 20000 SH SOLE 20000 0 0 EOG RES INC COM 26875P101 4509 63500 SH SOLE 63500 0 0 EQT CORP COM 26884L109 374 7000 SH SOLE 7000 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 644 12415 SH SOLE 12415 0 0 ETFS PLATINUM TR SH BEN INT 26922V101 326 2170 SH SOLE 2170 0 0 EV ENERGY PARTNERS LP COM UNITS 26926V107 495 6903 SH SOLE 6903 0 0 EVEREST RE GROUP LTD COM G3223R108 3223 40600 SH SOLE 40600 0 0 EXCO RESOURCES INC COM 269279402 332 31000 SH SOLE 31000 0 0 EXELON CORP COM 30161N101 1854 43506 SH SOLE 43506 0 0 EXETER RES CORP COM 301835104 1775 488850 SH SOLE 448125 0 40725 EXPEDITORS INTL WASH INC COM 302130109 2457 60591 SH SOLE 60591 0 0 EXPRESS SCRIPTS INC COM 302182100 666 17967 SH SOLE 17967 0 0 EXXON MOBIL CORP COM 30231G102 35146 483909 SH SOLE 481996 0 1913 FEDERAL SIGNAL CORP COM 313855108 194 44000 SH SOLE 44000 0 0 FEDEX CORP COM 31428X106 570 8422 SH SOLE 8422 0 0 FELCOR LODGING TR INC COM 31430F101 176 75500 SH SOLE 75500 0 0 FIDELITY NATIONAL FINANCIAL CL A 31620R105 328 21585 SH SOLE 21585 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 237 9731 SH SOLE 9731 0 0 FIDUCIARY CLAYMORE MLP OPP F COM 31647Q106 678 35353 SH SOLE 35353 0 0 FIDUS INVT CORP COM 316500107 334 26500 SH SOLE 26500 0 0 FIFTH STREET FINANCE CORP COM 31678A103 97 10400 SH SOLE 10400 0 0 FIFTH THIRD BANCORP COM 316773100 608 60159 SH SOLE 60159 0 0 FINISH LINE INC CL A 317923100 8262 413293 SH SOLE 413293 0 0 FIRST NIAGARA FINL GP INC COM 33582V108 895 97800 SH SOLE 97800 0 0 FIRST SOLAR INC COM 336433107 253 4000 SH SOLE 4000 0 0 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 533 16132 SH SOLE 16132 0 0 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 419 14297 SH SOLE 14297 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 452 25154 SH SOLE 25154 0 0 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 172 10381 SH SOLE 10381 0 0 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 164 13953 SH SOLE 13953 0 0 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 707 27598 SH SOLE 27598 0 0 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 276 15113 SH SOLE 15113 0 0 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 579 34467 SH SOLE 34467 0 0 FIRST TR EXCHANGE TRADED FD ISE CLOUD COMP 33734X192 446 28000 SH SOLE 28000 0 0 FIRST TR HIGH INCOME L/S FD COM 33738E109 221 13835 SH SOLE 13835 0 0 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1490 60761 SH SOLE 60761 0 0 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 1333 46811 SH SOLE 46811 0 0 FIRST TR S&P REIT INDEX FD COM 33734G108 373 27443 SH SOLE 27443 0 0 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 245 9591 SH SOLE 9591 0 0 FIRST TR STRATEGIC HIGH INC COM SHS 337353106 511 110727 SH SOLE 110727 0 0 FIRST TR STRTGC HIGH INCM FD COM 337347108 138 40116 SH SOLE 40116 0 0 FIRST TR VALUE LINE 100 ETF COM SHS 33735G107 317 29845 SH SOLE 29845 0 0 FIRST TR VALUE LINE DIVID IN SHS 33734H106 290 20068 SH SOLE 20068 0 0 FIRSTENERGY CORP COM 337932107 3054 68001 SH SOLE 68001 0 0 FLAHERTY & CRMN/CLYMR PFD SE COM SHS 338478100 280 17476 SH SOLE 17476 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 80 14200 SH SOLE 14200 0 0 FLOW INTL CORP COM 343468104 44 20000 SH SOLE 20000 0 0 FLUOR CORP NEW COM 343412102 1191 25569 SH SOLE 25569 0 0 FMC TECHNOLOGIES INC COM 30249U101 1000 26600 SH SOLE 26600 0 0 FORD MTR CO DEL *W EXP 01/01/201 345370134 537 243000 SH SOLE 243000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 4744 490652 SH SOLE 489992 0 660 FOREST LABS INC COM 345838106 301 9747 SH SOLE 9747 0 0 FORTRESS INVESTMENT GROUP LL CL A 34958B106 45 15000 SH SOLE 15000 0 0 FORTUNE BRANDS INC COM 349631101 234 4321 SH SOLE 4321 0 0 FOSTER WHEELER AG COM H27178104 507 28510 SH SOLE 28510 0 0 FRANCE TELECOM SPONSORED ADR 35177Q105 383 23368 SH SOLE 23368 0 0 FRANKLIN RES INC COM 354613101 993 10378 SH SOLE 10378 0 0 FRANKLIN TEMPLETON LTD DUR I COM 35472T101 253 19465 SH SOLE 19465 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 4041 132688 SH SOLE 132688 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 877 143532 SH SOLE 143532 0 0 FROZEN FOOD EXPRESS INDS INC COM 359360104 52 25933 SH SOLE 25933 0 0 FUEL TECH INC COM 359523107 83 14244 SH SOLE 14244 0 0 FUELCELL ENERGY INC COM 35952H106 31 37364 SH SOLE 37364 0 0 FXCM INC COM CL A 302693106 430 30700 SH SOLE 30700 0 0 GABELLI EQUITY TR INC COM 362397101 67 14022 SH SOLE 14022 0 0 GABELLI GLB GLD NAT RES & IN COM SHS BN INT 36244N109 182 12735 SH SOLE 12735 0 0 GEEKNET INC COM NEW 36846Q203 781 38610 SH SOLE 38610 0 0 GENCO SHIPPING & TRADING LTD SHS Y2685T107 136 17450 SH SOLE 17450 0 0 GENERAL DYNAMICS CORP COM 369550108 302 5300 SH SOLE 5300 0 0 GENERAL ELECTRIC CO COM 369604103 23498 1543920 SH SOLE 1543920 0 0 GENERAL MARITIME CORP NEW SHS Y2693R101 4 12909 SH SOLE 12909 0 0 GENERAL MLS INC COM 370334104 1848 48018 SH SOLE 48018 0 0 GENERAL MOLY INC COM 370373102 44 15000 SH SOLE 15000 0 0 GENERAL MTRS CO COM 37045V100 925 45853 SH SOLE 45853 0 0 GENON ENERGY INC COM 37244E107 98 35185 SH SOLE 35185 0 0 GENTEX CORP COM 371901109 303 12620 SH SOLE 12620 0 0 GENUINE PARTS CO COM 372460105 371 7308 SH SOLE 7308 0 0 GENWORTH FINL INC COM CL A 37247D106 95 16500 SH SOLE 16500 0 0 GERON CORP COM 374163103 32 15150 SH SOLE 15150 0 0 GIGAMEDIA LTD ORD Y2711Y104 63 72250 SH SOLE 72250 0 0 GILEAD SCIENCES INC COM 375558103 12031 310067 SH SOLE 310067 0 0 GLACIER BANCORP INC NEW COM 37637Q105 141 15000 SH SOLE 15000 0 0 GLADSTONE CAPITAL CORP COM 376535100 72 10450 SH SOLE 10450 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1453 35201 SH SOLE 35201 0 0 GLOBAL HIGH INCOME FUND INC COM 37933G108 581 49340 SH SOLE 49340 0 0 GLOBAL INCOME&CURRENCY FD IN COM 378968101 611 46968 SH SOLE 46968 0 0 GLOBAL POWER EQUIPMENT GRP I COM PAR $0.01 37941P306 796 34200 SH SOLE 34200 0 0 GLOBAL X FDS GLB X LITHIUM 37950E762 283 21000 SH SOLE 21000 0 0 GOLAR LNG PARTNERS LP COM UNIT LPI Y2745C102 649 25400 SH SOLE 25400 0 0 GOLDCORP INC NEW COM 380956409 2210 48411 SH SOLE 48241 0 170 GOLDMAN SACHS GROUP INC COM 38141G104 2966 31377 SH SOLE 31377 0 0 GOOGLE INC CL A 38259P508 11952 23206 SH SOLE 23206 0 0 GRAFTECH INTL LTD COM 384313102 1721 135500 SH SOLE 135500 0 0 GRAINGER W W INC COM 384802104 2648 17707 SH SOLE 17707 0 0 GRAN TIERRA ENERGY INC COM 38500T101 181 38000 SH SOLE 38000 0 0 GREEN MTN COFFEE ROASTERS IN COM 393122106 454 4882 SH SOLE 4882 0 0 GRUBB & ELLIS CO COM PAR $0.01 400095204 4 10000 SH SOLE 10000 0 0 GULFMARK OFFSHORE INC CL A NEW 402629208 14720 405077 SH SOLE 405077 0 0 H & Q HEALTHCARE INVESTORS SH BEN INT 404052102 582 44245 SH SOLE 44245 0 0 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 153 14612 SH SOLE 14612 0 0 HALLIBURTON CO COM 406216101 1412 46263 SH SOLE 46263 0 0 HANCOCK JOHN INV TRUST TAX ADV GLB SH 41013P749 464 37850 SH SOLE 37850 0 0 HANSEN NAT CORP COM 411310105 1955 22401 SH SOLE 22401 0 0 HANWHA SOLARONE CO LTD SPONSORED ADR 41135V103 158 65400 SH SOLE 65400 0 0 HARRIS CORP DEL COM 413875105 2030 59411 SH SOLE 59411 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 409 25365 SH SOLE 25365 0 0 HATTERAS FINL CORP COM 41902R103 717 28500 SH SOLE 28500 0 0 HCP INC COM 40414L109 478 13622 SH SOLE 13622 0 0 HEALTHSOUTH CORP COM NEW 421924309 6912 462963 SH SOLE 462963 0 0 HEINZ H J CO COM 423074103 2056 40732 SH SOLE 40732 0 0 HELIOS ADVANTAGE INCOME FD I COM NEW 42327W206 319 42163 SH SOLE 42163 0 0 HELIOS HIGH YIELD FD COM 42328Q109 210 22703 SH SOLE 22703 0 0 HELIOS MULTI SEC HI INC FD I COM NEW 42327Y202 151 29448 SH SOLE 29448 0 0 HENRY JACK & ASSOC INC COM 426281101 251 8644 SH SOLE 8644 0 0 HERBALIFE LTD COM USD SHS G4412G101 477 8909 SH SOLE 8909 0 0 HERSHEY CO COM 427866108 763 12871 SH SOLE 12871 0 0 HESS CORP COM 42809H107 646 12318 SH SOLE 12318 0 0 HEWLETT PACKARD CO COM 428236103 2201 98013 SH SOLE 98013 0 0 HMG COURTLAND PPTYS INC COM 404232100 136 40000 SH SOLE 40000 0 0 HOME DEPOT INC COM 437076102 3734 113595 SH SOLE 113595 0 0 HONDA MOTOR LTD AMERN SHS 438128308 205 7025 SH SOLE 7025 0 0 HONEYWELL INTL INC COM 438516106 4647 105840 SH SOLE 105840 0 0 HORMEL FOODS CORP COM 440452100 932 34471 SH SOLE 34471 0 0 HUDSON CITY BANCORP COM 443683107 424 75000 SH SOLE 75000 0 0 HUMAN GENOME SCIENCES INC COM 444903108 357 28152 SH SOLE 28152 0 0 HUNTINGTON BANCSHARES INC COM 446150104 392 81783 SH SOLE 81783 0 0 HUNTSMAN CORP COM 447011107 330 34159 SH SOLE 34159 0 0 HYATT HOTELS CORP COM CL A 448579102 735 23442 SH SOLE 23442 0 0 HYPERDYNAMICS CORP COM 448954107 48 13000 SH SOLE 13000 0 0 IAC INTERACTIVECORP COM PAR $.001 44919P508 892 22532 SH SOLE 22532 0 0 IBERIABANK CORP COM 450828108 341 7250 SH SOLE 7250 0 0 ILLINOIS TOOL WKS INC COM 452308109 2643 63531 SH SOLE 63531 0 0 ILLUMINA INC COM 452327109 3021 73820 SH SOLE 73820 0 0 IMPERIAL OIL LTD COM NEW 453038408 3428 94929 SH SOLE 88319 0 6610 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 272 10087 SH SOLE 10087 0 0 INDIA FD INC COM 454089103 607 26443 SH SOLE 26443 0 0 INERGY L P UNIT LTD PTNR 456615103 2365 94517 SH SOLE 94517 0 0 ING PRIME RATE TR SH BEN INT 44977W106 113 22210 SH SOLE 22210 0 0 INHIBITEX INC COM 45719T103 37 15000 SH SOLE 15000 0 0 INSITUFORM TECHNOLOGIES INC CL A 457667103 116 10000 SH SOLE 10000 0 0 INTEGRYS ENERGY GROUP INC COM 45822P105 243 5000 SH SOLE 5000 0 0 INTEL CORP COM 458140100 14336 671901 SH SOLE 671351 0 550 INTERMUNE INC COM 45884X103 356 17600 SH SOLE 17600 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 25574 146244 SH SOLE 146244 0 0 INTEROIL CORP COM 460951106 552 11311 SH SOLE 11311 0 0 INTERPUBLIC GROUP COS INC COM 460690100 86 12000 SH SOLE 12000 0 0 INTERSIL CORP CL A 46069S109 197 19100 SH SOLE 19100 0 0 INTEVAC INC COM 461148108 119 17000 SH SOLE 17000 0 0 INTL PAPER CO COM 460146103 2524 108541 SH SOLE 108541 0 0 INTUIT COM 461202103 760 16035 SH SOLE 16035 0 0 INVESCO HIGH YIELD INVST FD COM 46133K108 104 18580 SH SOLE 18580 0 0 INVESCO VAN KAMPEN SR INC TR COM 46131H107 98 23210 SH SOLE 23210 0 0 IPARTY CORP COM 46261R107 4 19000 SH SOLE 19000 0 0 IRELAND BK SPONSORED ADR 46267Q103 35 34200 SH SOLE 34200 0 0 IRIDEX CORP COM 462684101 44 12000 SH SOLE 12000 0 0 IRIDIUM COMMUNICATIONS INC COM 46269C102 90 14501 SH SOLE 14501 0 0 ISHARES GOLD TRUST ISHARES 464285105 2901 183274 SH SOLE 183274 0 0 ISHARES INC MSCI AUSTRALIA 464286103 1358 67707 SH SOLE 67707 0 0 ISHARES INC MSCI BRAZIL 464286400 881 16951 SH SOLE 16951 0 0 ISHARES INC MSCI CDA INDEX 464286509 491 19274 SH SOLE 19274 0 0 ISHARES INC MSCI PAC J IDX 464286665 331 8995 SH SOLE 8995 0 0 ISHARES INC MSCI SINGAPORE 464286673 141 12800 SH SOLE 12800 0 0 ISHARES INC MSCI TURKEY FD 464286715 464 9761 SH SOLE 9761 0 0 ISHARES INC MSCI TAIWAN 464286731 1324 112146 SH SOLE 112146 0 0 ISHARES INC MSCI S KOREA 464286772 567 12176 SH SOLE 12176 0 0 ISHARES INC MSCI GERMAN 464286806 2583 141377 SH SOLE 141377 0 0 ISHARES INC MSCI JAPAN 464286848 798 84345 SH SOLE 84345 0 0 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 5521 182871 SH SOLE 182871 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 2758 95415 SH SOLE 91340 0 4075 ISHARES TR DJ SEL DIV INX 464287168 4218 87444 SH SOLE 87444 0 0 ISHARES TR BARCLYS TIPS BD 464287176 2855 24975 SH SOLE 24975 0 0 ISHARES TR FTSE CHINA25 IDX 464287184 1395 45242 SH SOLE 45242 0 0 ISHARES TR TRANSP AVE IDX 464287192 202 2689 SH SOLE 2689 0 0 ISHARES TR S&P 500 INDEX 464287200 7399 65077 SH SOLE 65077 0 0 ISHARES TR BARCLY USAGG B 464287226 4052 36800 SH SOLE 36800 0 0 ISHARES TR MSCI EMERG MKT 464287234 13475 383955 SH SOLE 383955 0 0 ISHARES TR IBOXX INV CPBD 464287242 7227 64348 SH SOLE 64348 0 0 ISHARES TR S&P500 GRW 464287309 6127 100051 SH SOLE 100051 0 0 ISHARES TR S&P 500 VALUE 464287408 3513 68098 SH SOLE 68098 0 0 ISHARES TR BARCLYS 7-10 YR 464287440 1327 12632 SH SOLE 12632 0 0 ISHARES TR BARCLYS 1-3 YR 464287457 6382 75467 SH SOLE 75467 0 0 ISHARES TR MSCI EAFE INDEX 464287465 11266 235793 SH SOLE 235793 0 0 ISHARES TR RUSSELL MCP VL 464287473 801 20768 SH SOLE 20768 0 0 ISHARES TR RUSSELL MCP GR 464287481 1231 24802 SH SOLE 24802 0 0 ISHARES TR RUSSELL MIDCAP 464287499 638 7234 SH SOLE 7234 0 0 ISHARES TR S&P MIDCAP 400 464287507 657 8422 SH SOLE 8422 0 0 ISHARES TR PHLX SOX SEMICND 464287523 467 10176 SH SOLE 10176 0 0 ISHARES TR COHEN&ST RLTY 464287564 972 15839 SH SOLE 15839 0 0 ISHARES TR S&P GLB100INDX 464287572 1289 24034 SH SOLE 24034 0 0 ISHARES TR RUSSELL1000VAL 464287598 635 11226 SH SOLE 11226 0 0 ISHARES TR S&P MC 400 GRW 464287606 1318 14672 SH SOLE 14672 0 0 ISHARES TR RUSSELL1000GRW 464287614 790 15025 SH SOLE 15025 0 0 ISHARES TR RUSSELL 1000 464287622 331 5296 SH SOLE 5296 0 0 ISHARES TR RUSL 2000 VALU 464287630 3428 60113 SH SOLE 60113 0 0 ISHARES TR RUSL 2000 GROW 464287648 357 4856 SH SOLE 4856 0 0 ISHARES TR RUSSELL 2000 464287655 1547 24066 SH SOLE 24066 0 0 ISHARES TR DJ US UTILS 464287697 381 4666 SH SOLE 4666 0 0 ISHARES TR S&P MIDCP VALU 464287705 364 5508 SH SOLE 5508 0 0 ISHARES TR DJ US TECH SEC 464287721 3398 57463 SH SOLE 57463 0 0 ISHARES TR DJ US REAL EST 464287739 602 11902 SH SOLE 11902 0 0 ISHARES TR S&P SMLCAP 600 464287804 670 11450 SH SOLE 11450 0 0 ISHARES TR DJ US BAS MATL 464287838 253 4476 SH SOLE 4476 0 0 ISHARES TR S&P EURO PLUS 464287861 205 6444 SH SOLE 6444 0 0 ISHARES TR S&P SMLCP GROW 464287887 560 8690 SH SOLE 8690 0 0 ISHARES TR S&P SH NTL AMTFR 464288158 456 4278 SH SOLE 4278 0 0 ISHARES TR JPMORGAN USD 464288281 344 3264 SH SOLE 3264 0 0 ISHARES TR S&P NTL AMTFREE 464288414 1346 12618 SH SOLE 12618 0 0 ISHARES TR HIGH YLD CORP 464288513 5464 65962 SH SOLE 65962 0 0 ISHARES TR BARCLYS INTER GV 464288612 719 6464 SH SOLE 6464 0 0 ISHARES TR BARCLYS INTER CR 464288638 2507 23471 SH SOLE 23471 0 0 ISHARES TR BARCLYS 1-3YR CR 464288646 1882 18100 SH SOLE 18100 0 0 ISHARES TR BARCLYS 3-7 YR 464288661 239 1964 SH SOLE 1964 0 0 ISHARES TR BARCLYS SH TREA 464288679 4146 37603 SH SOLE 37603 0 0 ISHARES TR US PFD STK IDX 464288687 1921 53943 SH SOLE 53943 0 0 ISHARES TR DJ OIL EQUIP 464288844 281 6475 SH SOLE 6475 0 0 ISHARES TR MSCI VAL IDX 464288877 296 7123 SH SOLE 7123 0 0 ISHARES TR MSCI GRW IDX 464288885 1015 20365 SH SOLE 20365 0 0 ISTAR FINL INC COM 45031U101 84 14450 SH SOLE 14450 0 0 ITT CORP NEW COM 450911102 222 5290 SH SOLE 5290 0 0 IVANHOE MINES LTD COM 46579N103 460 33598 SH SOLE 33598 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 920 28475 SH SOLE 28475 0 0 JANUS CAP GROUP INC COM 47102X105 487 81146 SH SOLE 81146 0 0 JARDEN CORP COM 471109108 242 8552 SH SOLE 8552 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 480 48170 SH SOLE 48170 0 0 JETBLUE AIRWAYS CORP COM 477143101 57 13897 SH SOLE 13897 0 0 JOHNSON & JOHNSON COM 478160104 16791 263642 SH SOLE 262732 0 910 JOHNSON CTLS INC COM 478366107 2381 90279 SH SOLE 89919 0 360 JOY GLOBAL INC COM 481165108 394 6315 SH SOLE 6315 0 0 JPMORGAN CHASE & CO COM 46625H100 7964 264416 SH SOLE 264416 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 272 8000 SH SOLE 8000 0 0 K V PHARMACEUTICAL CO CL B CONV 482740107 136 83467 SH SOLE 79617 0 3850 K V PHARMACEUTICAL CO CL A 482740206 227 168387 SH SOLE 151187 0 17200 KAISER ALUMINUM CORP COM PAR $0.01 483007704 399 9000 SH SOLE 9000 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 5838 116845 SH SOLE 116845 0 0 KAYNE ANDERSON MLP INVSMNT C COM 486606106 1004 36080 SH SOLE 36080 0 0 KBR INC COM 48242W106 422 17866 SH SOLE 17546 0 320 KELLOGG CO COM 487836108 253 4763 SH SOLE 4763 0 0 KENNEDY-WILSON HLDGS INC COM 489398107 352 33200 SH SOLE 33200 0 0 KERYX BIOPHARMACEUTICALS INC COM 492515101 45 15000 SH SOLE 15000 0 0 KEYCORP NEW COM 493267108 546 92100 SH SOLE 92100 0 0 KIMBER RES INC COM 49435N101 119 90000 SH SOLE 90000 0 0 KIMBERLY CLARK CORP COM 494368103 3168 44604 SH SOLE 44604 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 2213 32352 SH SOLE 32352 0 0 KINDER MORGAN INC DEL COM 49456B101 2394 92462 SH SOLE 92462 0 0 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 790 13454 SH SOLE 13454 0 0 KINROSS GOLD CORP COM NO PAR 496902404 504 34088 SH SOLE 34088 0 0 KIRBY CORP COM 497266106 363 6897 SH SOLE 6897 0 0 KKR & CO L P DEL COM UNITS 48248M102 377 36237 SH SOLE 36237 0 0 KKR FINANCIAL HLDGS LLC COM 48248A306 1228 165234 SH SOLE 165234 0 0 KOHLBERG CAPITAL CORP COM 500233101 112 19100 SH SOLE 19100 0 0 KOREA EQUITY FD INC COM 50063B104 161 14402 SH SOLE 14402 0 0 KOREA FD COM NEW 500634209 1591 42800 SH SOLE 42800 0 0 KRAFT FOODS INC CL A 50075N104 4737 141059 SH SOLE 141059 0 0 KRATON PERFORMANCE POLYMERS COM 50077C106 886 54734 SH SOLE 54734 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 3365 54291 SH SOLE 54291 0 0 LANNET INC COM 516012101 96 25000 SH SOLE 25000 0 0 LAS VEGAS SANDS CORP COM 517834107 795 20725 SH SOLE 20725 0 0 LEGACY RESERVES LP UNIT LP INT 524707304 3822 147292 SH SOLE 147292 0 0 LEGGETT & PLATT INC COM 524660107 714 36056 SH SOLE 36056 0 0 LEUCADIA NATL CORP COM 527288104 1581 69708 SH SOLE 69708 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 45 10989 SH SOLE 10989 0 0 LIFE TIME FITNESS INC COM 53217R207 5614 152335 SH SOLE 152335 0 0 LIHUA INTL INC COM 532352101 746 171500 SH SOLE 171500 0 0 LILLY ELI & CO COM 532457108 6087 164631 SH SOLE 164631 0 0 LIMITED BRANDS INC COM 532716107 379 9843 SH SOLE 9843 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 58 27687 SH SOLE 27687 0 0 LOCKHEED MARTIN CORP COM 539830109 1321 18193 SH SOLE 18193 0 0 LOEWS CORP COM 540424108 8594 248769 SH SOLE 248769 0 0 LONE PINE RES INC COM 54222A106 226 34200 SH SOLE 34200 0 0 LORILLARD INC COM 544147101 723 6527 SH SOLE 6527 0 0 LOUISIANA PAC CORP COM 546347105 324 63540 SH SOLE 63540 0 0 LOWES COS INC COM 548661107 2990 154577 SH SOLE 154577 0 0 LSI CORPORATION COM 502161102 80 15497 SH SOLE 15497 0 0 LULULEMON ATHLETICA INC COM 550021109 394 8076 SH SOLE 8076 0 0 MACK CALI RLTY CORP COM 554489104 348 13000 SH SOLE 13000 0 0 MACYS INC COM 55616P104 857 32577 SH SOLE 32577 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1765 29214 SH SOLE 29214 0 0 MAGNETEK INC COM 559424106 55 60000 SH SOLE 60000 0 0 MAKO SURGICAL CORP COM 560879108 517 15118 SH SOLE 15118 0 0 MANAGED HIGH YIELD PLUS FD I COM 561911108 261 135293 SH SOLE 135293 0 0 MANITEX INTL INC COM 563420108 37 10450 SH SOLE 10450 0 0 MANITOWOC INC COM 563571108 189 28099 SH SOLE 28099 0 0 MANNKIND CORP COM 56400P201 197 52173 SH SOLE 52173 0 0 MARATHON OIL CORP COM 565849106 1481 68636 SH SOLE 68636 0 0 MARATHON PETE CORP COM 56585A102 1114 41193 SH SOLE 41193 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 3617 65530 SH SOLE 65530 0 0 MARKET VECTORS ETF TR MV STEEL INDEX 57060U308 328 7578 SH SOLE 7578 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 299 11817 SH SOLE 11817 0 0 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 1100 25447 SH SOLE 25187 0 260 MARKET VECTORS ETF TR COAL ETF 57060U837 373 12280 SH SOLE 12280 0 0 MARKET VECTORS ETF TR HG YLD MUN ETF 57060U878 343 11375 SH SOLE 11375 0 0 MARTIN MARIETTA MATLS INC COM 573284106 1153 18238 SH SOLE 18238 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 1459 100511 SH SOLE 100511 0 0 MASSMUTUAL CORPORATE INVS IN COM 576292106 1863 109584 SH SOLE 108084 0 1500 MASSMUTUAL PARTN INVS SH BEN INT 576299101 3401 224878 SH SOLE 210158 0 14720 MASTERCARD INC CL A 57636Q104 652 2056 SH SOLE 2056 0 0 MATTEL INC COM 577081102 955 36855 SH SOLE 36855 0 0 MAUI LD & PINEAPPLE INC COM 577345101 1541 350554 SH SOLE 320254 0 30300 MB FINANCIAL INC NEW COM 55264U108 1004 68223 SH SOLE 68223 0 0 MCCLATCHY CO CL A 579489105 20 15200 SH SOLE 15200 0 0 MCCORMICK & CO INC COM NON VTG 579780206 1822 39480 SH SOLE 39480 0 0 MCDERMOTT INTL INC COM 580037109 280 26020 SH SOLE 26020 0 0 MCDONALDS CORP COM 580135101 5167 58839 SH SOLE 58839 0 0 MCKESSON CORP COM 58155Q103 813 11179 SH SOLE 11179 0 0 MCMORAN EXPLORATION CO COM 582411104 143 14366 SH SOLE 14366 0 0 MEADWESTVACO CORP COM 583334107 619 25200 SH SOLE 25200 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 1455 31033 SH SOLE 31033 0 0 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 359 9828 SH SOLE 9828 0 0 MEDIWARE INFORMATION SYS INC COM 584946107 1390 121500 SH SOLE 121500 0 0 MEDTRONIC INC COM 585055106 5495 165326 SH SOLE 160536 0 4790 MEDTRONIC INC NOTE 1.625% 4/1 585055AM8 310 310 PRN SOLE 270 0 40 MEMC ELECTR MATLS INC COM 552715104 214 40750 SH SOLE 40750 0 0 MENTOR GRAPHICS CORP COM 587200106 2624 272715 SH SOLE 246940 0 25775 MERCK & CO INC NEW COM 58933Y105 11945 365280 SH SOLE 365280 0 0 METALICO INC COM 591176102 706 181100 SH SOLE 181100 0 0 METLIFE INC COM 59156R108 2112 75408 SH SOLE 75408 0 0 METROPCS COMMUNICATIONS INC COM 591708102 372 42674 SH SOLE 42674 0 0 MFA FINANCIAL INC COM 55272X102 521 74254 SH SOLE 74254 0 0 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 126 20000 SH SOLE 20000 0 0 MGIC INVT CORP WIS COM 552848103 186 99351 SH SOLE 99351 0 0 MGM RESORTS INTERNATIONAL COM 552953101 1591 171162 SH SOLE 171162 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 2477 79619 SH SOLE 79619 0 0 MICRON TECHNOLOGY INC COM 595112103 520 103198 SH SOLE 103198 0 0 MICROSOFT CORP COM 594918104 20521 824445 SH SOLE 824445 0 0 MID-AMER APT CMNTYS INC COM 59522J103 361 6000 SH SOLE 6000 0 0 MIDDLESEX WATER CO COM 596680108 2024 118604 SH SOLE 110104 0 8500 MIPS TECHNOLOGIES INC COM 604567107 437 90304 SH SOLE 90304 0 0 MITEK SYS INC COM NEW 606710200 259 28000 SH SOLE 28000 0 0 MOLEX INC COM 608554101 574 28160 SH SOLE 27735 0 425 MOLYCORP INC DEL COM 608753109 2729 83048 SH SOLE 82958 0 90 MOLYCORP INC DEL PFD CONV SER A 608753208 519 7505 SH SOLE 7505 0 0 MONSANTO CO NEW COM 61166W101 5430 90444 SH SOLE 90444 0 0 MORGAN STANLEY COM NEW 617446448 2485 183929 SH SOLE 183929 0 0 MORGAN STANLEY ASIA PAC FD I COM 61744U106 312 22231 SH SOLE 22231 0 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 2147 127876 SH SOLE 127876 0 0 MOSAIC CO NEW COM 61945C103 2912 59477 SH SOLE 59297 0 180 MOTOROLA SOLUTIONS INC COM NEW 620076307 947 22607 SH SOLE 22607 0 0 MOTRICITY INC COM 620107102 25 15000 SH SOLE 15000 0 0 MURPHY OIL CORP COM 626717102 2600 58882 SH SOLE 58882 0 0 MYLAN INC COM 628530107 528 31073 SH SOLE 31073 0 0 NABORS INDUSTRIES LTD SHS G6359F103 584 47602 SH SOLE 47602 0 0 NARA BANCORP INC COM 63080P105 149 24600 SH SOLE 24600 0 0 NATIONAL BK GREECE S A SPONSORED ADR 633643408 39 50000 SH SOLE 50000 0 0 NATIONAL FUEL GAS CO N J COM 636180101 1146 23550 SH SOLE 23550 0 0 NATIONAL GRID PLC SPON ADR NEW 636274300 795 16031 SH SOLE 16031 0 0 NATIONAL OILWELL VARCO INC COM 637071101 4830 94293 SH SOLE 94293 0 0 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 1593 62815 SH SOLE 62815 0 0 NAVIOS MARITIME HOLDINGS INC COM Y62196103 90 28500 SH SOLE 28500 0 0 NCR CORP NEW COM 62886E108 635 37622 SH SOLE 37622 0 0 NETFLIX INC COM 64110L106 820 7238 SH SOLE 7238 0 0 NETSPEND HLDGS INC COM 64118V106 900 175000 SH SOLE 175000 0 0 NETWORK EQUIP TECHNOLOGIES COM 641208103 430 221820 SH SOLE 221820 0 0 NEUBERGER BERMAN HGH YLD FD COM 64128C106 225 17624 SH SOLE 17624 0 0 NEW AMER HIGH INCOME FD INC COM NEW 641876800 560 61965 SH SOLE 61965 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 1364 114635 SH SOLE 114635 0 0 NEW YORK TIMES CO CL A 650111107 123 21200 SH SOLE 21200 0 0 NEWFIELD EXPL CO COM 651290108 222 5600 SH SOLE 5600 0 0 NEWMARKET CORP COM 651587107 366 2410 SH SOLE 2410 0 0 NEWMONT MINING CORP COM 651639106 4267 67787 SH SOLE 64537 0 3250 NEWPARK RES INC COM PAR $.01NEW 651718504 195 32000 SH SOLE 32000 0 0 NEXTERA ENERGY INC COM 65339F101 2791 51668 SH SOLE 51668 0 0 NFJ DIVID INT & PREM STRTGY COM SHS 65337H109 195 13242 SH SOLE 13242 0 0 NII HLDGS INC CL B NEW 62913F201 490 18197 SH SOLE 18197 0 0 NIKE INC CL B 654106103 493 5764 SH SOLE 5764 0 0 NISKA GAS STORAGE PARTNERS L UNIT LTD LIABI 654678101 227 19500 SH SOLE 19500 0 0 NISOURCE INC COM 65473P105 1037 48500 SH SOLE 48500 0 0 NOKIA CORP SPONSORED ADR 654902204 2045 361228 SH SOLE 361228 0 0 NORANDA ALUM HLDG CORP COM 65542W107 109 13000 SH SOLE 13000 0 0 NORDSTROM INC COM 655664100 1523 33341 SH SOLE 33341 0 0 NORFOLK SOUTHERN CORP COM 655844108 3230 52921 SH SOLE 52921 0 0 NORTH AMERN PALLADIUM LTD COM 656912102 245 96000 SH SOLE 96000 0 0 NORTH EUROPEAN OIL RTY TR SH BEN INT 659310106 4752 151668 SH SOLE 151668 0 0 NORTHEAST UTILS COM 664397106 1035 30745 SH SOLE 30745 0 0 NORTHROP GRUMMAN CORP COM 666807102 449 8612 SH SOLE 8612 0 0 NORTHWESTERN CORP COM NEW 668074305 230 7200 SH SOLE 7200 0 0 NOVAGOLD RES INC COM NEW 66987E206 71 11000 SH SOLE 11000 0 0 NOVARTIS A G SPONSORED ADR 66987V109 4185 75048 SH SOLE 75048 0 0 NOVO-NORDISK A S ADR 670100205 1655 16630 SH SOLE 16630 0 0 NRG ENERGY INC COM NEW 629377508 247 11650 SH SOLE 11650 0 0 NSTAR COM 67019E107 563 12562 SH SOLE 12562 0 0 NTN BUZZTIME INC COM NEW 629410309 24 62814 SH SOLE 62814 0 0 NTT DOCOMO INC SPONS ADR 62942M201 1675 91740 SH SOLE 91740 0 0 NU SKIN ENTERPRISES INC CL A 67018T105 320 7886 SH SOLE 7886 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 222 10901 SH SOLE 10901 0 0 NUCOR CORP COM 670346105 382 12068 SH SOLE 12068 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 1121 21450 SH SOLE 21450 0 0 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 610 19895 SH SOLE 19895 0 0 NUVEEN CA DIV ADVANTG MUN FD COM 67069X104 176 12500 SH SOLE 12500 0 0 NUVEEN CA MUN MKT OPPORTUNT COM 67062U107 265 19200 SH SOLE 19200 0 0 NUVEEN CALIF PERFORM PLUS MU COM 67062Q106 155 11100 SH SOLE 11100 0 0 NUVEEN CALIF PREM INCOME MUN COM 6706L0102 174 13000 SH SOLE 13000 0 0 NUVEEN DIV ADVANTAGE MUN FD COM 67070F100 163 11522 SH SOLE 11522 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 184 18200 SH SOLE 18200 0 0 NUVEEN GLB GOVT ENHANCED IN COM 67073C104 334 22933 SH SOLE 22933 0 0 NUVEEN INSD DIVID ADVANTAGE COM 67071L106 324 22546 SH SOLE 22546 0 0 NUVEEN INSD NEW YORK DIVID COM 67071N102 156 11000 SH SOLE 11000 0 0 NUVEEN MULT CURR ST GV INCM COM 67090N109 646 49683 SH SOLE 49683 0 0 NUVEEN MULTI STRAT INC & GR COM 67073B106 201 26854 SH SOLE 26854 0 0 NUVEEN QUALITY PFD INCOME FD COM 67071S101 205 27237 SH SOLE 27237 0 0 NUVEEN TAX FREE ADV MUN FD COM 670657105 157 11000 SH SOLE 11000 0 0 NV ENERGY INC COM 67073Y106 4403 299350 SH SOLE 299350 0 0 NVIDIA CORP COM 67066G104 1144 91493 SH SOLE 91493 0 0 NYSE EURONEXT COM 629491101 255 11000 SH SOLE 11000 0 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 3590 53882 SH SOLE 53882 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 4228 59131 SH SOLE 57471 0 1660 OGE ENERGY CORP COM 670837103 316 6610 SH SOLE 6610 0 0 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 330 3200 SH SOLE 3200 0 0 OLIN CORP COM PAR $1 680665205 1591 88355 SH SOLE 88355 0 0 OMNICOM GROUP INC COM 681919106 808 21935 SH SOLE 21935 0 0 OMNIVISION TECHNOLOGIES INC COM 682128103 381 27120 SH SOLE 27120 0 0 ONEOK INC NEW COM 682680103 2136 32348 SH SOLE 32348 0 0 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 2667 57193 SH SOLE 57193 0 0 ONLINE RES CORP COM 68273G101 132 51849 SH SOLE 51849 0 0 OPENWAVE SYS INC COM NEW 683718308 62 40000 SH SOLE 40000 0 0 OPKO HEALTH INC COM 68375N103 71 16400 SH SOLE 16400 0 0 OPPENHEIMER HLDGS INC CL A NON VTG 683797104 402 25034 SH SOLE 25034 0 0 ORACLE CORP COM 68389X105 3973 138228 SH SOLE 138228 0 0 ORBOTECH LTD ORD M75253100 290 30000 SH SOLE 30000 0 0 ORIENT-EXPRESS HOTELS LTD CL A G67743107 131 19000 SH SOLE 19000 0 0 PACCAR INC COM 693718108 2011 59455 SH SOLE 59455 0 0 PACIFIC CAP BANCORP NEW COM NEW 69404P200 364 14270 SH SOLE 14000 0 270 PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 138 17555 SH SOLE 17555 0 0 PANSOFT COMPANY LIMITED SHS G6891W101 182 86627 SH SOLE 86627 0 0 PARKER DRILLING CO COM 701081101 171 39000 SH SOLE 39000 0 0 PATRIOT COAL CORP COM 70336T104 335 39640 SH SOLE 39640 0 0 PAYCHEX INC COM 704326107 256 9742 SH SOLE 9742 0 0 PDL BIOPHARMA INC COM 69329Y104 122 21900 SH SOLE 21900 0 0 PEABODY ENERGY CORP COM 704549104 1063 31382 SH SOLE 31382 0 0 PENGROWTH ENERGY CORP COM 70706P104 1195 132831 SH SOLE 132831 0 0 PENN VA RESOURCES PARTNERS L COM 707884102 2978 127335 SH SOLE 127335 0 0 PENN WEST PETE LTD NEW COM 707887105 764 51685 SH SOLE 51685 0 0 PENNEY J C INC COM 708160106 3401 127003 SH SOLE 127003 0 0 PENTAIR INC COM 709631105 2402 75026 SH SOLE 71226 0 3800 PEOPLES UNITED FINANCIAL INC COM 712704105 993 87034 SH SOLE 87034 0 0 PEPSICO INC COM 713448108 10686 172626 SH SOLE 172626 0 0 PERRIGO CO COM 714290103 393 4049 SH SOLE 4049 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 1371 61095 SH SOLE 61095 0 0 PETROQUEST ENERGY INC COM 716748108 605 110000 SH SOLE 110000 0 0 PFIZER INC COM 717081103 16278 920682 SH SOLE 920682 0 0 PG&E CORP COM 69331C108 3003 71000 SH SOLE 71000 0 0 PHILIP MORRIS INTL INC COM 718172109 10393 166602 SH SOLE 166602 0 0 PICO HLDGS INC COM NEW 693366205 379 18500 SH SOLE 18500 0 0 PIER 1 IMPORTS INC COM 720279108 330 33750 SH SOLE 33750 0 0 PILGRIMS PRIDE CORP NEW COM 72147K108 386 90442 SH SOLE 88750 0 1692 PIMCO CORPORATE OPP FD COM 72201B101 856 51778 SH SOLE 51778 0 0 PIMCO HIGH INCOME FD COM SHS 722014107 162 14200 SH SOLE 14200 0 0 PIMCO STRATEGIC GBL GOV FD I COM 72200X104 706 65940 SH SOLE 59990 0 5950 PIONEER DRILLING CO COM 723655106 287 40000 SH SOLE 40000 0 0 PIONEER NAT RES CO COM 723787107 4376 66541 SH SOLE 66541 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 2163 36724 SH SOLE 36724 0 0 PLUM CREEK TIMBER CO INC COM 729251108 3285 94643 SH SOLE 94643 0 0 PMC COML TR SH BEN INT 693434102 143 18300 SH SOLE 18300 0 0 PMI GROUP INC COM 69344M101 20 100000 SH SOLE 100000 0 0 POLYMET MINING CORP COM 731916102 31 25000 SH SOLE 25000 0 0 POSCO SPONSORED ADR 693483109 225 2964 SH SOLE 2964 0 0 POTASH CORP SASK INC COM 73755L107 1806 41802 SH SOLE 41662 0 140 POTLATCH CORP NEW COM 737630103 214 6790 SH SOLE 6790 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 209 8090 SH SOLE 8090 0 0 POWERSHARES ETF TRUST GBL LSTD PVT EQT 73935X195 584 75944 SH SOLE 75944 0 0 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 2039 126231 SH SOLE 126231 0 0 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 4799 91556 SH SOLE 91556 0 0 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 432 28750 SH SOLE 28750 0 0 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 8292 169542 SH SOLE 169542 0 0 POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 973 67599 SH SOLE 67599 0 0 POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 1032 60195 SH SOLE 60195 0 0 POWERSHARES ETF TRUST FND PR MIDGRT PT 73935X807 492 26783 SH SOLE 26783 0 0 POWERSHARES ETF TRUST FND PUR SMVAL PT 73935X864 337 26743 SH SOLE 26743 0 0 POWERSHARES ETF TRUST FND PUR SMGRT PT 73935X872 386 27018 SH SOLE 27018 0 0 POWERSHARES ETF TRUST FND PUR MDVAL PT 73935X880 532 39447 SH SOLE 39447 0 0 POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI 73936T557 613 34952 SH SOLE 34952 0 0 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 4283 163779 SH SOLE 163779 0 0 POWERSHARES GLOBAL ETF TRUST DEV MKTS EX-US 73936T789 3985 126786 SH SOLE 126786 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 10141 193191 SH SOLE 193191 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 657 29440 SH SOLE 29440 0 0 POWERWAVE TECHNOLOGIES INC COM 739363109 218 127000 SH SOLE 127000 0 0 PPG INDS INC COM 693506107 257 3634 SH SOLE 3634 0 0 PPL CORP COM 69351T106 2709 94911 SH SOLE 94911 0 0 PRAXAIR INC COM 74005P104 3986 42640 SH SOLE 42640 0 0 PRECISION CASTPARTS CORP COM 740189105 1561 10043 SH SOLE 10043 0 0 PRECISION DRILLING CORP COM 2010 74022D308 102 12307 SH SOLE 12307 0 0 PRICE T ROWE GROUP INC COM 74144T108 968 20257 SH SOLE 20257 0 0 PRICELINE COM INC COM NEW 741503403 976 2172 SH SOLE 2172 0 0 PRICESMART INC COM 741511109 3069 49243 SH SOLE 49243 0 0 PROCTER & GAMBLE CO COM 742718109 13447 212831 SH SOLE 212831 0 0 PROGRESS ENERGY INC COM 743263105 1432 27677 SH SOLE 27677 0 0 PROSHARES TR PSHS SH MSCI EAF 74347R370 2249 40222 SH SOLE 40222 0 0 PROSHARES TR PSHS SH MSCI EMR 74347R396 1609 42188 SH SOLE 42188 0 0 PROSHARES TR PSHS SHRT S&P500 74347R503 7269 157672 SH SOLE 157672 0 0 PROSHARES TR PSHS SHORT QQQ 74347R602 691 20273 SH SOLE 20273 0 0 PROSHARES TR PSHS SHTRUSS2000 74347R826 2042 56992 SH SOLE 56992 0 0 PROSHARES TR PSHS ULSHT SP500 74347R883 223 8750 SH SOLE 8750 0 0 PROSHARES TR SHRT 20+YR TRE 74347X849 1137 35339 SH SOLE 35339 0 0 PROSHARES TR II ULTRASHRT EURO 74347W882 505 26192 SH SOLE 26192 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 265 31434 SH SOLE 31434 0 0 PROVIDENT ENERGY LTD NEW COM 74386V100 471 57705 SH SOLE 57705 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 6294 188611 SH SOLE 180921 0 7690 PULTE GROUP INC COM 745867101 124 31287 SH SOLE 31287 0 0 QR ENERGY LP UNIT LTD PRTNS 74734R108 428 21920 SH SOLE 21920 0 0 QUALCOMM INC COM 747525103 8676 178386 SH SOLE 178246 0 140 QUALITY SYS INC COM 747582104 524 5405 SH SOLE 5405 0 0 QUINSTREET INC COM 74874Q100 240 23150 SH SOLE 23150 0 0 RACKSPACE HOSTING INC COM 750086100 213 6249 SH SOLE 6249 0 0 RADIAN GROUP INC COM 750236101 75 34153 SH SOLE 34153 0 0 RANGE RES CORP COM 75281A109 5596 95725 SH SOLE 95725 0 0 RARE ELEMENT RES LTD COM 75381M102 62 12300 SH SOLE 12300 0 0 RAYTHEON CO COM NEW 755111507 892 21840 SH SOLE 21840 0 0 REALTY INCOME CORP COM 756109104 1861 57717 SH SOLE 57717 0 0 REAVES UTIL INCOME FD COM SH BEN INT 756158101 614 25150 SH SOLE 25150 0 0 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 701 31302 SH SOLE 31302 0 0 REGENERON PHARMACEUTICALS COM 75886F107 980 16839 SH SOLE 16839 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 93 28000 SH SOLE 28000 0 0 RENT A CTR INC NEW COM 76009N100 3651 133000 SH SOLE 133000 0 0 RESEARCH IN MOTION LTD COM 760975102 563 27750 SH SOLE 27750 0 0 REYNOLDS AMERICAN INC COM 761713106 1113 29700 SH SOLE 29700 0 0 RF MICRODEVICES INC COM 749941100 142 22500 SH SOLE 22500 0 0 RHINO RESOURCE PARTNERS LP COM UNIT REPST 76218Y103 235 13320 SH SOLE 13320 0 0 RIO TINTO PLC SPONSORED ADR 767204100 866 19650 SH SOLE 19650 0 0 ROADRUNNER TRNSN SVCS HLDG I COM 76973Q105 151 11000 SH SOLE 11000 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 2234 65310 SH SOLE 65310 0 0 ROVI CORP COM 779376102 3106 72284 SH SOLE 64925 0 7359 ROWAN COS INC COM 779382100 539 17840 SH SOLE 17840 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 208 3350 SH SOLE 3350 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 7987 129830 SH SOLE 129830 0 0 RPC INC COM 749660106 277 17000 SH SOLE 17000 0 0 RSC HOLDINGS INC COM 74972L102 421 59000 SH SOLE 59000 0 0 RYDER SYS INC COM 783549108 847 22570 SH SOLE 22570 0 0 RYDEX ETF TRUST S&P 500 EQ TRD 78355W106 815 19679 SH SOLE 19679 0 0 RYDEX ETF TRUST S&PMC400 PURGR 78355W601 1770 24178 SH SOLE 24178 0 0 SALESFORCE COM INC COM 79466L302 278 2432 SH SOLE 2432 0 0 SALIENT MLP & ENERGY INFRSTR COM SH BEN INT 79471T100 296 14000 SH SOLE 14000 0 0 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 528 23000 SH SOLE 23000 0 0 SANDISK CORP COM 80004C101 781 19352 SH SOLE 19352 0 0 SANDRIDGE ENERGY INC COM 80007P307 1020 183400 SH SOLE 182265 0 1135 SANDRIDGE MISSISSIPPIAN TR I UNIT BEN INT 80007T101 807 35898 SH SOLE 35898 0 0 SANDRIDGE PERMIAN TR COM UNIT BEN INT 80007A102 1989 118063 SH SOLE 118063 0 0 SANOFI SPONSORED ADR 80105N105 1061 32368 SH SOLE 32368 0 0 SANOFI RIGHT 12/31/2020 80105N113 28 26254 SH SOLE 23965 0 2289 SAP AG SPON ADR 803054204 771 15236 SH SOLE 15236 0 0 SATCON TECHNOLOGY CORP COM 803893106 14 15000 SH SOLE 15000 0 0 SCANA CORP NEW COM 80589M102 942 23283 SH SOLE 23283 0 0 SCHLUMBERGER LTD COM 806857108 4355 72911 SH SOLE 72911 0 0 SCHWAB CHARLES CORP NEW COM 808513105 219 19419 SH SOLE 19419 0 0 SEADRILL LIMITED SHS G7945E105 2036 73946 SH SOLE 73946 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 383 37238 SH SOLE 37238 0 0 SEARCHMEDIA HOLDINGS LTD *W EXP 11/19/201 G8005Y114 6 33000 SH SOLE 33000 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 3458 99192 SH SOLE 99192 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 786 13433 SH SOLE 13433 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 624 52906 SH SOLE 52906 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1522 64504 SH SOLE 64504 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1330 39568 SH SOLE 39568 0 0 SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 412 14500 SH SOLE 14500 0 0 SENIOR HSG PPTYS TR SH BEN INT 81721M109 308 14317 SH SOLE 14317 0 0 SEQUENOM INC COM NEW 817337405 137 26741 SH SOLE 26741 0 0 SHANGPHARMA CORP SPONSORED ADR 81943P104 160 19205 SH SOLE 19205 0 0 SHELTON GTR CHINA FD SH BEN INT 823014105 96 16421 SH SOLE 16421 0 0 SHERWIN WILLIAMS CO COM 824348106 312 4200 SH SOLE 4200 0 0 SIEMENS A G SPONSORED ADR 826197501 818 9109 SH SOLE 9109 0 0 SINGAPORE FD INC COM 82929L109 374 32730 SH SOLE 32730 0 0 SIRIUS XM RADIO INC COM 82967N108 3256 2156175 SH SOLE 2156175 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 727 40455 SH SOLE 40455 0 0 SMART BALANCE INC COM 83169Y108 59 10000 SH SOLE 10000 0 0 SOLUTIA INC COM NEW 834376501 501 39000 SH SOLE 39000 0 0 SOUTH JERSEY INDS INC COM 838518108 366 7363 SH SOLE 7363 0 0 SOUTHERN CO COM 842587107 2762 65204 SH SOLE 65204 0 0 SOUTHERN COPPER CORP COM 84265V105 1088 43539 SH SOLE 43539 0 0 SOUTHSIDE BANCSHARES INC COM 84470P109 919 51027 SH SOLE 51027 0 0 SOUTHWEST GAS CORP COM 844895102 465 12851 SH SOLE 12851 0 0 SOUTHWESTERN ENERGY CO COM 845467109 443 13300 SH SOLE 13300 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 970 8908 SH SOLE 8908 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 27538 174232 SH SOLE 173607 0 625 SPDR S&P 500 ETF TR TR UNIT 78462F103 22106 195375 SH SOLE 195375 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 10106 71103 SH SOLE 71103 0 0 SPDR SERIES TRUST BRCLYS CAP CONV 78464A359 1053 29561 SH SOLE 29561 0 0 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 627 17323 SH SOLE 17323 0 0 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 7327 121889 SH SOLE 121889 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 1768 31283 SH SOLE 31283 0 0 SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 2167 47260 SH SOLE 47260 0 0 SPDR SERIES TRUST S&P METALS MNG 78464A755 261 5822 SH SOLE 5822 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 133 10000 SH SOLE 10000 0 0 SPECTRA ENERGY CORP COM 847560109 6498 264904 SH SOLE 251479 0 13425 SPRINT NEXTEL CORP COM SER 1 852061100 645 212102 SH SOLE 211902 0 200 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 547 39000 SH SOLE 39000 0 0 ST JUDE MED INC COM 790849103 229 6320 SH SOLE 6320 0 0 STANDARD PAC CORP NEW COM 85375C101 30 12000 SH SOLE 12000 0 0 STANLEY BLACK & DECKER INC COM 854502101 387 7881 SH SOLE 7881 0 0 STARBUCKS CORP COM 855244109 2844 76275 SH SOLE 76275 0 0 STARWOOD PPTY TR INC COM 85571B105 553 32196 SH SOLE 32196 0 0 STATOIL ASA SPONSORED ADR 85771P102 4596 213230 SH SOLE 200110 0 13120 STERICYCLE INC COM 858912108 623 7716 SH SOLE 7716 0 0 STERLITE INDS INDIA LTD ADS 859737207 115 12500 SH SOLE 12500 0 0 STILLWATER MNG CO COM 86074Q102 207 24284 SH SOLE 24284 0 0 STRATASYS INC COM 862685104 547 29500 SH SOLE 29500 0 0 STRYKER CORP COM 863667101 3222 68372 SH SOLE 68372 0 0 SUNCOR ENERGY INC NEW COM 867224107 686 26956 SH SOLE 26956 0 0 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 844 9533 SH SOLE 9533 0 0 SUPER MICRO COMPUTER INC COM 86800U104 1297 103520 SH SOLE 103520 0 0 SUPERVALU INC COM 868536103 1001 150289 SH SOLE 150289 0 0 SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 160 19806 SH SOLE 19806 0 0 SYMANTEC CORP COM 871503108 363 22250 SH SOLE 22250 0 0 SYNOVUS FINL CORP COM 87161C105 26 24000 SH SOLE 24000 0 0 TAIWAN FD INC COM 874036106 531 35365 SH SOLE 35365 0 0 TARGET CORP COM 87612E106 3764 76763 SH SOLE 76588 0 175 TASEKO MINES LTD COM 876511106 196 77000 SH SOLE 77000 0 0 TE CONNECTIVITY LTD REG SHS H84989104 878 31186 SH SOLE 31186 0 0 TELEFONICA S A SPONSORED ADR 879382208 2462 128760 SH SOLE 128760 0 0 TEMPUR PEDIC INTL INC COM 88023U101 664 12628 SH SOLE 12628 0 0 TENET HEALTHCARE CORP COM 88033G100 220 53528 SH SOLE 53528 0 0 TERADATA CORP DEL COM 88076W103 321 5986 SH SOLE 5986 0 0 TEREX CORP NEW COM 880779103 806 78549 SH SOLE 78549 0 0 TERRA NITROGEN CO L P COM UNIT 881005201 305 2111 SH SOLE 2111 0 0 TESORO LOGISTICS LP COM UNIT LP 88160T107 554 23282 SH SOLE 23282 0 0 TESSERA TECHNOLOGIES INC COM 88164L100 430 36000 SH SOLE 36000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 5726 153846 SH SOLE 153546 0 300 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 361 15800 SH SOLE 15800 0 0 TEXAS INSTRS INC COM 882508104 928 34795 SH SOLE 34795 0 0 TEXTRON INC COM 883203101 186 10538 SH SOLE 10538 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1804 35640 SH SOLE 35640 0 0 THL CR INC COM 872438106 386 35355 SH SOLE 35355 0 0 TIBCO SOFTWARE INC COM 88632Q103 307 13699 SH SOLE 13699 0 0 TICC CAPITAL CORP COM 87244T109 118 14423 SH SOLE 14423 0 0 TIFFANY & CO NEW COM 886547108 7165 117810 SH SOLE 117810 0 0 TITANIUM METALS CORP COM NEW 888339207 821 54808 SH SOLE 54808 0 0 TJX COS INC NEW COM 872540109 341 6149 SH SOLE 6149 0 0 TORTOISE CAP RES CORP COM 89147N304 913 121793 SH SOLE 121793 0 0 TORTOISE ENERGY CAP CORP COM 89147U100 1718 73431 SH SOLE 73431 0 0 TORTOISE ENERGY INFRSTRCTR C COM 89147L100 2544 74979 SH SOLE 74979 0 0 TORTOISE MLP FD INC COM 89148B101 907 40200 SH SOLE 40200 0 0 TORTOISE NORTH AMRN ENRGY CO COM 89147T103 284 12700 SH SOLE 12700 0 0 TOTAL S A SPONSORED ADR 89151E109 1150 26225 SH SOLE 26225 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 648 9500 SH SOLE 9500 0 0 TRACTOR SUPPLY CO COM 892356106 1810 28935 SH SOLE 28935 0 0 TRANSCANADA CORP COM 89353D107 481 11888 SH SOLE 11888 0 0 TRANSOCEAN LTD REG SHS H8817H100 2730 57195 SH SOLE 57195 0 0 TRANSWITCH CORP COM NEW 894065309 54 23000 SH SOLE 23000 0 0 TRAVELERS COMPANIES INC COM 89417E109 529 10846 SH SOLE 10846 0 0 TRIMBLE NAVIGATION LTD COM 896239100 503 14980 SH SOLE 14980 0 0 TRIPLE-S MGMT CORP CL B 896749108 339 20250 SH SOLE 20250 0 0 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 234 7163 SH SOLE 7163 0 0 TUPPERWARE BRANDS CORP COM 899896104 376 7000 SH SOLE 7000 0 0 TWIN DISC INC COM 901476101 4281 160500 SH SOLE 160500 0 0 TWO HBRS INVT CORP COM 90187B101 143 16200 SH SOLE 16200 0 0 TYCO INTERNATIONAL LTD SHS H89128104 733 17999 SH SOLE 17999 0 0 U S G CORP COM NEW 903293405 140 20885 SH SOLE 20885 0 0 UBS AG SHS NEW H89231338 224 19616 SH SOLE 19616 0 0 ULTA SALON COSMETCS & FRAG I COM 90384S303 226 3636 SH SOLE 3636 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 56 13000 SH SOLE 13000 0 0 UMB FINL CORP COM 902788108 3979 124022 SH SOLE 124022 0 0 UNDER ARMOUR INC CL A 904311107 409 6158 SH SOLE 6158 0 0 UNIFI INC COM NEW 904677200 561 68706 SH SOLE 68706 0 0 UNILEVER N V N Y SHS NEW 904784709 1422 45168 SH SOLE 45168 0 0 UNILEVER PLC SPON ADR NEW 904767704 2169 69531 SH SOLE 69531 0 0 UNION PAC CORP COM 907818108 801 9815 SH SOLE 9815 0 0 UNITED CMNTY FINL CORP OHIO COM 909839102 41 30000 SH SOLE 30000 0 0 UNITED CONTL HLDGS INC COM 910047109 4874 251450 SH SOLE 251450 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1982 31383 SH SOLE 31383 0 0 UNITED RENTALS INC COM 911363109 2063 122488 SH SOLE 122488 0 0 UNITED STATES STL CORP NEW COM 912909108 303 13757 SH SOLE 13757 0 0 UNITED TECHNOLOGIES CORP COM 913017109 4825 68583 SH SOLE 68583 0 0 UNITEDHEALTH GROUP INC COM 91324P102 521 11281 SH SOLE 11281 0 0 UNITIL CORP COM 913259107 914 35600 SH SOLE 35600 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 2293 47820 SH SOLE 43220 0 4600 UNIVERSAL HLTH SVCS INC CL B 913903100 364 10700 SH SOLE 10700 0 0 UQM TECHNOLOGIES INC COM 903213106 18 11000 SH SOLE 11000 0 0 US BANCORP DEL COM NEW 902973304 2612 110948 SH SOLE 110948 0 0 US ECOLOGY INC COM 91732J102 278 18000 SH SOLE 18000 0 0 V F CORP COM 918204108 3711 30535 SH SOLE 30535 0 0 VAALCO ENERGY INC COM NEW 91851C201 646 132900 SH SOLE 132900 0 0 VALE S A ADR 91912E105 1498 65722 SH SOLE 65722 0 0 VALERO ENERGY CORP NEW COM 91913Y100 310 17441 SH SOLE 17441 0 0 VALUE LINE INC COM 920437100 124 10753 SH SOLE 10753 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 1835 20945 SH SOLE 20945 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1644 20186 SH SOLE 20186 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 12639 150935 SH SOLE 150935 0 0 VANGUARD INDEX FDS REIT ETF 922908553 2160 42466 SH SOLE 42466 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 2233 40183 SH SOLE 40183 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 418 9071 SH SOLE 9071 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 2307 41243 SH SOLE 41243 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 666 10847 SH SOLE 10847 0 0 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 9363 261333 SH SOLE 261333 0 0 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 1045 25701 SH SOLE 25701 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 4605 94437 SH SOLE 94437 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 5286 130788 SH SOLE 130788 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 447 8274 SH SOLE 8274 0 0 VARIAN MED SYS INC COM 92220P105 912 17499 SH SOLE 17499 0 0 VEECO INSTRS INC DEL COM 922417100 329 13500 SH SOLE 13500 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 13002 353331 SH SOLE 353331 0 0 VIRTUALSCOPICS INC COM 928269109 142 142100 SH SOLE 142100 0 0 VISA INC COM CL A 92826C839 2112 24639 SH SOLE 24639 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 150 18000 SH SOLE 18000 0 0 VISTA GOLD CORP COM NEW 927926303 100 30000 SH SOLE 30000 0 0 VISTEON CORP COM NEW 92839U206 1346 31300 SH SOLE 31300 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 3293 128320 SH SOLE 128320 0 0 WADDELL & REED FINL INC CL A 930059100 5376 214950 SH SOLE 214950 0 0 WAL MART STORES INC COM 931142103 6654 128213 SH SOLE 128213 0 0 WALGREEN CO COM 931422109 281 8532 SH SOLE 8532 0 0 WARREN RES INC COM 93564A100 409 172139 SH SOLE 172139 0 0 WASTE MGMT INC DEL COM 94106L109 5646 173418 SH SOLE 162143 0 11275 WATERS CORP COM 941848103 227 3007 SH SOLE 3007 0 0 WATSON PHARMACEUTICALS INC COM 942683103 1043 15275 SH SOLE 15275 0 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 7215 590914 SH SOLE 590914 0 0 WELLPOINT INC COM 94973V107 239 3660 SH SOLE 3660 0 0 WELLS FARGO & CO NEW COM 949746101 1446 59947 SH SOLE 59947 0 0 WELLS FARGO ADVANTAGE INCOME COM SHS 94987B105 666 71144 SH SOLE 71144 0 0 WELLS FARGO ADVANTAGE MULTI COM SHS 94987D101 438 30818 SH SOLE 30818 0 0 WEST PHARMACEUTICAL SVSC INC COM 955306105 742 20000 SH SOLE 20000 0 0 WESTAR ENERGY INC COM 95709T100 1030 39000 SH SOLE 39000 0 0 WESTERN ASSET EMRG MKT DEBT COM 95766A101 1043 57727 SH SOLE 57727 0 0 WESTERN ASSET EMRG MKT INCM COM 95766E103 180 14164 SH SOLE 14164 0 0 WESTERN ASSET GLB PTNRS INCO COM 95766G108 116 10384 SH SOLE 10384 0 0 WESTERN ASSET GLOBAL CP DEFI COM 95790C107 173 10000 SH SOLE 10000 0 0 WESTERN ASSET MGD HI INCM FD COM 95766L107 653 115114 SH SOLE 115114 0 0 WESTERN UN CO COM 959802109 1785 116710 SH SOLE 116710 0 0 WESTPORT INNOVATIONS INC COM NEW 960908309 909 31179 SH SOLE 30565 0 614 WEYERHAEUSER CO COM 962166104 391 25116 SH SOLE 25116 0 0 WHITING PETE CORP NEW COM 966387102 1704 48574 SH SOLE 47074 0 1500 WI-LAN INC COM 928972108 118 20000 SH SOLE 20000 0 0 WILEY JOHN & SONS INC CL A 968223206 255 5750 SH SOLE 5750 0 0 WILLBROS GROUP INC DEL COM 969203108 58 14000 SH SOLE 14000 0 0 WILLIAMS COS INC DEL COM 969457100 1282 52685 SH SOLE 52685 0 0 WILLIAMS SONOMA INC COM 969904101 470 15260 SH SOLE 15260 0 0 WINDSTREAM CORP COM 97381W104 903 77441 SH SOLE 77441 0 0 WISCONSIN ENERGY CORP COM 976657106 778 24872 SH SOLE 24872 0 0 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 1480 31258 SH SOLE 31258 0 0 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 494 27222 SH SOLE 27222 0 0 WSP HOLDINGS LIMITED ADR 92934F104 11 30000 SH SOLE 30000 0 0 WYNN RESORTS LTD COM 983134107 658 5714 SH SOLE 5714 0 0 XCEL ENERGY INC COM 98389B100 4072 164902 SH SOLE 164902 0 0 YAHOO INC COM 984332106 2076 157634 SH SOLE 157634 0 0 YAMANA GOLD INC COM 98462Y100 643 47070 SH SOLE 47070 0 0 YM BIOSCIENCES INC COM 984238105 173 93000 SH SOLE 93000 0 0 YONGYE INTL INC COM 98607B106 57 12600 SH SOLE 12600 0 0 ZIMMER HLDGS INC COM 98956P102 217 4049 SH SOLE 4049 0 0 ZWEIG FD COM 989834106 139 49344 SH SOLE 49344 0 0 ZWEIG TOTAL RETURN FD INC COM 989837109 155 51208 SH SOLE 51208 0 0