0001127602-17-011278.txt : 20170310
0001127602-17-011278.hdr.sgml : 20170310
20170310182136
ACCESSION NUMBER: 0001127602-17-011278
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170308
FILED AS OF DATE: 20170310
DATE AS OF CHANGE: 20170310
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PULTEGROUP INC/MI/
CENTRAL INDEX KEY: 0000822416
STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531]
IRS NUMBER: 382766606
STATE OF INCORPORATION: MI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3350 PEACHTREE ROAD NORTHEAST
STREET 2: SUITE 1600
CITY: ATLANTA
STATE: 2Q
ZIP: 30326
BUSINESS PHONE: 2486472750
MAIL ADDRESS:
STREET 1: 3350 PEACHTREE ROAD NORTHEAST
STREET 2: SUITE 1600
CITY: ATLANTA
STATE: 2Q
ZIP: 30326
FORMER COMPANY:
FORMER CONFORMED NAME: PULTE HOMES INC/MI/
DATE OF NAME CHANGE: 20011023
FORMER COMPANY:
FORMER CONFORMED NAME: PULTE CORP
DATE OF NAME CHANGE: 19931118
FORMER COMPANY:
FORMER CONFORMED NAME: PHM CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DUGAS RICHARD J JR
CENTRAL INDEX KEY: 0001231238
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09804
FILM NUMBER: 17683409
MAIL ADDRESS:
STREET 1: 100 BLOOMFIELD HILL PARKWAY
STREET 2: STE 300
CITY: BLOOMFIELD HILLS
STATE: MI
ZIP: 48304
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-03-08
0000822416
PULTEGROUP INC/MI/
PHM
0001231238
DUGAS RICHARD J JR
3350 PEACHTREE ROAD NORTHEAST
SUITE 150
ATLANTA
GA
30326
1
Common Stock
2017-03-08
4
M
0
165000
11.445
A
1214927
D
Common Stock
2017-03-08
4
S
0
165000
23.1037
D
1049927
D
Common Stock
40612
I
Susan Dugas Trust (spouse)
Common Stock
206
I
Susan Dugas Bene IRA (Rita M Ochs-DECD)
Units
8360.065
I
By 401(k) Plan
Employee Stock Option (Right to Buy)
11.445
2017-03-08
4
M
0
165000
0
D
2012-02-11
2020-02-11
Common Stock
165000
165000
D
Fully vested and exercisable.
Pursuant to a plan intended to comply with Rule 10b5-1(c).
The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $23.00 to $23.25, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Represents units of the PulteGroup, Inc. Stock Fund (the "Fund") of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represented 18,597.334 shares of PulteGroup, Inc. Common Stock held in the Fund as of March 1, 2017.
/s/ Richard J. Dugas, Jr.
2017-03-10