0001127602-17-011278.txt : 20170310 0001127602-17-011278.hdr.sgml : 20170310 20170310182136 ACCESSION NUMBER: 0001127602-17-011278 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170308 FILED AS OF DATE: 20170310 DATE AS OF CHANGE: 20170310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PULTEGROUP INC/MI/ CENTRAL INDEX KEY: 0000822416 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 382766606 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3350 PEACHTREE ROAD NORTHEAST STREET 2: SUITE 1600 CITY: ATLANTA STATE: 2Q ZIP: 30326 BUSINESS PHONE: 2486472750 MAIL ADDRESS: STREET 1: 3350 PEACHTREE ROAD NORTHEAST STREET 2: SUITE 1600 CITY: ATLANTA STATE: 2Q ZIP: 30326 FORMER COMPANY: FORMER CONFORMED NAME: PULTE HOMES INC/MI/ DATE OF NAME CHANGE: 20011023 FORMER COMPANY: FORMER CONFORMED NAME: PULTE CORP DATE OF NAME CHANGE: 19931118 FORMER COMPANY: FORMER CONFORMED NAME: PHM CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUGAS RICHARD J JR CENTRAL INDEX KEY: 0001231238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09804 FILM NUMBER: 17683409 MAIL ADDRESS: STREET 1: 100 BLOOMFIELD HILL PARKWAY STREET 2: STE 300 CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48304 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-03-08 0000822416 PULTEGROUP INC/MI/ PHM 0001231238 DUGAS RICHARD J JR 3350 PEACHTREE ROAD NORTHEAST SUITE 150 ATLANTA GA 30326 1 Common Stock 2017-03-08 4 M 0 165000 11.445 A 1214927 D Common Stock 2017-03-08 4 S 0 165000 23.1037 D 1049927 D Common Stock 40612 I Susan Dugas Trust (spouse) Common Stock 206 I Susan Dugas Bene IRA (Rita M Ochs-DECD) Units 8360.065 I By 401(k) Plan Employee Stock Option (Right to Buy) 11.445 2017-03-08 4 M 0 165000 0 D 2012-02-11 2020-02-11 Common Stock 165000 165000 D Fully vested and exercisable. Pursuant to a plan intended to comply with Rule 10b5-1(c). The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $23.00 to $23.25, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Represents units of the PulteGroup, Inc. Stock Fund (the "Fund") of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represented 18,597.334 shares of PulteGroup, Inc. Common Stock held in the Fund as of March 1, 2017. /s/ Richard J. Dugas, Jr. 2017-03-10