0001127602-17-004319.txt : 20170207 0001127602-17-004319.hdr.sgml : 20170207 20170207152433 ACCESSION NUMBER: 0001127602-17-004319 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170203 FILED AS OF DATE: 20170207 DATE AS OF CHANGE: 20170207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PULTEGROUP INC/MI/ CENTRAL INDEX KEY: 0000822416 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 382766606 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3350 PEACHTREE ROAD NORTHEAST STREET 2: SUITE 1600 CITY: ATLANTA STATE: 2Q ZIP: 30326 BUSINESS PHONE: 2486472750 MAIL ADDRESS: STREET 1: 3350 PEACHTREE ROAD NORTHEAST STREET 2: SUITE 1600 CITY: ATLANTA STATE: 2Q ZIP: 30326 FORMER COMPANY: FORMER CONFORMED NAME: PULTE HOMES INC/MI/ DATE OF NAME CHANGE: 20011023 FORMER COMPANY: FORMER CONFORMED NAME: PULTE CORP DATE OF NAME CHANGE: 19931118 FORMER COMPANY: FORMER CONFORMED NAME: PHM CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COOK STEVEN M CENTRAL INDEX KEY: 0001245230 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09804 FILM NUMBER: 17578752 MAIL ADDRESS: STREET 1: 100 BLOOMFIELD HILLS PKWY STREET 2: STE 300 CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48304 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-02-03 0000822416 PULTEGROUP INC/MI/ PHM 0001245230 COOK STEVEN M 3350 PEACHTREE ROAD NORTHEAST SUITE 150 ATLANTA GA 30326 1 EVP, Ch. Legal Ofcr, Corp Secy Common Stock 2017-02-03 4 F 0 5727 21.365 D 235899 D Common Stock 2017-02-03 4 M 0 15000 10.93 A 250899 D Common Stock 2017-02-03 4 S 0 15000 21.3301 D 235899 D Common Stock 2017-02-03 4 M 0 5000 11.355 A 240899 D Common Stock 2017-02-03 4 S 0 5000 21.3301 D 235899 D Employee Stock Option (Right to Buy) 10.93 2017-02-03 4 M 0 15000 0 D 2009-12-06 2017-12-06 Common Stock 15000 0 D Employee Stock Option (Right to Buy) 11.355 2017-02-03 4 M 0 5000 0 D 2010-12-09 2018-12-09 Common Stock 5000 52000 D These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed. /s/ Steven M. Cook 2017-02-07