0001127602-17-003287.txt : 20170201 0001127602-17-003287.hdr.sgml : 20170201 20170201123105 ACCESSION NUMBER: 0001127602-17-003287 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170130 FILED AS OF DATE: 20170201 DATE AS OF CHANGE: 20170201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PULTEGROUP INC/MI/ CENTRAL INDEX KEY: 0000822416 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 382766606 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3350 PEACHTREE ROAD NORTHEAST STREET 2: SUITE 1600 CITY: ATLANTA STATE: 2Q ZIP: 30326 BUSINESS PHONE: 2486472750 MAIL ADDRESS: STREET 1: 3350 PEACHTREE ROAD NORTHEAST STREET 2: SUITE 1600 CITY: ATLANTA STATE: 2Q ZIP: 30326 FORMER COMPANY: FORMER CONFORMED NAME: PULTE HOMES INC/MI/ DATE OF NAME CHANGE: 20011023 FORMER COMPANY: FORMER CONFORMED NAME: PULTE CORP DATE OF NAME CHANGE: 19931118 FORMER COMPANY: FORMER CONFORMED NAME: PHM CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH HARMON D CENTRAL INDEX KEY: 0001510887 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09804 FILM NUMBER: 17563936 MAIL ADDRESS: STREET 1: 1234 LAKESHORE DR STREET 2: SUITE 750A CITY: COPPELL STATE: TX ZIP: 75019 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-01-30 0000822416 PULTEGROUP INC/MI/ PHM 0001510887 SMITH HARMON D 3350 PEACHTREE ROAD NORTHEAST SUITE 150 ATLANTA GA 30326 1 EVP & Chief Operating Officer Common Stock 2017-01-30 4 S 0 48010 21.4042 D 249547 D Units 6212.838 I By 401(k) plan The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $21.40 to $21.425, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Represents units of the PulteGroup, Inc. Stock Fund (the "Fund") of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represented 13,848.907 shares of PulteGroup, Inc. Common Stock held in the Fund as of January 30, 2017. /s/ Steven M. Cook, Attorney-In-Fact 2017-02-01