0001250853-12-000063.txt : 20120731 0001250853-12-000063.hdr.sgml : 20120731 20120731195213 ACCESSION NUMBER: 0001250853-12-000063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120611 FILED AS OF DATE: 20120731 DATE AS OF CHANGE: 20120731 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bender James G. CENTRAL INDEX KEY: 0001550455 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35560 FILM NUMBER: 12998137 MAIL ADDRESS: STREET 1: 21900 BURBANK BOULEVARD, 3RD FLOOR CITY: WOODLAND HILLS STATE: CA ZIP: 91367 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ImmunoCellular Therapeutics, Ltd. CENTRAL INDEX KEY: 0000822411 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 931301885 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21900 BURBANK BLVD. STREET 2: 3RD FLOOR CITY: WOODLAND HILLS STATE: CA ZIP: 91367 BUSINESS PHONE: 818-992-2907 MAIL ADDRESS: STREET 1: 21900 BURBANK BLVD. STREET 2: 3RD FLOOR CITY: WOODLAND HILLS STATE: CA ZIP: 91367 FORMER COMPANY: FORMER CONFORMED NAME: Optical Molecular Imaging, Inc DATE OF NAME CHANGE: 20060202 FORMER COMPANY: FORMER CONFORMED NAME: PATCO INDUSTRIES LTD DATE OF NAME CHANGE: 19991025 FORMER COMPANY: FORMER CONFORMED NAME: REDWING VENTURES INC DATE OF NAME CHANGE: 19890705 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-06-11 0 0000822411 ImmunoCellular Therapeutics, Ltd. IMUC 0001550455 Bender James G. 21900 BURBANK BOULEVARD, 3RD FLOOR WOODLAND HILLS CA 91367 0 1 0 0 VP, Product Development & Mfg. Stock Option (right to buy) 3.42 2012-06-11 4 A 0 75000 0 A 2019-01-31 Common Stock 75000 75000 D Option granted on June 11, 2012 to vest in equal monthly installments over a four-year period from February 1, 2012, which was the date of renewal of reporting person's employment agreement. /s/ James G. Bender 2012-07-31