0000821127-20-000155.txt : 20200519 0000821127-20-000155.hdr.sgml : 20200519 20200519180949 ACCESSION NUMBER: 0000821127-20-000155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200515 FILED AS OF DATE: 20200519 DATE AS OF CHANGE: 20200519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown James Cannon CENTRAL INDEX KEY: 0001772542 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35070 FILM NUMBER: 20895045 MAIL ADDRESS: STREET 1: BOSTON PRIVATE FINANCIAL HOLDINGS, INC. STREET 2: TEN POST OFFICE SQUARE CITY: BOSTON STATE: MA ZIP: 02109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOSTON PRIVATE FINANCIAL HOLDINGS INC CENTRAL INDEX KEY: 0000821127 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 042976299 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 POST OFFICE SQ CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6175561900 MAIL ADDRESS: STREET 1: 10 POST OFFICE SQUARE CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: BOSTON PRIVATE BANCORP INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_158992616932073.xml FORM 4 X0306 4 2020-05-15 0 0000821127 BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH 0001772542 Brown James Cannon BOSTON PRIVATE FINANCIAL HOLDINGS, INC. TEN POST OFFICE SQUARE BOSTON MA 02109 0 1 0 0 EVP Common Stock 2020-05-15 4 M 0 7838 6.155 A 48583.136 D Common Stock 2020-05-15 4 M 0 6451 6.155 A 55034.136 D Common Stock 2020-05-15 4 M 0 2106 6.155 A 57140.136 D Common Stock 2020-05-15 4 F 0 619 6.155 D 56521.136 D Common Stock 2020-05-18 4 S 0 3948 6.542 D 52573.136 D Performance Restricted Stock Units 2020-05-15 4 M 0 7838 0 D Common Stock 9676.0 0 D Restricted Stock Units 2020-05-15 4 M 0 6451 0 D Common Stock 6451.0 0 D Restricted Stock Units 2020-05-15 4 M 0 2106 0 D Common Stock 2106.0 4212 D Restricted Stock Units 2020-05-15 4 A 0 10552 0 A Common Stock 10552.0 10552 D Performance Restricted Stock Units 2020-05-15 4 A 0 31656 0 A Common Stock 31656.0 31656 D Stock Option (Right to Buy) 6.16 2020-05-15 4 A 0 45455 0 A 2030-05-15 Common Stock 45455.0 45455 D Each Performance Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Performance Restricted Stock Units vest based on the Company's performance for the period January 1, 2017 through December 31, 2019. Number represents targeted performance shares initially granted for the 2017-2019 performance period. Actual shares earned were 81% of the targeted performance shares based on performance for the performance period. Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest in full on the third anniversary of the grant date. Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. Each Performance Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Performance Restricted Stock Units vest based on the Company's performance for the period January 1, 2020 through December 31, 2022. Each Non-Qualified Stock Option represents a contingent right to purchase one share of the Company's common stock. Non-Qualified Stock Options vest ratably over a four-year period from the grant date. /s/ Christopher A. Cooper, attorney-in-fact for Mr. Brown 2020-05-19