0001031523-01-500016.txt : 20011009
0001031523-01-500016.hdr.sgml : 20011009
ACCESSION NUMBER: 0001031523-01-500016
CONFORMED SUBMISSION TYPE: SC 13D/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20011002
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: SIMPLOT J R
CENTRAL INDEX KEY: 0000947911
STANDARD INDUSTRIAL CLASSIFICATION: []
FILING VALUES:
FORM TYPE: SC 13D/A
BUSINESS ADDRESS:
STREET 1: 999 MAIN ST
CITY: BOISE
STATE: IA
ZIP: 83702
BUSINESS PHONE: 2083362110
MAIL ADDRESS:
STREET 1: 999 MAIN ST
CITY: BOISE
STATE: IA
ZIP: 83702
FORMER COMPANY:
FORMER CONFORMED NAME: SIMPLOT J R ET AL
DATE OF NAME CHANGE: 19950712
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: IMC GLOBAL INC
CENTRAL INDEX KEY: 0000820626
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870]
IRS NUMBER: 363888539
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-40105
FILM NUMBER: 1750757
BUSINESS ADDRESS:
STREET 1: 100 S. SAUNDERS ROAD
STREET 2: SUITE 300
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
BUSINESS PHONE: 847-272-9200
MAIL ADDRESS:
STREET 1: 100 S. SAUNDERS ROAD
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
FORMER COMPANY:
FORMER CONFORMED NAME: IMC FERTILIZER GROUP INC
DATE OF NAME CHANGE: 19920703
SC 13D/A
1
amendmentfour.txt
SC 13D/A
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
AMENDMENT NO. 4
TO
SCHEDULE 13D
Under the
Securities Exchange Act of 1934
IMC GLOBAL, INC.
__________________________
(Name of Issuer)
Common Stock ($.01 par value)
__________________________
(Title of Class of Securities)
449669100
________________________
(CUSIP Number)
Ronald N. Graves, Esq.
J.R. Simplot Self-Declaration of Revocable Trust
J.R. Simplot Foundation, Inc.
999 Main Street
Boise, Idaho 83702
Telephone: (208) 336-2110
___________________________________________
(Names, addresses and telephone numbers of persons
authorized to receive notices and communications)
September 24, 2001
____________________
(Date of event which requires
filing of this Statement)
If the filing person has previously filed a statement on
Schedule 13G to report the acquisition which is the subject
of this Schedule 13D, and is filing this statement because
of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following
box: [ ]
1) Names of Reporting Persons
S.S. or I.R.S. Identification Nos. of Above Persons
J.R. Simplot/J.R. Simplot Self-Declaration of Revocable
Trust
2) Check the Appropriate Box if a Member of a Group
(a)
(b)
3) SEC Use Only
4) Source of Funds
WC
5) Check if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d) or 2(e)
6) Citizenship or Place of Organization
US
Number of 7) Sole Voting Power 5,335,469
Shares
Beneficially 8) Shared Voting Power 1,846,600
Owned
by Each 9) Sole Dispositive Power 5,335,469
Reporting
Person With: 10) Shared Dispositive 1,846,600
Power
11) Aggregate Amount Beneficially Owned by Each
Reporting Person
7,182,069 shares
12) Check if the Aggregate Amount in Row (11) Excludes
Certain Shares
13) Percent of Class Represented by Amount in Row (11)
6.3%
14) Type of Reporting Person
IN
1) Names of Reporting Persons
S.S. or I.R.S. Identification Nos. of Above Persons
J.R. Simplot Foundation, Inc.
2) Check the Appropriate Box if a Member of a Group
(a)
(b)
3) SEC Use Only
4) Source of Funds
WC
5) Check if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d) or 2(e)
6) Citizenship or Place of Organization
US
Number of 7) Sole Voting Power 1,846,600
Shares
Beneficially 8) Shared Voting Power
Owned
by Each 9) Sole Dispositive Power 1,846,600
Reporting
Person With: 10) Shared Dispositive Power
11) Aggregate Amount Beneficially Owned by Each
Reporting Person
1,846,600 shares
12) Check if the Aggregate Amount in Row (11) Excludes
Certain Shares
13) Percent of Class Represented by Amount in Row (11)
1.6%
14) Type of Reporting Person
IN
1) Names of Reporting Persons
S.S. or I.R.S. Identification Nos. of Above Persons
Don J. Simplot
2) Check the Appropriate Box if a Member of a Group
(a)
(b)
3) SEC Use Only
4) Source of Funds
PF/00
5) Check if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d) or 2(e)
6) Citizenship or Place of Organization
US
Number of 7) Sole Voting Power 0
Shares
Beneficially 8) Shared Voting Power 1,846,600
Owned
by Each 9) Sole Dispositive Power 0
Reporting
Person With: 10) Shared Dispositive 1,846,600
Power
11) Aggregate Amount Beneficially Owned by Each
Reporting Person
1,846,600 shares
12) Check if the Aggregate Amount in Row (11)
Excludes Certain Shares
13) Percent of Class Represented by Amount in Row (11)
1.6%
14) Type of Reporting Person
IN
1) Names of Reporting Persons
S.S. or I.R.S. Identification Nos. of Above Persons
Scott R. Simplot
2) Check the Appropriate Box if a Member of a Group
(a)
(b)
3) SEC Use Only
4) Source of Funds
PF/00
5) Check if Disclosure of Legal Proceedings is
Required Pursuant to Items 2(d) or 2(e)
6) Citizenship or Place of Organization
US
Number of 7) Sole Voting Power 0
Shares
Beneficially 8) Shared Voting Power 1,846,600
Owned
by Each 9) Sole Dispositive Power 0
Reporting
Person With: 10) Shared Dispositive 1,846,600
Power
11) Aggregate Amount Beneficially Owned by Each
Reporting Person
1,846,600 shares
12) Check if the Aggregate Amount in Row (11)
Excludes Certain Shares
13) Percent of Class Represented by Amount in Row (11)
1.6%
14) Type of Reporting Person
IN
The class of securities to which this Statement
relates is the common stock, par value $.01 per share
(the "Stock"), of IMC Global, Inc. (the "Issuer"), whose
address is 100 Saunders Road, Lake Forest, Illinois 60045.
This Amendment No. 4 amends the Schedule 13D originally
filed on August 5, 1999, on behalf of the J.R. Simplot
Self-Declaration of Revocable Trust dated December 21,
1989 (the "Trust") and the J.R. Simplot Foundation, Inc.
(the "Foundation"), as amended by Amendment No. 1 to
Schedule 13D filed on November 12, 1999, and by Amendment
No. 2 to Schedule 13D filed on November 10, 2000,
and Amendment No. 3 to Schedule 13D filed September 13,
2001.
The purpose of this Amendment is to report sales
of Stock by the Trust.
Item 5. Interest in Securities of the Issuer.
_______________________________________________
(a - b) As of September 24, 2001, the Trust owned
7,182,069 shares of Stock. As trustee of the Trust,
Mr. Simplot has the sole power to vote and dispose of
such shares.
As of September 24, 2001, the Foundation owned
1,846,600 shares. Mr. Simplot shares with the other
directors of the Foundation, none of whom owns directly
any shares of the Stock, the power to vote and dispose
of the shares of Stock held by the Foundation.
Based upon information contained in the Quarterly
Report on Form 10-Q of the Issuer filed with the Securities
and Exchange Commission for the quarter ended June 30,
2001 (the "10-Q"), the shares owned by the Trust and the
Foundation constitute approximately 6.3% of the 114,845,897
shares of Stock outstanding, as reported in the 10-Q.
(c) Subsequent to filing Amendment No. 3 to the
Schedule 13D, the Trust sold the shares of Stock described
below in open market sales through ordinary brokerage
transactions:
Sale No. of Price per Share
Date Shares (including commissions)
________ ________ _______________________
9/20/01 86,200 $9.53
9/21/01 30,000 9.33
9/24/01 1,869,500 8.06
(d - e) Not applicable.
After reasonable inquiry and to the best of
my knowledge and belief, I certify the information
set forth in this statement is true, complete and
correct.
J. R. Simplot Self-Declaration of
Revocable Trust
J.R. Simplot
By _________________________________
J.R. Simplot, as Trustee
Date: September 28, 2001
J.R. Simplot Foundation, Inc.
Ronald N. Graves
By _________________________________
Date: September 28, 2001