-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WvHSY43te8+0snHGSK9u7OM5St7otAB/fftoppMHU9C3gXq1q0KjH06lU/tvmcxc 90Gnznt+6+pWLCTr+0bWcQ== 0001031523-99-000016.txt : 19991115 0001031523-99-000016.hdr.sgml : 19991115 ACCESSION NUMBER: 0001031523-99-000016 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991112 GROUP MEMBERS: J.R. SIMPLOT SELF DECLARATION OF REVOCABLE TRUST GROUP MEMBERS: SIMPLOT J R SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: IMC GLOBAL INC CENTRAL INDEX KEY: 0000820626 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 363492467 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-40105 FILM NUMBER: 99750295 BUSINESS ADDRESS: STREET 1: 2100 SANDERS RD CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: 8472729200 MAIL ADDRESS: STREET 1: 2345 WAUKEGAN ROAD - SUITE E-200 CITY: BANNOCKBURN STATE: IL ZIP: 60015-5516 FORMER COMPANY: FORMER CONFORMED NAME: IMC FERTILIZER GROUP INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SIMPLOT J R CENTRAL INDEX KEY: 0000947911 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 999 MAIN ST CITY: BOISE STATE: IA ZIP: 83702 BUSINESS PHONE: 2083362110 MAIL ADDRESS: STREET 1: 999 MAIN ST CITY: BOISE STATE: IA ZIP: 83702 FORMER COMPANY: FORMER CONFORMED NAME: SIMPLOT J R ET AL DATE OF NAME CHANGE: 19950712 SC 13D/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO SCHEDULE 13D Under the Securities Exchange Act of 1934 IMC GLOBAL, INC. ------------------------------------ (Name of Issuer) Common Stock ($.01 par value) --------------------------------- (Title of Class of Securities) 449669100 -------------------- (CUSIP Number) Ronald N. Graves, Esq. J.R. Simplot Self-Declaration of Revocable Trust J.R. Simplot Foundation 999 Main Street Boise, Idaho 83702 Telephone: (208) 336-2110 ------------------------------------- (Names, addresses and telephone numbers of persons authorized to receive notices and communications) November 3, 1999 -------------------------------- (Date of event which requires filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this statement because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box: [ ] 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons J.R. Simplot/J.R. Simplot Self Declaration of Revocable Trust 2) Check the Appropriate Box if a Member of a Group (a) (b) 3) SEC Use Only 4) Source of Funds WC 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) 6) Citizenship or Place of Organization US Number of 7) Sole Voting Power 9,727,738 Shares Beneficially 8) Shared Voting Power 1,846,600 Owned by Each 9) Sole Dispositive Power 9,727,738 Reporting Person With: 10) Shared Dispositive Power 1,846,600 11) Aggregate Amount Beneficially Owned by Each Reporting Person 11,574,338 shares 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares 13) Percent of Class Represented by Amount in Row (11) 10.11% 14) Type of Reporting Person IN 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons J.R. Simplot Foundation 2) Check the Appropriate Box if a Member of a Group (a) (b) 3) SEC Use Only 4) Source of Funds WC 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) 6) Citizenship or Place of Organization US Number of 7) Sole Voting Power 1,846,600 Shares Beneficially 8) Shared Voting Power Owned by Each 9) Sole Dispositive Power 1,846,600 Reporting Person With: 10) Shared Dispositive Power 11) Aggregate Amount Beneficially Owned by Each Reporting Person 1,846,600 shares 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares 13) Percent of Class Represented by Amount in Row (11) 1.6% 14) Type of Reporting Person IN 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons Don J. Simplot 2) Check the Appropriate Box if a Member of a Group (a) (b) 3) SEC Use Only 4) Source of Funds PF/00 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) 6) Citizenship or Place of Organization US Number of 7) Sole Voting Power 0 Shares Beneficially 8) Shared Voting Power 1,846,600 Owned by Each 9) Sole Dispositive Power 0 Reporting Person With: 10) Shared Dispositive Power 1,846,600 11) Aggregate Amount Beneficially Owned by Each Reporting Person 1,846,600 shares 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares 13) Percent of Class Represented by Amount in Row (11) 1.61% 14) Type of Reporting Person IN 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons Scott R. Simplot 2) Check the Appropriate Box if a Member of a Group (a) (b) 3) SEC Use Only 4) Source of Funds PF/00 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) 6) Citizenship or Place of Organization US Number of 7) Sole Voting Power 0 Shares Beneficially 8) Shared Voting Power 1,846,600 Owned by Each 9) Sole Dispositive Power 0 Reporting Person With: 10) Shared Dispositive Power 1,846,600 11) Aggregate Amount Beneficially Owned by Each Reporting Person 1,846,600 shares 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares 13) Percent of Class Represented by Amount in Row (11) 1.61% 14) Type of Reporting Person IN The class of securities to which this Statement relates is the common stock, par value $.01 per share (the "Stock"), of IMC Global, Inc. (the "Issuer"), whose address is 2100 Sanders Road, Northbrook, Illinois 60062. This Amendment No. 1 amends the Schedule 13D originally filed on August 5, 1999, on behalf of the J.R. Simplot Self-Declaration of Revocable Trust dated December 21, 1989 (the "Trust") and the J.R. Simplot Foundation (the "Foundation"). The Trust is an inter vivos revocable trust of which Mr. J.R. Simplot ("Mr. Simplot") is the trustee and beneficiary. Mr. Simplot is a U.S. citizen. Mr. Simplot is Chairman Emeritus of, and a consultant to, J.R. Simplot Company, 999 Main Street, Boise, Idaho 83702. The Foundation is a charitable foundation organized as a nonprofit corporation under Idaho law. The purpose of this Amendment is to report additional purchases of Stock. Item 3. Source and Amount of Funds or other Consideration. - ------------------------------------------------------------ The Trust purchased the shares of Stock reported in Item 5 with personal funds of the Trust and with funds provided pursuant to customary margin arrangements between the Trust and Merrill Lynch. Item 5. Interest in Securities of the Issuer. - ----------------------------------------------- (a - b) As of November 3, 1999, the Trust owned 9,727,738 shares of Stock. As trustee of the Trust, Mr. Simplot has the sole power to vote and dispose of such shares. As of November 3, 1999, the Foundation owned 1,846,600 shares. Mr. Simplot shares with the other directors of the Foundation, none of whom owns directly any shares of the Stock, the power to vote and dispose of the shares of Stock held by the Foundation. Based upon information contained in the Quarterly Report on Form 10-Q of the Issuer filed with the Securities and Exchange Commission for the quarter ended June 30, 1999 (the "10-Q"), the shares owned by the Trust and the Foundation constitute approximately 10.11% of the 114,476,119 shares of Stock outstanding, as reported in the 10-Q. (c) During the 60 days prior to and including November 3, 1999, the Trust acquired the shares of Stock described below in open market purchases through ordinary brokerage transactions:
Purchase No. of Price per Share Date Shares (including commissions) --------- ------ ---------------- 10/12/99 600,000 13.980 10/13/99 180,700 14.210 10/14/99 73,238 14.248 11/2/99 257,000 14.126 11/3/99 160,900 14.725
(d - e) Not applicable. After reasonable inquiry and to the best of my knowledge and belief, I certify the information set forth in this statement is true, complete and correct. J.R. Simplot Self-Declaration of Revocable Trust By //s// J.R. Simplot ----------------------------------- J.R. Simplot, as Trustee Date: November 11, 1999 J.R. Simplot Foundation By //s// Ronald N. Graves ----------------------------------- Ronald N. Graves, Secretary Date: November 11, 1999 -----END PRIVACY-ENHANCED MESSAGE-----