0000820434-19-000003.txt : 20190514 0000820434-19-000003.hdr.sgml : 20190514 20190514133758 ACCESSION NUMBER: 0000820434-19-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190514 DATE AS OF CHANGE: 20190514 EFFECTIVENESS DATE: 20190514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PVG ASSET MANAGEMENT CORP CENTRAL INDEX KEY: 0000820434 IRS NUMBER: 841060461 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17570 FILM NUMBER: 19821870 BUSINESS ADDRESS: STREET 1: 24918 GENESEE TRAIL ROAD CITY: GOLDEN STATE: CO ZIP: 80401 BUSINESS PHONE: 3038747478 MAIL ADDRESS: STREET 1: 24918 GENESEE TRAIL ROAD CITY: GOLDEN STATE: CO ZIP: 80401 FORMER COMPANY: FORMER CONFORMED NAME: PVG ASSET MANAGEMENT CORP /ADV DATE OF NAME CHANGE: 20130326 FORMER COMPANY: FORMER CONFORMED NAME: PVG ASSET MANAGEMENT CORP /ADV DATE OF NAME CHANGE: 19870821 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000820434 XXXXXXXX 03-31-2019 03-31-2019 PVG ASSET MANAGEMENT CORP

24918 GENESEE TRAIL ROAD GOLDEN CO 80401

13F HOLDINGS REPORT 028-17570 N Patrick S Adams 3038747474 Patrick S Adams Centennial CO 05-14-2019 0 66 111148 false INFORMATION TABLE 2 PositionReport033119.xml SPDR S&P 500 TRUST ETF (spy) ETF 78462F103 11240 39789 SH SOLE 39789 0 0 ProShares UltraShort S&P 500 (sds) ETF 74347b383 6630 199151 SH SOLE 199151 0 0 AT&T, Inc.(t) COM 00206r102 5243 167195 SH SOLE 167195 0 0 S&P 500 INDX (ivv) ETF 464287200 4743 16669 SH SOLE 16669 0 0 Vanguard Index S&P 500 (voo) ETF 922908363 4734 18240 SH SOLE 18240 0 0 ARES CAPITAL CORP (arcc) COM 04010L103 4700 274186 SH SOLE 274186 0 0 Nokia Corp (nok) ADR 654902204 4665 815637 SH SOLE 815637 0 0 ANNALY CAPITAL MANAGEMNT INC (nly) COM 035710409 4562 456690 SH SOLE 456690 0 0 CENTURYLINK INC (ctl) COM 156700106 4173 348020 SH SOLE 348020 0 0 FS KKR Capital Corp. (fsk) COM 302635107 2964 489983 SH SOLE 489983 0 0 The Walt Disney Company (dis) COM 254687106 2785 25087 SH SOLE 25087 0 0 Prospect Capital Corp. (psec) COM 74348T102 2559 392501 SH SOLE 392501 0 0 TARGET CORP (tgt) COM 87612e106 2450 30523 SH SOLE 30523 0 0 DYNEX CAP INC COM (dx) COM 26817q506 2340 384205 SH SOLE 384205 0 0 CVS Health Corp (cvs) COM 126650100 2156 39985 SH SOLE 39985 0 0 ALPS ALERIAN MLP ETF (amlp) ETF 00162Q866 2155 214880 SH SOLE 214880 0 0 Invesco CEF Income ETF (pcef) ETF 46138e404 2121 95730 SH SOLE 95730 0 0 Kraft Heinz Co (khc) COM 500754106 2106 64514 SH SOLE 64514 0 0 FIFTH THIRD BANCORP (fitb) COM 316773100 2018 80035 SH SOLE 80035 0 0 Arlington Asset Investment (ai) COM 041356205 1778 223405 SH SOLE 223405 0 0 ANADARKO PETROLEUM CORP (apc) COM 032511107 1464 32187 SH SOLE 32187 0 0 Invesco ETF Tr S&P Equal Weighted (rsp) ETF 46137V357 1433 13725 SH SOLE 13725 0 0 Apollo Investment Corp (ainv) COM 03761u502 1369 90391 SH SOLE 90391 0 0 ISHARES S&P 500 ETF GROWTH (ivw) ETF 464287309 1298 7533 SH SOLE 7533 0 0 General Mills (gis) COM 370334104 1296 25038 SH SOLE 25038 0 0 TWO HARBORS INVT CORP (two) COM 90187B408 1271 93922 SH SOLE 93922 0 0 GLAXOSMITHKLINE PLC-ADR (gsk) ADR 37733W105 1232 29476 SH SOLE 29476 0 0 KOHLS CORP (kss) COM 500255104 1112 16166 SH SOLE 16166 0 0 TOTAL S.A. (tot) ADR 89151E109 1096 19698 SH SOLE 19698 0 0 WELLS FARGO COMPANY (wfc) COM 949746101 1090 22568 SH SOLE 22568 0 0 CITIGROUP INC COM (c) COM 172967424 1090 17525 SH SOLE 17525 0 0 BANK OF AMERICA CORP (bac) COM 060505104 1084 39282 SH SOLE 39282 0 0 Gap Inc. (gps) COM 364760108 1073 40980 SH SOLE 40980 0 0 WestRock Company (wrk) COM 96145D105 1054 27485 SH SOLE 27485 0 0 ROYAL DUTCH SHELL PLC SPONSORED (rds a) ADR 780259206 1046 16707 SH SOLE 16707 0 0 Sr. Housing Properties Trust (snh) COM 81721m109 1038 88128 SH SOLE 88128 0 0 INTERNATIONAL BUSINESS MACHINE CORP (ibm) COM 459200101 1030 7301 SH SOLE 7301 0 0 MACY'S INC (m) COM 55616P104 1027 42721 SH SOLE 42721 0 0 ERICSSON (LM) TEL-SP ADR NEW (eric) ADR 294821608 1015 110590 SH SOLE 110590 0 0 Communication Services SPDR ETF (xlc) ETF 81369y852 1010 21600 SH SOLE 21600 0 0 Pfizer Inc. (pfe) COM 717081103 985 23198 SH SOLE 23198 0 0 Hercules Capital Inc (htgc) COM 427096508 970 76620 SH SOLE 76620 0 0 Newell Brands Inc. (nwl) COM 651229106 848 55305 SH SOLE 55305 0 0 Medley Management Inc. (mdly) COM 58503T106 834 243013 SH SOLE 243013 0 0 Amgen Inc (amgn) COM 031162100 832 4382 SH SOLE 4382 0 0 QUALCOMM INC (qcom) COM 747525103 784 13754 SH SOLE 13754 0 0 JOHNSON & JOHNSON (jnj) COM 478160104 692 4948 SH SOLE 4948 0 0 Tremont Mortgage Trust (trmt) COM 894789106 607 69000 SH SOLE 69000 0 0 Intel Corp (intc) COM 458140100 567 10566 SH SOLE 10566 0 0 ProShares Tr II Ultra Short Futures (uvxy) ETF 74347w148 565 14520 SH SOLE 14520 0 0 International Paper Company (ip) COM 460146103 543 11742 SH SOLE 11742 0 0 Chardan Healthcare Acquisition Corp Unit COM 15957A207 500 49825 SH SOLE 49825 0 0 Chevron Corporation (cvx) COM 166764100 454 3682 SH SOLE 3682 0 0 ProShares Short S&P500 (sh) ETF 74347B425 413 14920 SH SOLE 14920 0 0 Catalyst Biosciences, Inc. (cbio) COM 14888d208 283 34930 SH SOLE 34930 0 0 KONINKLIJKE PHILIPS N V (phg) COM 500472303 234 5735 SH SOLE 5735 0 0 Invesco QQQ TR ETF SERIES 1 (qqq) ETF 46090e103 234 1304 SH SOLE 1304 0 0 Harris Corp (hrs) COM 413875105 231 1445 SH SOLE 1445 0 0 ADVANCED MICRO DEVICES INC (amd) COM 007903107 229 8955 SH SOLE 8955 0 0 Discovery Inc. (disca) COM 25470F104 226 8375 SH SOLE 8375 0 0 Briggs & Stratton Corp. (bgg) COM 109043109 184 15580 SH SOLE 15580 0 0 New Senior Investment Group Inc. (snr) COM 648691103 167 30665 SH SOLE 30665 0 0 UQM Technologies Inc. (uqm) COM 903213106 165 100000 SH SOLE 100000 0 0 STMicroelectronics N.V. (stm) COM 861012102 157 10545 SH SOLE 10545 0 0 Cedar Realty Tr Com (cdr) COM 150602209 128 37560 SH SOLE 37560 0 0 Oaktree Specialty Lending Corp. (ocsl) COM 67401P108 66 12820 SH SOLE 12820 0 0