0001140361-18-007827.txt : 20180214 0001140361-18-007827.hdr.sgml : 20180214 20180214121158 ACCESSION NUMBER: 0001140361-18-007827 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 EFFECTIVENESS DATE: 20180214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLEARBRIDGE, LLC CENTRAL INDEX KEY: 0000820330 IRS NUMBER: 521268629 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01701 FILM NUMBER: 18609623 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 410.539.0000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20120222 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 19990325 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000820330 XXXXXXXX 12-31-2017 12-31-2017 CLEARBRIDGE, LLC
100 INTERNATIONAL DRIVE BALTIMORE MD 21202
13F HOLDINGS REPORT 028-01701 N
Barbara Brooke Manning Chief Compliance Officer 212-805-2076 Barbara Brooke Manning New York NY 02-14-2018 1 179 4797353 false 1 0000704051 028-01700 LEGG MASON, INC.
INFORMATION TABLE 2 form13fInfoTable.xml AFLAC INC COM 001055102 6699 76312 SH DFND 1 76312 0 0 AES CORP COM 00130H105 55895 5161111 SH DFND 1 4296996 0 864115 AARONS INC COM PAR $0.50 002535300 21526 540178 SH DFND 1 432178 0 108000 AECOM COM 00766T100 48587 1307870 SH DFND 1 1083020 0 224850 AFFILIATED MANAGERS GROUP COM 008252108 107 520 SH DFND 1 520 0 0 ALBEMARLE CORP COM 012653101 128 1001 SH DFND 1 1001 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 75396 630455 SH DFND 1 526224 0 104231 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 5092 29529 SH DFND 1 29529 0 0 ALLEGIANT TRAVEL CO COM 01748X102 13254 85647 SH DFND 1 68147 0 17500 ALPHABET INC CAP STK CL C 02079K107 179093 171152 SH DFND 1 142968 0 28184 ALPHABET INC CAP STK CL A 02079K305 223 212 SH DFND 1 212 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 19518 4867366 SH DFND 1 3873446 0 993920 AMAZON COM INC COM 023135106 218 186 SH DFND 1 186 0 0 AMBEV SA SPONSORED ADR 02319V103 10 1520 SH DFND 1 1520 0 0 AMERICAN HOMES 4 RENT CL A 02665T306 69056 3161899 SH DFND 1 2611448 0 550451 ANADARKO PETE CORP COM 032511107 189 3522 SH DFND 1 3522 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 11 100 SH DFND 1 100 0 0 APACHE CORP COM 037411105 61328 1452590 SH DFND 1 1207669 0 244921 APPLE INC COM 037833100 396 2339 SH DFND 1 2339 0 0 AUTOZONE INC COM 053332102 91760 128990 SH DFND 1 107560 0 21430 BALCHEM CORP COM 057665200 16785 208253 SH DFND 1 165713 0 42540 BANK N S HALIFAX COM 064149107 15 240 SH DFND 1 240 0 0 BENEFICIAL BANCORP INC COM 08171T102 16062 992189 SH DFND 1 789439 0 202750 BIOMARIN PHARMACEUTICAL INC COM 09061G101 70 790 SH DFND 1 790 0 0 BLACK HILLS CORP COM 092113109 14586 242650 SH DFND 1 194210 0 48440 BLACKLINE INC COM 09239B109 21626 659320 SH DFND 1 524590 0 134730 BLUE BUFFALO PET PRODS INC COM 09531U102 68 2070 SH DFND 1 2070 0 0 BRIGHTHOUSE FINL INC COM 10922N103 33606 573089 SH DFND 1 478080 0 95009 BRISTOL MYERS SQUIBB CO COM 110122108 34683 565980 SH DFND 1 474700 0 91280 CBS CORP NEW CL B 124857202 37582 636983 SH DFND 1 532262 0 104721 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 67177 754040 SH DFND 1 624660 0 129380 CSX CORP COM 126408103 95 1722 SH DFND 1 1722 0 0 CADENCE BANCORPORATION CL A 12739A100 23543 868102 SH DFND 1 690742 0 177360 CANADIAN PAC RY LTD COM 13645T100 6712 36725 SH DFND 1 36725 0 0 CATERPILLAR INC DEL COM 149123101 140 888 SH DFND 1 888 0 0 CELGENE CORP COM 151020104 89124 854006 SH DFND 1 714582 0 139424 CHEMOURS CO COM 163851108 135 2689 SH DFND 1 2689 0 0 CHUYS HLDGS INC COM 171604101 15076 537456 SH DFND 1 427676 0 109780 CISCO SYS INC COM 17275R102 98194 2563812 SH DFND 1 2145976 0 417836 CITIGROUP INC COM NEW 172967424 85478 1148744 SH DFND 1 956790 0 191954 CLEARWATER PAPER CORP COM 18538R103 17076 376133 SH DFND 1 299293 0 76840 COCA COLA CO COM 191216100 157 3420 SH DFND 1 3420 0 0 COGENT COMMUNICATIONS HLDGS COM NEW 19239V302 9738 214960 SH DFND 1 171873 0 43087 CONTINENTAL BLDG PRODS INC COM 211171103 12254 435300 SH DFND 1 347920 0 87380 COTIVITI HLDGS INC COM 22164K101 13395 415870 SH DFND 1 332160 0 83710 CUBIC CORP COM 229669106 11881 201540 SH DFND 1 160370 0 41170 DELTA AIR LINES INC DEL COM NEW 247361702 76882 1372887 SH DFND 1 1139863 0 233024 DENTSPLY SIRONA INC COM 24906P109 57 859 SH DFND 1 859 0 0 DEVON ENERGY CORP NEW COM 25179M103 53910 1302162 SH DFND 1 1085402 0 216760 DIAGEO P L C SPON ADR NEW 25243Q205 7463 51105 SH DFND 1 51105 0 0 DISNEY WALT CO COM DISNEY 254687106 156 1450 SH DFND 1 1450 0 0 DYNAVAX TECHNOLOGIES CORP COM NEW 268158201 10335 552660 SH DFND 1 442660 0 110000 ENCORE CAP GROUP INC COM 292554102 15293 363250 SH DFND 1 290010 0 73240 ENPRO INDS INC COM 29355X107 14657 156740 SH DFND 1 124720 0 32020 EVERTEC INC COM 30040P103 7870 576574 SH DFND 1 457604 0 118970 EXELON CORP COM 30161N101 89749 2277320 SH DFND 1 1901450 0 375870 EXTRACTION OIL AND GAS INC COM 30227M105 16589 1159232 SH DFND 1 922512 0 236720 FACEBOOK INC CL A 30303M102 170 965 SH DFND 1 965 0 0 FIRST INTST BANCSYSTEM INC COM CL A 32055Y201 26633 664998 SH DFND 1 529148 0 135850 FLUOR CORP NEW COM 343412102 44688 865210 SH DFND 1 718079 0 147131 FORESCOUT TECHNOLOGIES INC COM 34553D101 16428 515150 SH DFND 1 411379 0 103771 FOUNDATION BLDG MATLS INC COM 350392106 14030 948623 SH DFND 1 754793 0 193830 GATX CORP COM 361448103 10748 172901 SH DFND 1 134221 0 38680 GENTEX CORP COM 371901109 17516 836096 SH DFND 1 665256 0 170840 GRAY TELEVISION INC COM 389375106 34085 2034954 SH DFND 1 1619254 0 415700 HANESBRANDS INC COM 410345102 32934 1575055 SH DFND 1 1316639 0 258416 HARTFORD FINL SVCS GROUP INC COM 416515104 35770 635580 SH DFND 1 533130 0 102450 HEALTHSOUTH CORP COM NEW 421924309 22764 460712 SH DFND 1 368012 0 92700 HEALTHEQUITY INC COM 42226A107 23214 497510 SH DFND 1 397500 0 100010 HEICO CORP NEW COM 422806109 14160 187595 SH DFND 1 149763 0 37832 HORIZON GLOBAL CORP COM 44052W104 11487 819336 SH DFND 1 651926 0 167410 ICF INTL INC COM 44925C103 15342 292231 SH DFND 1 233241 0 58990 INC RESH HLDGS INC CL A 45329R109 12647 290068 SH DFND 1 231948 0 58120 INTER PARFUMS INC COM 458334109 11096 255368 SH DFND 1 203218 0 52150 INTERCONTINENTAL EXCHANGE IN COM 45866F104 80640 1142863 SH DFND 1 953051 0 189812 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 11927 795659 SH DFND 1 633049 0 162610 JPMORGAN CHASE & CO COM 46625H100 161 1504 SH DFND 1 1504 0 0 JOHNSON & JOHNSON COM 478160104 99 712 SH DFND 1 712 0 0 KERYX BIOPHARMACEUTICALS INC COM 492515101 12521 2692744 SH DFND 1 2150364 0 542380 KINDER MORGAN INC DEL COM 49456B101 89263 4939820 SH DFND 1 4107350 0 832470 KINSALE CAP GROUP INC COM 49714P108 13367 297038 SH DFND 1 237248 0 59790 LANDSTAR SYS INC COM 515098101 12805 124765 SH DFND 1 99294 0 25471 LEGACY TEX FINL GROUP INC COM 52471Y106 29341 695119 SH DFND 1 553089 0 142030 LENNOX INTL INC COM 526107107 129 621 SH DFND 1 621 0 0 LEXICON PHARMACEUTICALS INC COM NEW 528872302 11748 1189097 SH DFND 1 949587 0 239510 LEXINGTON REALTY TRUST COM 529043101 13127 1360290 SH DFND 1 1086200 0 274090 LIGAND PHARMACEUTICALS INC COM NEW 53220K504 18275 133460 SH DFND 1 106190 0 27270 LOWES COS INC COM 548661107 76372 821739 SH DFND 1 686239 0 135500 MRC GLOBAL INC COM 55345K103 14348 848020 SH DFND 1 674770 0 173250 MTS SYS CORP COM 553777103 14886 277211 SH DFND 1 220601 0 56610 MAIN STREET CAPITAL CORP COM 56035L104 10342 260301 SH DFND 1 207062 0 53239 MANHATTAN ASSOCS INC COM 562750109 12310 248481 SH DFND 1 197713 0 50768 MARTEN TRANS LTD COM 573075108 17169 845774 SH DFND 1 673098 0 172676 MERCK & CO INC COM 58933Y105 100 1770 SH DFND 1 1770 0 0 METHODE ELECTRS INC COM 591520200 21544 537255 SH DFND 1 427475 0 109780 METLIFE INC COM 59156R108 43564 861620 SH DFND 1 717191 0 144429 MICROSOFT CORP COM 594918104 146992 1718398 SH DFND 1 1430178 0 288220 MOLSON COORS BREWING CO CL B 60871R209 41493 505580 SH DFND 1 419690 0 85890 MONDELEZ INTL INC CL A 609207105 61513 1437220 SH DFND 1 1197544 0 239676 MONRO INC COM 610236101 20116 353229 SH DFND 1 281069 0 72160 MURPHY USA INC COM 626755102 22271 277145 SH DFND 1 221695 0 55450 NMI HLDGS INC CL A 629209305 22894 1346681 SH DFND 1 1077207 0 269474 NOVO-NORDISK A S ADR 670100205 5083 94700 SH DFND 1 94700 0 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 34889 145046 SH DFND 1 120221 0 24825 ONEMAIN HLDGS INC COM 68268W103 22449 863769 SH DFND 1 687279 0 176490 ORACLE CORP COM 68389X105 128530 2718479 SH DFND 1 2266920 0 451559 PNC FINL SVCS GROUP INC COM 693475105 133 924 SH DFND 1 924 0 0 PNM RES INC COM 69349H107 15481 382719 SH DFND 1 305719 0 77000 PENNANTPARK INVT CORP COM 708062104 8301 1201339 SH DFND 1 959570 0 241769 PEPSICO INC COM 713448108 96 800 SH DFND 1 800 0 0 PIONEER NAT RES CO COM 723787107 81689 472602 SH DFND 1 393745 0 78857 PLAINS GP HLDGS L P LTD PARTNR INT A 72651A207 45103 2082910 SH DFND 1 1720450 0 362460 PLANET FITNESS INC CL A 72703H101 8692 250991 SH DFND 1 200381 0 50610 PROASSURANCE CORP COM 74267C106 14970 261944 SH DFND 1 208424 0 53520 PROCTER AND GAMBLE CO COM 742718109 147 1597 SH DFND 1 1597 0 0 PULTE GROUP INC COM 745867101 47566 1430551 SH DFND 1 1189030 0 241521 Q2 HLDGS INC COM 74736L109 15730 426861 SH DFND 1 339651 0 87210 QUALCOMM INC COM 747525103 46043 719195 SH DFND 1 599263 0 119932 REV GROUP INC COM 749527107 12845 394863 SH DFND 1 316133 0 78730 RADIAN GROUP INC COM 750236101 10315 500484 SH DFND 1 400484 0 100000 REALOGY HLDGS CORP COM 75605Y106 95426 3600993 SH DFND 1 2979802 0 621191 RINGCENTRAL INC CL A 76680R206 13415 277169 SH DFND 1 221419 0 55750 ROGERS COMMUNICATIONS INC CL B 775109200 64 1256 SH DFND 1 1256 0 0 ROYAL GOLD INC COM 780287108 58876 716951 SH DFND 1 597188 0 119763 RUSH ENTERPRISES INC CL A 781846209 16445 323665 SH DFND 1 258515 0 65150 RYANAIR HLDGS PLC SPONSORED ADR NE 783513203 2947 28285 SH DFND 1 28285 0 0 S&P GLOBAL INC COM 78409V104 130 770 SH DFND 1 770 0 0 SALESFORCE COM INC COM 79466L302 86 840 SH DFND 1 840 0 0 SAP SE SPON ADR 803054204 26 230 SH DFND 1 230 0 0 SEMTECH CORP COM 816850101 11601 339212 SH DFND 1 269912 0 69300 SERVICE CORP INTL COM 817565104 31049 831969 SH DFND 1 662019 0 169950 SERVICEMASTER GLOBAL HLDGS I COM 81761R109 40633 792523 SH DFND 1 656091 0 136432 SMART SAND INC COM 83191H107 21945 2534092 SH DFND 1 2016302 0 517790 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 2177 36660 SH DFND 1 36660 0 0 SPROUTS FMRS MKT INC COM 85208M102 29617 1216297 SH DFND 1 970897 0 245400 STARBUCKS CORP COM 855244109 98 1714 SH DFND 1 1714 0 0 STERICYCLE INC COM 858912108 58402 858980 SH DFND 1 718170 0 140810 STORE CAP CORP COM 862121100 22344 858080 SH DFND 1 685400 0 172680 SUMMIT HOTEL PPTYS INC COM 866082100 14436 947840 SH DFND 1 757110 0 190730 SUNCOR ENERGY INC NEW COM 867224107 5437 148078 SH DFND 1 148078 0 0 SUNTRUST BKS INC COM 867914103 75 1155 SH DFND 1 1155 0 0 SYNCHRONY FINL COM 87165B103 149283 3866440 SH DFND 1 3216750 0 649690 TEAM INC COM 878155100 11326 760120 SH DFND 1 608120 0 152000 TESLA INC COM 88160R101 81 260 SH DFND 1 260 0 0 TIVITY HEALTH INC COM 88870R102 13015 356080 SH DFND 1 283380 0 72700 TRANSDIGM GROUP INC COM 893641100 57157 208130 SH DFND 1 172910 0 35220 TREX CO INC COM 89531P105 60 556 SH DFND 1 556 0 0 TRIANGLE CAP CORP COM 895848109 12020 1266620 SH DFND 1 1011624 0 254996 TRISTATE CAP HLDGS INC COM 89678F100 12164 528880 SH DFND 1 420810 0 108070 2U INC COM 90214J101 26588 412158 SH DFND 1 329038 0 83120 ULTA BEAUTY INC COM 90384S303 62 275 SH DFND 1 275 0 0 ULTRAGENYX PHARMACEUTICAL IN COM 90400D108 51 1097 SH DFND 1 1097 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 44439 392049 SH DFND 1 327883 0 64166 VALE S A ADR 91912E105 3788 309720 SH DFND 1 309720 0 0 VEECO INSTRS INC DEL COM 922417100 11099 747390 SH DFND 1 594730 0 152660 VERTEX PHARMACEUTICALS INC COM 92532F100 63 420 SH DFND 1 420 0 0 VIEWRAY INC COM 92672L107 4 400 SH DFND 1 400 0 0 VISA INC COM CL A 92826C839 113 993 SH DFND 1 993 0 0 VOYA FINL INC COM 929089100 63802 1289706 SH DFND 1 1076307 0 213399 WNS HOLDINGS LTD SPON ADR 92932M101 24729 616227 SH DFND 1 490317 0 125910 WASHINGTON FED INC COM 938824109 26514 774117 SH DFND 1 615967 0 158150 WEB COM GROUP INC COM 94733A104 22517 1032907 SH DFND 1 821927 0 210980 WELLS FARGO CO NEW COM 949746101 130801 2155935 SH DFND 1 1792715 0 363220 ADIENT PLC ORD SHS G0084W101 73537 934393 SH DFND 1 792741 0 141652 ALLERGAN PLC SHS G0177J108 113999 696900 SH DFND 1 581470 0 115430 ASSURED GUARANTY LTD COM G0585R106 12057 355971 SH DFND 1 283241 0 72730 ICON PLC SHS G4705A100 6763 60300 SH DFND 1 60300 0 0 JOHNSON CTLS INTL PLC SHS G51502105 59783 1568700 SH DFND 1 1312080 0 256620 QUOTIENT LTD SHS G73268107 12682 2562084 SH DFND 1 2046364 0 515720 SIGNET JEWELERS LIMITED SHS G81276100 40704 719786 SH DFND 1 599693 0 120093 TEXTAINER GROUP HOLDINGS LTD SHS G8766E109 14072 654529 SH DFND 1 520929 0 133600 TRITON INTL LTD CL A G9078F107 12116 323537 SH DFND 1 258367 0 65170 VENATOR MATLS PLC SHS G9329Z100 17611 796145 SH DFND 1 636455 0 159690 XL GROUP LTD COM G98294104 60255 1713742 SH DFND 1 1430128 0 283614 CHECK POINT SOFTWARE TECH LT ORD M22465104 3522 33990 SH DFND 1 33990 0 0 TOWER SEMICONDUCTOR LTD SHS NEW M87915274 13744 403300 SH DFND 1 320970 0 82330 ASML HOLDING N V N Y REGISTRY SHS N07059210 109 628 SH DFND 1 628 0 0 MYLAN N V SHS EURO N59465109 91490 2162373 SH DFND 1 1796924 0 365449 BROADCOM LTD SHS Y09827109 2208 8594 SH DFND 1 8594 0 0