Chief Compliance Officer

0001140361-17-020464.txt : 20170515 0001140361-17-020464.hdr.sgml : 20170515 20170515135213 ACCESSION NUMBER: 0001140361-17-020464 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170515 DATE AS OF CHANGE: 20170515 EFFECTIVENESS DATE: 20170515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLEARBRIDGE, LLC CENTRAL INDEX KEY: 0000820330 IRS NUMBER: 521268629 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01701 FILM NUMBER: 17843094 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 410.539.0000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20120222 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 19990325 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000820330 XXXXXXXX 03-31-2017 03-31-2017 CLEARBRIDGE, LLC

100 INTERNATIONAL DRIVE BALTIMORE MD 21202

13F HOLDINGS REPORT 028-01701 N Barbara Brooke Manning Chief Compliance Officer 212-805-2076 Barbara Brooke Manning New York NY 05-15-2017 1 179 4645064 false 1 0000704051 028-01700 LEGG MASON, INC. INFORMATION TABLE 2 form13fInfoTable.xml AES CORP COM 00130H105 72915 6521927 SH DFND 1 5480480 0 1041447 AARONS INC COM PAR $0.50 002535300 10293 346110 SH DFND 1 257810 0 88300 ADVANCED ACCELERATOR APPLIC SPONSORED ADS 00790T100 333 8350 SH DFND 1 8350 0 0 AFFILIATED MANAGERS GROUP COM 008252108 131 800 SH DFND 1 800 0 0 AKORN INC COM 009728106 12881 534930 SH DFND 1 398930 0 136000 ALEXION PHARMACEUTICALS INC COM 015351109 82087 677060 SH DFND 1 572389 0 104671 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 3307 30669 SH DFND 1 30669 0 0 ALLEGIANT TRAVEL CO COM 01748X102 10126 63188 SH DFND 1 46818 0 16370 ALPHABET INC CAP STK CL C 02079K107 150303 181184 SH DFND 1 152520 0 28664 ALPHABET INC CAP STK CL A 02079K305 215 254 SH DFND 1 254 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 12173 3803931 SH DFND 1 2814391 0 989540 AMAZON COM INC COM 023135106 106223 119817 SH DFND 1 101017 0 18800 AMERICAN EXPRESS CO COM 025816109 81 1030 SH DFND 1 1030 0 0 AMERICAN HOMES 4 RENT CL A 02665T306 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