0001140361-17-007031.txt : 20170214
0001140361-17-007031.hdr.sgml : 20170214
20170214143016
ACCESSION NUMBER: 0001140361-17-007031
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170214
DATE AS OF CHANGE: 20170214
EFFECTIVENESS DATE: 20170214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLEARBRIDGE, LLC
CENTRAL INDEX KEY: 0000820330
IRS NUMBER: 521268629
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01701
FILM NUMBER: 17607146
BUSINESS ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 410.539.0000
MAIL ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
FORMER COMPANY:
FORMER CONFORMED NAME: LEGG MASON CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 20120222
FORMER COMPANY:
FORMER CONFORMED NAME: LEGG MASON CAPITAL MANAGEMENT INC
DATE OF NAME CHANGE: 19990325
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000820330
XXXXXXXX
12-31-2016
12-31-2016
CLEARBRIDGE, LLC
100 INTERNATIONAL DRIVE
BALTIMORE
MD
21202
13F HOLDINGS REPORT
028-01701
N
Barbara Brooke Manning
Chief Compliance Officer
212-805-2076
Barbara Brooke Manning
New York
NY
02-14-2017
1
176
4428786
false
1
0000704051
028-01700
LEGG MASON, INC.
INFORMATION TABLE
2
form13fInfoTable.xml
AES CORP
COM
00130H105
97743
8411597
SH
DFND
1
7029050
0
1382547
AFFILIATED MANAGERS GROUP
COM
008252108
147
1010
SH
DFND
1
1010
0
0
ALBEMARLE CORP
COM
012653101
91
1060
SH
DFND
1
1060
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
84406
689877
SH
DFND
1
576676
0
113201
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
2354
26809
SH
DFND
1
26809
0
0
ALLEGIANT TRAVEL CO
COM
01748X102
8746
52558
SH
DFND
1
38798
0
13760
ALPHABET INC
CAP STK CL C
02079K107
87578
113470
SH
DFND
1
95976
0
17494
ALPHABET INC
CAP STK CL A
02079K305
230
290
SH
DFND
1
290
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
10131
3289261
SH
DFND
1
2412711
0
876550
AMAZON COM INC
COM
023135106
91581
122129
SH
DFND
1
101979
0
20150
AMBEV SA
SPONSORED ADR
02319V103
6
1230
SH
DFND
1
1230
0
0
AMERICAN EXPRESS CO
COM
025816109
113
1530
SH
DFND
1
1530
0
0
AMERICAN HOMES 4 RENT
CL A
02665T306
71594
3412484
SH
DFND
1
2805204
0
607280
AMERICAN INTL GROUP INC
COM NEW
026874784
19
290
SH
DFND
1
290
0
0
AMERIPRISE FINL INC
COM
03076C106
76455
689155
SH
DFND
1
575821
0
113334
APACHE CORP
COM
037411105
76678
1208091
SH
DFND
1
1017330
0
190761
APPLE INC
COM
037833100
334
2885
SH
DFND
1
2885
0
0
ATHENAHEALTH INC
COM
04685W103
90
860
SH
DFND
1
860
0
0
BALCHEM CORP
COM
057665200
13167
156900
SH
DFND
1
115410
0
41490
BANK N S HALIFAX
COM
064149107
13
240
SH
DFND
1
240
0
0
BANKRATE INC DEL
COM
06647F102
17217
1558140
SH
DFND
1
1148860
0
409280
BENEFICIAL BANCORP INC
COM
08171T102
12180
661960
SH
DFND
1
487870
0
174090
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
65
790
SH
DFND
1
790
0
0
BIOGEN INC
COM
09062X103
78183
275700
SH
DFND
1
230450
0
45250
BOEING CO
COM
097023105
60017
385514
SH
DFND
1
322464
0
63050
BOSTON BEER INC
CL A
100557107
134
790
SH
DFND
1
790
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
98906
1692430
SH
DFND
1
1414390
0
278040
CBS CORP NEW
CL B
124857202
47235
742459
SH
DFND
1
630348
0
112111
C H ROBINSON WORLDWIDE INC
COM NEW
12541W209
55746
760930
SH
DFND
1
640290
0
120640
CSG SYS INTL INC
COM
126349109
11665
241006
SH
DFND
1
178346
0
62660
CALPINE CORP
COM NEW
131347304
86605
7576966
SH
DFND
1
6344026
0
1232940
CANADIAN PAC RY LTD
COM
13645T100
2741
19199
SH
DFND
1
19199
0
0
CELGENE CORP
COM
151020104
70970
613134
SH
DFND
1
513984
0
99150
CHIPOTLE MEXICAN GRILL INC
COM
169656105
94
250
SH
DFND
1
250
0
0
CHUYS HLDGS INC
COM
171604101
9812
302376
SH
DFND
1
222396
0
79980
CIRCOR INTL INC
COM
17273K109
9593
147851
SH
DFND
1
109141
0
38710
CISCO SYS INC
COM
17275R102
101287
3351642
SH
DFND
1
2806412
0
545230
CITIGROUP INC
COM NEW
172967424
126607
2130363
SH
DFND
1
1783731
0
346632
CLEARWATER PAPER CORP
COM
18538R103
13531
206420
SH
DFND
1
152140
0
54280
COCA COLA CO
COM
191216100
299
7220
SH
DFND
1
7220
0
0
COLGATE PALMOLIVE CO
COM
194162103
50226
767519
SH
DFND
1
644499
0
123020
CONSOL ENERGY INC
COM
20854P109
55523
3045711
SH
DFND
1
2552611
0
493100
CONTINENTAL BLDG PRODS INC
COM
211171103
12993
562469
SH
DFND
1
417229
0
145240
COPART INC
COM
217204106
8723
157423
SH
DFND
1
116113
0
41310
CRITEO S A
SPONS ADS
226718104
8704
211874
SH
DFND
1
155274
0
56600
DEVON ENERGY CORP NEW
COM
25179M103
55859
1223099
SH
DFND
1
1022489
0
200610
DIAGEO P L C
SPON ADR NEW
25243Q205
3415
32860
SH
DFND
1
32860
0
0
DISNEY WALT CO
COM DISNEY
254687106
182
1750
SH
DFND
1
1750
0
0
DISCOVER FINL SVCS
COM
254709108
71407
990520
SH
DFND
1
829120
0
161400
EPLUS INC
COM
294268107
14780
128299
SH
DFND
1
94389
0
33910
EVERTEC INC
COM
30040P103
12713
716252
SH
DFND
1
528742
0
187510
EXELON CORP
COM
30161N101
87586
2467900
SH
DFND
1
2064240
0
403660
EXTRACTION OIL AND GAS INC
COM
30227M105
10621
529970
SH
DFND
1
388660
0
141310
FACEBOOK INC
CL A
30303M102
113
980
SH
DFND
1
980
0
0
FIRST INTST BANCSYSTEM INC
COM CL A
32055Y201
21811
512591
SH
DFND
1
377651
0
134940
FOMENTO ECONOMICO MEXICANO S
SPON ADR UNITS
344419106
5
60
SH
DFND
1
60
0
0
GATX CORP
COM
361448103
20984
340757
SH
DFND
1
251747
0
89010
GENTEX CORP
COM
371901109
20768
1054738
SH
DFND
1
779188
0
275550
GRAY TELEVISION INC
COM
389375106
18777
1730640
SH
DFND
1
1279770
0
450870
HANCOCK HLDG CO
COM
410120109
9785
227038
SH
DFND
1
167850
0
59188
HARTFORD FINL SVCS GROUP INC
COM
416515104
51815
1087410
SH
DFND
1
902130
0
185280
HEALTHEQUITY INC
COM
42226A107
18576
458434
SH
DFND
1
338224
0
120210
HEICO CORP NEW
COM
422806109
13928
180537
SH
DFND
1
133207
0
47330
HI-CRUSH PARTNERS LP
COM UNIT LTD
428337109
9346
471998
SH
DFND
1
349355
0
122643
ICF INTL INC
COM
44925C103
14915
270201
SH
DFND
1
199351
0
70850
INC RESH HLDGS INC
CL A
45329R109
7541
143358
SH
DFND
1
104918
0
38440
INTER PARFUMS INC
COM
458334109
4973
151843
SH
DFND
1
110163
0
41680
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
141
2500
SH
DFND
1
2500
0
0
IRONWOOD PHARMACEUTICALS INC
COM CL A
46333X108
9485
620345
SH
DFND
1
454315
0
166030
JPMORGAN CHASE & CO
COM
46625H100
200
2320
SH
DFND
1
2320
0
0
KKR & CO L P DEL
COM UNITS
48248M102
36147
2348720
SH
DFND
1
1962110
0
386610
KINSALE CAP GROUP INC
COM
49714P108
12073
354990
SH
DFND
1
262240
0
92750
LANDSTAR SYS INC
COM
515098101
8696
101941
SH
DFND
1
74710
0
27231
LAUDER ESTEE COS INC
CL A
518439104
107
1400
SH
DFND
1
1400
0
0
LEGACY TEX FINL GROUP INC
COM
52471Y106
23016
534517
SH
DFND
1
395537
0
138980
LENNOX INTL INC
COM
526107107
107
700
SH
DFND
1
700
0
0
LEXINGTON REALTY TRUST
COM
529043101
9040
837054
SH
DFND
1
618744
0
218310
LIGAND PHARMACEUTICALS INC
COM NEW
53220K504
8236
81055
SH
DFND
1
59805
0
21250
LOWES COS INC
COM
548661107
81610
1147496
SH
DFND
1
959976
0
187520
LULULEMON ATHLETICA INC
COM
550021109
756
11630
SH
DFND
1
11630
0
0
MTS SYS CORP
COM
553777103
11702
206380
SH
DFND
1
152110
0
54270
MAIN STREET CAPITAL CORP
COM
56035L104
11699
318170
SH
DFND
1
235052
0
83118
MANHATTAN ASSOCS INC
COM
562750109
7896
148893
SH
DFND
1
110135
0
38758
MARTEN TRANS LTD
COM
573075108
8828
378902
SH
DFND
1
277902
0
101000
MATSON INC
COM
57686G105
10079
284793
SH
DFND
1
209793
0
75000
MEDPACE HLDGS INC
COM
58506Q109
9148
253628
SH
DFND
1
187188
0
66440
METHODE ELECTRS INC
COM
591520200
17050
412339
SH
DFND
1
304049
0
108290
METLIFE INC
COM
59156R108
114138
2117984
SH
DFND
1
1773599
0
344385
METTLER TOLEDO INTERNATIONAL
COM
592688105
1066
2546
SH
DFND
1
2546
0
0
MICROSOFT CORP
COM
594918104
142821
2298382
SH
DFND
1
1922192
0
376190
MOLINA HEALTHCARE INC
COM
60855R100
8162
150430
SH
DFND
1
111250
0
39180
MONRO MUFFLER BRAKE INC
COM
610236101
12976
226855
SH
DFND
1
167855
0
59000
MOSAIC CO NEW
COM
61945C103
40371
1376455
SH
DFND
1
1144772
0
231683
MURPHY USA INC
COM
626755102
13607
221354
SH
DFND
1
163644
0
57710
NMI HLDGS INC
CL A
629209305
9426
885104
SH
DFND
1
655670
0
229434
NIKE INC
CL B
654106103
87
1720
SH
DFND
1
1720
0
0
NOVO-NORDISK A S
ADR
670100205
2409
67170
SH
DFND
1
67170
0
0
ONEMAIN HLDGS INC
COM
68268W103
14678
662980
SH
DFND
1
489880
0
173100
ORACLE CORP
COM
68389X105
105963
2755877
SH
DFND
1
2308668
0
447209
PNM RES INC
COM
69349H107
13834
403337
SH
DFND
1
298977
0
104360
PRA GROUP INC
COM
69354N106
13567
346992
SH
DFND
1
255985
0
91007
PACCAR INC
COM
693718108
53053
830253
SH
DFND
1
695958
0
134295
PAYPAL HLDGS INC
COM
70450Y103
75
1900
SH
DFND
1
1900
0
0
PENNANTPARK INVT CORP
COM
708062104
7083
924646
SH
DFND
1
687880
0
236766
PLANET FITNESS INC
CL A
72703H101
7438
370041
SH
DFND
1
272741
0
97300
POPULAR INC
COM NEW
733174700
14239
324954
SH
DFND
1
239174
0
85780
POTBELLY CORP
COM
73754Y100
9480
734914
SH
DFND
1
540324
0
194590
POTLATCH CORP NEW
COM
737630103
14165
340091
SH
DFND
1
251581
0
88510
POWER INTEGRATIONS INC
COM
739276103
9458
139389
SH
DFND
1
102809
0
36580
PROASSURANCE CORP
COM
74267C106
15972
284207
SH
DFND
1
209847
0
74360
PULTE GROUP INC
COM
745867101
53178
2893240
SH
DFND
1
2425113
0
468127
Q2 HLDGS INC
COM
74736L109
15238
528196
SH
DFND
1
390306
0
137890
QUALCOMM INC
COM
747525103
69967
1073110
SH
DFND
1
894840
0
178270
RADIAN GROUP INC
COM
750236101
13892
772650
SH
DFND
1
571660
0
200990
RADIUS HEALTH INC
COM NEW
750469207
5395
141860
SH
DFND
1
104920
0
36940
RALPH LAUREN CORP
CL A
751212101
58617
648996
SH
DFND
1
542536
0
106460
REALOGY HLDGS CORP
COM
75605Y106
91150
3542550
SH
DFND
1
2956000
0
586550
RED HAT INC
COM
756577102
97
1390
SH
DFND
1
1390
0
0
RED ROBIN GOURMET BURGERS IN
COM
75689M101
9638
170883
SH
DFND
1
125883
0
45000
ROCKWELL AUTOMATION INC
COM
773903109
17
130
SH
DFND
1
130
0
0
ROCKWELL COLLINS INC
COM
774341101
181
1950
SH
DFND
1
1950
0
0
RUSH ENTERPRISES INC
CL A
781846209
14409
451690
SH
DFND
1
333670
0
118020
RYANAIR HLDGS PLC
SPONSORED ADR NE
783513203
3090
37115
SH
DFND
1
37115
0
0
SALESFORCE COM INC
COM
79466L302
133
1940
SH
DFND
1
1940
0
0
SANCHEZ ENERGY CORP
COM
79970Y105
8952
991313
SH
DFND
1
726853
0
264460
SAP SE
SPON ADR
803054204
3550
41070
SH
DFND
1
41070
0
0
SCHLUMBERGER LTD
COM
806857108
2289
27261
SH
DFND
1
27261
0
0
SEMTECH CORP
COM
816850101
12169
385714
SH
DFND
1
282674
0
103040
SERVICE CORP INTL
COM
817565104
20169
710193
SH
DFND
1
524463
0
185730
SIGNATURE BK NEW YORK N Y
COM
82669G104
75
500
SH
DFND
1
500
0
0
SMART SAND INC
COM
83191H107
11978
723730
SH
DFND
1
535970
0
187760
SPROUTS FMRS MKT INC
COM
85208M102
15971
844150
SH
DFND
1
624140
0
220010
STARBUCKS CORP
COM
855244109
279
5020
SH
DFND
1
5020
0
0
STEEL DYNAMICS INC
COM
858119100
7556
212369
SH
DFND
1
155702
0
56667
STERICYCLE INC
COM
858912108
60145
780700
SH
DFND
1
651540
0
129160
SUMMIT HOTEL PPTYS
COM
866082100
13333
831770
SH
DFND
1
613560
0
218210
SUNCOR ENERGY INC NEW
COM
867224107
2757
84330
SH
DFND
1
84330
0
0
SURGICAL CARE AFFILIATES INC
COM
86881L106
9182
198449
SH
DFND
1
146873
0
51576
SYNCHRONY FINL
COM
87165B103
138275
3812367
SH
DFND
1
3189017
0
623350
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
1803
62699
SH
DFND
1
62699
0
0
TAYLOR MORRISON HOME CORP
CL A
87724P106
9910
514548
SH
DFND
1
380158
0
134390
TESLA MTRS INC
COM
88160R101
62
290
SH
DFND
1
290
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
1805
36576
SH
DFND
1
36576
0
0
TREEHOUSE FOODS INC
COM
89469A104
8181
113324
SH
DFND
1
83917
0
29407
TRIANGLE CAP CORP
COM
895848109
9274
505675
SH
DFND
1
376329
0
129346
TWITTER INC
COM
90184L102
81
4950
SH
DFND
1
4950
0
0
2U INC
COM
90214J101
12866
426741
SH
DFND
1
314761
0
111980
ULTRAGENYX PHARMACEUTICAL IN
COM
90400D108
72
1020
SH
DFND
1
1020
0
0
UNITED CONTL HLDGS INC
COM
910047109
99536
1365756
SH
DFND
1
1149746
0
216010
UNITED NAT FOODS INC
COM
911163103
11185
234390
SH
DFND
1
173100
0
61290
UNITEDHEALTH GROUP INC
COM
91324P102
73493
459219
SH
DFND
1
383085
0
76134
VALE S A
ADR
91912E105
1455
190946
SH
DFND
1
190946
0
0
VEECO INSTRS INC DEL
COM
922417100
11817
405374
SH
DFND
1
301244
0
104130
VERTEX PHARMACEUTICALS INC
COM
92532F100
48
650
SH
DFND
1
650
0
0
VISA INC
COM CL A
92826C839
93
1190
SH
DFND
1
1190
0
0
WNS HOLDINGS LTD
SPON ADR
92932M101
12051
437410
SH
DFND
1
321020
0
116390
WASHINGTON FED INC
COM
938824109
20512
597160
SH
DFND
1
440700
0
156460
WEB COM GROUP INC
COM
94733A104
8506
402190
SH
DFND
1
291634
0
110556
WEBMD HEALTH CORP
COM
94770V102
10868
219242
SH
DFND
1
161582
0
57660
WELLS FARGO & CO NEW
COM
949746101
141545
2568416
SH
DFND
1
2158876
0
409540
YAHOO INC
COM
984332106
35245
911423
SH
DFND
1
762883
0
148540
ADIENT PLC
ORD SHS
G0084W101
36006
614440
SH
DFND
1
515638
0
98802
ALLERGAN PLC
SHS
G0177J108
105979
504640
SH
DFND
1
423690
0
80950
ASSURED GUARANTY LTD
COM
G0585R106
13640
361131
SH
DFND
1
267441
0
93690
ICON PLC
SHS
G4705A100
2450
32580
SH
DFND
1
32580
0
0
IHS MARKIT LTD
SHS
G47567105
112
3160
SH
DFND
1
3160
0
0
JOHNSON CTLS INTL PLC
SHS
G51502105
57721
1401340
SH
DFND
1
1170250
0
231090
NORWEGIAN CRUISE LINE HLDGS
SHS
G66721104
38949
915810
SH
DFND
1
769410
0
146400
QUOTIENT LTD
SHS
G73268107
6034
1246684
SH
DFND
1
921824
0
324860
TRITON INTL LTD
CL A
G9078F107
9438
597324
SH
DFND
1
437484
0
159840
UBS GROUP AG
SHS
H42097107
2564
163651
SH
DFND
1
163651
0
0
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
2398
28390
SH
DFND
1
28390
0
0
MOBILEYE N V AMSTELVEEN
ORD SHS
N51488117
1074
28170
SH
DFND
1
28170
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
49057
571891
SH
DFND
1
479612
0
92279
MYLAN N V
SHS EURO
N59465109
70072
1836746
SH
DFND
1
1540537
0
296209
NXP SEMICONDUCTORS N V
COM
N6596X109
686
7000
SH
DFND
1
7000
0
0