0001140361-14-007604.txt : 20140214 0001140361-14-007604.hdr.sgml : 20140214 20140214133542 ACCESSION NUMBER: 0001140361-14-007604 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000820330 IRS NUMBER: 521268629 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01701 FILM NUMBER: 14614133 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 410.539.0000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 19990325 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000820330 XXXXXXXX 12-31-2013 12-31-2013 LEGG MASON CAPITAL MANAGEMENT LLC
100 INTERNATIONAL DRIVE BALTIMORE MD 21202
13F HOLDINGS REPORT 028-01701 N
Barbara Manning Chief Compliance Officer 212-805-2076 Barbara Manning New York NY 02-14-2014 1 195 5236344 false 1 0000704051 028-01700 LEGG MASON, INC.
INFORMATION TABLE 2 form13fInfoTable.xml AES CORP COM 00130H105 59389 4092987 SH DFND 1 3167487 0 925500 ACACIA RESH CORP ACACIA TCH COM 003881307 4998 343738 SH DFND 1 343738 0 0 ACUITY BRANDS INC COM 00508Y102 29 264 SH DFND 1 264 0 0 ADOBE SYS INC COM 00724F101 4881 81520 SH DFND 1 81520 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 16497 149055 SH DFND 1 149055 0 0 ADVISORY BRD CO COM 00762W107 17 269 SH DFND 1 269 0 0 ALLEGIANT TRAVEL CO COM 01748X102 10332 97990 SH DFND 1 97990 0 0 ALLISON TRANSMISSION HLDGS I COM 01973R101 6960 252090 SH DFND 1 252090 0 0 ALTERA CORP COM 021441100 1687 51900 SH DFND 1 51900 0 0 AMAZON COM INC COM 023135106 105261 263951 SH DFND 1 203661 0 60290 AMERICAN HOMES 4 RENT CL A 02665T306 58363 3602640 SH DFND 1 2875550 0 727090 ANGIES LIST INC COM 034754101 10129 668600 SH DFND 1 668600 0 0 APACHE CORP COM 037411105 71110 827440 SH DFND 1 628050 0 199390 APPLE INC COM 037833100 203968 363567 SH DFND 1 280492 0 83075 ATHENAHEALTH INC COM 04685W103 4560 33900 SH DFND 1 33900 0 0 AUTOLIV INC COM 052800109 10623 115720 SH DFND 1 115720 0 0 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 44183 3566020 SH DFND 1 3350970 0 215050 BED BATH & BEYOND INC COM 075896100 1156 14400 SH DFND 1 14400 0 0 BIG LOTS INC COM 089302103 1539 47650 SH DFND 1 47650 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 1294 18400 SH DFND 1 18400 0 0 BLACKHAWK NETWORK HLDGS INC CL A 09238E104 3789 150000 SH DFND 1 150000 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 5261 167000 SH DFND 1 167000 0 0 BROADCOM CORP CL A 111320107 116762 3938669 SH DFND 1 2988699 0 949970 BROOKDALE SR LIVING INC COM 112463104 24 881 SH DFND 1 881 0 0 BROWN FORMAN CORP CL B 115637209 5675 75100 SH DFND 1 75100 0 0 CABOT OIL & GAS CORP COM 127097103 605 15600 SH DFND 1 15600 0 0 CALPINE CORP COM NEW 131347304 12181 624340 SH DFND 1 624340 0 0 CAPITAL ONE FINL CORP COM 14040H105 91432 1193467 SH DFND 1 881427 0 312040 CARMIKE CINEMAS INC COM 143436400 6325 227194 SH DFND 1 227194 0 0 CELGENE CORP COM 151020104 68989 408298 SH DFND 1 312068 0 96230 CHEVRON CORP NEW COM 166764100 112726 902458 SH DFND 1 669748 0 232710 CHUYS HLDGS INC COM 171604101 7185 199470 SH DFND 1 199470 0 0 CISCO SYS INC COM 17275R102 114227 5092600 SH DFND 1 3867770 0 1224830 CITIGROUP INC COM NEW 172967424 129723 2489398 SH DFND 1 1887408 0 601990 CITI TRENDS INC COM 17306X102 17 977 SH DFND 1 977 0 0 CITY NATL CORP COM 178566105 25 319 SH DFND 1 319 0 0 CLOUD PEAK ENERGY INC COM 18911Q102 16 907 SH DFND 1 907 0 0 COACH INC COM 189754104 37575 669430 SH DFND 1 506270 0 163160 COLGATE PALMOLIVE CO COM 194162103 86510 1326638 SH DFND 1 1000508 0 326130 COMFORT SYS USA INC COM 199908104 20 1007 SH DFND 1 1007 0 0 COMPASS MINERALS INTL INC COM 20451N101 8883 110968 SH DFND 1 110968 0 0 CONSOL ENERGY INC COM 20854P109 91215 2397875 SH DFND 1 1882115 0 515760 COPART INC COM 217204106 10832 295539 SH DFND 1 295539 0 0 COSTAR GROUP INC COM 22160N109 13 70 SH DFND 1 70 0 0 COVANTA HLDG CORP COM 22282E102 20 1148 SH DFND 1 1148 0 0 CRITEO S A SPONS ADS 226718104 3562 104157 SH DFND 1 104157 0 0 CVENT INC COM 23247G109 695 19087 SH DFND 1 19087 0 0 CYBERONICS INC COM 23251P102 12784 195414 SH DFND 1 195414 0 0 DEXCOM INC COM 252131107 22 629 SH DFND 1 629 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 5853 44200 SH DFND 1 44200 0 0 DIAMONDBACK ENERGY INC COM 25278X109 2569 48580 SH DFND 1 48580 0 0 DOLLAR GEN CORP NEW COM 256677105 6985 115800 SH DFND 1 115800 0 0 DOMINION DIAMOND CORP COM 257287102 2369 165000 SH DFND 1 165000 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 72648 1491138 SH DFND 1 1166108 0 325030 E M C CORP MASS COM 268648102 109899 4369743 SH DFND 1 3357013 0 1012730 E TRADE FINANCIAL CORP COM NEW 269246401 69297 3528369 SH DFND 1 2931509 0 596860 EBAY INC COM 278642103 91260 1663348 SH DFND 1 1259721 0 403627 EMERSON ELEC CO COM 291011104 1011 14400 SH DFND 1 14400 0 0 ENDOLOGIX INC COM 29266S106 6654 381540 SH DFND 1 381540 0 0 ENVISION HEALTHCARE HLDGS IN COM 29413U103 7157 201490 SH DFND 1 201490 0 0 EURONET WORLDWIDE INC COM 298736109 30 620 SH DFND 1 620 0 0 EVERTEC INC COM 30040P103 14437 585435 SH DFND 1 585435 0 0 EXPEDIA INC DEL COM NEW 30212P303 83870 1203988 SH DFND 1 959308 0 244680 EXPEDITORS INTL WASH INC COM 302130109 9666 218430 SH DFND 1 218430 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 82684 1177170 SH DFND 1 879610 0 297560 EXTERRAN HLDGS INC COM 30225X103 18 515 SH DFND 1 515 0 0 FXCM INC COM CL A 302693106 7916 443726 SH DFND 1 443726 0 0 F5 NETWORKS INC COM 315616102 10632 117015 SH DFND 1 117015 0 0 FIFTH THIRD BANCORP COM 316773100 8056 383065 SH DFND 1 383065 0 0 FIRST INTST BANCSYSTEM INC COM CL A 32055Y201 15379 542071 SH DFND 1 542071 0 0 FLEETCOR TECHNOLOGIES INC COM 339041105 12097 103240 SH DFND 1 103240 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 3885 39700 SH DFND 1 39700 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 76183 4937317 SH DFND 1 3759363 0 1177954 FOREST LABS INC COM 345838106 82881 1380663 SH DFND 1 1076433 0 304230 FORTRESS INVESTMENT GROUP LL CL A 34958B106 10174 1188540 SH DFND 1 1188540 0 0 GENERAL CABLE CORP DEL NEW COM 369300108 12 408 SH DFND 1 408 0 0 GENTEX CORP COM 371901109 14511 439985 SH DFND 1 439985 0 0 GENWORTH FINL INC COM CL A 37247D106 113568 7312830 SH DFND 1 5704310 0 1608520 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 90366 1692558 SH DFND 1 1305849 0 386709 GOOGLE INC CL A 38259P508 3698 3300 SH DFND 1 3300 0 0 GROUPON INC COM CL A 399473107 714 60700 SH DFND 1 60700 0 0 HAEMONETICS CORP COM 405024100 6395 151790 SH DFND 1 151790 0 0 HALLIBURTON CO COM 406216101 75423 1486162 SH DFND 1 1128942 0 357220 HARTFORD FINL SVCS GROUP INC COM 416515104 87848 2424735 SH DFND 1 1935825 0 488910 HATTERAS FINL CORP COM 41902R103 7800 477350 SH DFND 1 477350 0 0 HEICO CORP NEW COM 422806109 10254 176951 SH DFND 1 176951 0 0 HENRY JACK & ASSOC INC COM 426281101 30 505 SH DFND 1 505 0 0 HHGREGG INC COM 42833L108 11 806 SH DFND 1 806 0 0 HOUGHTON MIFFLIN HARCOURT CO COM 44157R109 533 31400 SH DFND 1 31400 0 0 ICF INTL INC COM 44925C103 15 423 SH DFND 1 423 0 0 IPC THE HOSPITALIST CO INC COM 44984A105 11995 201968 SH DFND 1 201968 0 0 IDEXX LABS INC COM 45168D104 15746 148030 SH DFND 1 148030 0 0 INTEGRATED DEVICE TECHNOLOGY COM 458118106 9594 942460 SH DFND 1 942460 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 940 69300 SH DFND 1 69300 0 0 JPMORGAN CHASE & CO COM 46625H100 178315 3049159 SH DFND 1 2329999 0 719160 KKR FINL HLDGS LLC COM 48248A306 16855 1382705 SH DFND 1 1382705 0 0 KKR & CO L P DEL COM UNITS 48248M102 37264 1530980 SH DFND 1 1115230 0 415750 KENNAMETAL INC COM 489170100 18 349 SH DFND 1 349 0 0 KEY ENERGY SVCS INC COM 492914106 13 1680 SH DFND 1 1680 0 0 KOPPERS HOLDINGS INC COM 50060P106 6889 150590 SH DFND 1 150590 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 8297 90810 SH DFND 1 90810 0 0 LANDSTAR SYS INC COM 515098101 22 391 SH DFND 1 391 0 0 LAS VEGAS SANDS CORP COM 517834107 6073 77000 SH DFND 1 77000 0 0 LAUDER ESTEE COS INC CL A 518439104 4183 55540 SH DFND 1 55540 0 0 LOWES COS INC COM 548661107 1809 36500 SH DFND 1 36500 0 0 MRC GLOBAL INC COM 55345K103 9784 303275 SH DFND 1 303275 0 0 MADISON SQUARE GARDEN CO CL A 55826P100 10415 180880 SH DFND 1 180880 0 0 MASCO CORP COM 574599106 9891 434375 SH DFND 1 434375 0 0 MCDERMOTT INTL INC COM 580037109 6402 698870 SH DFND 1 698870 0 0 MCDONALDS CORP COM 580135101 97683 1006728 SH DFND 1 754238 0 252490 MEDTRONIC INC COM 585055106 111716 1946609 SH DFND 1 1500479 0 446130 MERCK & CO INC NEW COM 58933Y105 125246 2502410 SH DFND 1 1876590 0 625820 METLIFE INC COM 59156R108 124968 2317664 SH DFND 1 1761254 0 556410 MICROS SYS INC COM 594901100 12161 211973 SH DFND 1 211973 0 0 MICROSOFT CORP COM 594918104 156047 4171273 SH DFND 1 3147213 0 1024060 MONSANTO CO NEW COM 61166W101 1900 16300 SH DFND 1 16300 0 0 MURPHY USA INC COM 626755102 6861 165080 SH DFND 1 165080 0 0 NEUSTAR INC CL A 64126X201 6071 121755 SH DFND 1 121755 0 0 NIKE INC CL B 654106103 1557 19800 SH DFND 1 19800 0 0 NORFOLK SOUTHERN CORP COM 655844108 90734 977424 SH DFND 1 750514 0 226910 OCCIDENTAL PETE CORP DEL COM 674599105 3856 40550 SH DFND 1 40550 0 0 OLD DOMINION FGHT LINES INC COM 679580100 20053 378222 SH DFND 1 378222 0 0 OWENS CORNING NEW COM 690742101 12288 301770 SH DFND 1 301770 0 0 PMC-SIERRA INC COM 69344F106 14 2117 SH DFND 1 2117 0 0 PACCAR INC COM 693718108 71057 1200904 SH DFND 1 871129 0 329775 PARKER HANNIFIN CORP COM 701094104 83026 645412 SH DFND 1 501728 0 143684 PEP BOYS MANNY MOE & JACK COM 713278109 16 1352 SH DFND 1 1352 0 0 PFIZER INC COM 717081103 96276 3143179 SH DFND 1 2375009 0 768170 PHILLIPS 66 COM 718546104 114787 1488232 SH DFND 1 1136352 0 351880 PIER 1 IMPORTS INC COM 720279108 11384 493230 SH DFND 1 493230 0 0 PLANTRONICS INC NEW COM 727493108 21 455 SH DFND 1 455 0 0 POLYPORE INTL INC COM 73179V103 10205 262348 SH DFND 1 262348 0 0 PORTLAND GEN ELEC CO COM NEW 736508847 9876 327030 SH DFND 1 327030 0 0 PREMIER INC CL A 74051N102 4068 110666 SH DFND 1 110666 0 0 PREMIERE GLOBAL SVCS INC COM 740585104 27 2351 SH DFND 1 2351 0 0 PROASSURANCE CORP COM 74267C106 10053 207354 SH DFND 1 207354 0 0 PRIVATEBANCORP INC COM 742962103 29 1007 SH DFND 1 1007 0 0 QEP RES INC COM 74733V100 9266 302310 SH DFND 1 302310 0 0 RACKSPACE HOSTING INC COM 750086100 4426 113110 SH DFND 1 113110 0 0 RALPH LAUREN CORP CL A 751212101 49653 281210 SH DFND 1 222600 0 58610 REALOGY HLDGS CORP COM 75605Y106 5491 110990 SH DFND 1 110990 0 0 RED HAT INC COM 756577102 5811 103700 SH DFND 1 103700 0 0 RED ROBIN GOURMET BURGERS IN COM 75689M101 33 450 SH DFND 1 450 0 0 REDWOOD TR INC COM 758075402 14 709 SH DFND 1 709 0 0 RUDOLPH TECHNOLOGIES INC COM 781270103 15 1270 SH DFND 1 1270 0 0 RUSH ENTERPRISES INC CL A 781846209 23 774 SH DFND 1 774 0 0 SAP AG SPON ADR 803054204 1200 13770 SH DFND 1 13770 0 0 SCHLUMBERGER LTD COM 806857108 5659 62800 SH DFND 1 62800 0 0 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 1858 21500 SH DFND 1 21500 0 0 SERVICE CORP INTL COM 817565104 10638 586737 SH DFND 1 586737 0 0 SERVICENOW INC COM 81762P102 6290 112300 SH DFND 1 112300 0 0 SILGAN HOLDINGS INC COM 827048109 19 399 SH DFND 1 399 0 0 SNAP ON INC COM 833034101 27 246 SH DFND 1 246 0 0 SOUTHWEST AIRLS CO COM 844741108 4463 236900 SH DFND 1 236900 0 0 SOUTHWESTERN ENERGY CO COM 845467109 44725 1137168 SH DFND 1 871678 0 265490 SPANSION INC COM CL A NEW 84649R200 13 949 SH DFND 1 949 0 0 SPIRIT AIRLS INC COM 848577102 1326 29200 SH DFND 1 29200 0 0 SPRINGLEAF HLDGS INC COM 85172J101 11495 454692 SH DFND 1 454692 0 0 STARBUCKS CORP COM 855244109 2482 31660 SH DFND 1 31660 0 0 STERIS CORP COM 859152100 15 304 SH DFND 1 304 0 0 SURGICAL CARE AFFILIATES INC COM 86881L106 14407 413530 SH DFND 1 413530 0 0 SYNOVUS FINL CORP COM 87161C105 14243 3956363 SH DFND 1 3956363 0 0 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 1598 21480 SH DFND 1 21480 0 0 TARGET CORP COM 87612E106 72820 1150948 SH DFND 1 877378 0 273570 TAYLOR MORRISON HOME CORP CL A 87724P106 7737 344640 SH DFND 1 344640 0 0 TERADATA CORP DEL COM 88076W103 94635 2080349 SH DFND 1 1611849 0 468500 TIBCO SOFTWARE INC COM 88632Q103 14 607 SH DFND 1 607 0 0 TITAN MACHY INC COM 88830R101 8 470 SH DFND 1 470 0 0 TREEHOUSE FOODS INC COM 89469A104 12521 181672 SH DFND 1 181672 0 0 TWITTER INC COM 90184L102 1948 30600 SH DFND 1 30600 0 0 UNITED CONTL HLDGS INC COM 910047109 90430 2390440 SH DFND 1 1832320 0 558120 UNITED PARCEL SERVICE INC CL B 911312106 1261 12000 SH DFND 1 12000 0 0 UNITED TECHNOLOGIES CORP COM 913017109 97792 859336 SH DFND 1 660326 0 199010 UNITEDHEALTH GROUP INC COM 91324P102 123688 1642599 SH DFND 1 1248329 0 394270 UNIVERSAL FST PRODS INC COM 913543104 20 384 SH DFND 1 384 0 0 VALASSIS COMMUNICATIONS INC COM 918866104 13 375 SH DFND 1 375 0 0 VEEVA SYS INC CL A COM 922475108 1205 37550 SH DFND 1 37550 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 1501 20200 SH DFND 1 20200 0 0 WABASH NATL CORP COM 929566107 20 1620 SH DFND 1 1620 0 0 WELLS FARGO & CO NEW COM 949746101 104676 2305629 SH DFND 1 1760649 0 544980 WHITING PETE CORP NEW COM 966387102 9371 151460 SH DFND 1 151460 0 0 WOODWARD INC COM 980745103 8495 186244 SH DFND 1 186244 0 0 WORKDAY INC CL A 98138H101 108 1300 SH DFND 1 1300 0 0 YOUKU TUDOU INC SPONSORED ADR 98742U100 1433 47300 SH DFND 1 47300 0 0 AIRCASTLE LTD COM G0129K104 13266 692365 SH DFND 1 692365 0 0 AMDOCS LTD ORD G02602103 14948 362470 SH DFND 1 362470 0 0 AMIRA NATURE FOODS LTD SHS G0335L102 2644 167740 SH DFND 1 167740 0 0 ASSURED GUARANTY LTD COM G0585R106 13307 564115 SH DFND 1 564115 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1209 14700 SH DFND 1 14700 0 0 CREDICORP LTD COM G2519Y108 1248 9400 SH DFND 1 9400 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 1714 28500 SH DFND 1 28500 0 0 FLEETMATICS GROUP PLC COM G35569105 2271 52500 SH DFND 1 52500 0 0 MONTPELIER RE HOLDINGS LTD SHS G62185106 17 597 SH DFND 1 597 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 94077 1171858 SH DFND 1 884118 0 287740 NXP SEMICONDUCTORS N V COM N6596X109 1415 30800 SH DFND 1 30800 0 0