0001140361-14-007604.txt : 20140214
0001140361-14-007604.hdr.sgml : 20140214
20140214133542
ACCESSION NUMBER: 0001140361-14-007604
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140214
DATE AS OF CHANGE: 20140214
EFFECTIVENESS DATE: 20140214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEGG MASON CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0000820330
IRS NUMBER: 521268629
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01701
FILM NUMBER: 14614133
BUSINESS ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 410.539.0000
MAIL ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
FORMER COMPANY:
FORMER CONFORMED NAME: LEGG MASON CAPITAL MANAGEMENT INC
DATE OF NAME CHANGE: 19990325
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000820330
XXXXXXXX
12-31-2013
12-31-2013
LEGG MASON CAPITAL MANAGEMENT LLC
100 INTERNATIONAL DRIVE
BALTIMORE
MD
21202
13F HOLDINGS REPORT
028-01701
N
Barbara Manning
Chief Compliance Officer
212-805-2076
Barbara Manning
New York
NY
02-14-2014
1
195
5236344
false
1
0000704051
028-01700
LEGG MASON, INC.
INFORMATION TABLE
2
form13fInfoTable.xml
AES CORP
COM
00130H105
59389
4092987
SH
DFND
1
3167487
0
925500
ACACIA RESH CORP
ACACIA TCH COM
003881307
4998
343738
SH
DFND
1
343738
0
0
ACUITY BRANDS INC
COM
00508Y102
29
264
SH
DFND
1
264
0
0
ADOBE SYS INC
COM
00724F101
4881
81520
SH
DFND
1
81520
0
0
ADVANCE AUTO PARTS INC
COM
00751Y106
16497
149055
SH
DFND
1
149055
0
0
ADVISORY BRD CO
COM
00762W107
17
269
SH
DFND
1
269
0
0
ALLEGIANT TRAVEL CO
COM
01748X102
10332
97990
SH
DFND
1
97990
0
0
ALLISON TRANSMISSION HLDGS I
COM
01973R101
6960
252090
SH
DFND
1
252090
0
0
ALTERA CORP
COM
021441100
1687
51900
SH
DFND
1
51900
0
0
AMAZON COM INC
COM
023135106
105261
263951
SH
DFND
1
203661
0
60290
AMERICAN HOMES 4 RENT
CL A
02665T306
58363
3602640
SH
DFND
1
2875550
0
727090
ANGIES LIST INC
COM
034754101
10129
668600
SH
DFND
1
668600
0
0
APACHE CORP
COM
037411105
71110
827440
SH
DFND
1
628050
0
199390
APPLE INC
COM
037833100
203968
363567
SH
DFND
1
280492
0
83075
ATHENAHEALTH INC
COM
04685W103
4560
33900
SH
DFND
1
33900
0
0
AUTOLIV INC
COM
052800109
10623
115720
SH
DFND
1
115720
0
0
BANCO BILBAO VIZCAYA ARGENTA
SPONSORED ADR
05946K101
44183
3566020
SH
DFND
1
3350970
0
215050
BED BATH & BEYOND INC
COM
075896100
1156
14400
SH
DFND
1
14400
0
0
BIG LOTS INC
COM
089302103
1539
47650
SH
DFND
1
47650
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
1294
18400
SH
DFND
1
18400
0
0
BLACKHAWK NETWORK HLDGS INC
CL A
09238E104
3789
150000
SH
DFND
1
150000
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
5261
167000
SH
DFND
1
167000
0
0
BROADCOM CORP
CL A
111320107
116762
3938669
SH
DFND
1
2988699
0
949970
BROOKDALE SR LIVING INC
COM
112463104
24
881
SH
DFND
1
881
0
0
BROWN FORMAN CORP
CL B
115637209
5675
75100
SH
DFND
1
75100
0
0
CABOT OIL & GAS CORP
COM
127097103
605
15600
SH
DFND
1
15600
0
0
CALPINE CORP
COM NEW
131347304
12181
624340
SH
DFND
1
624340
0
0
CAPITAL ONE FINL CORP
COM
14040H105
91432
1193467
SH
DFND
1
881427
0
312040
CARMIKE CINEMAS INC
COM
143436400
6325
227194
SH
DFND
1
227194
0
0
CELGENE CORP
COM
151020104
68989
408298
SH
DFND
1
312068
0
96230
CHEVRON CORP NEW
COM
166764100
112726
902458
SH
DFND
1
669748
0
232710
CHUYS HLDGS INC
COM
171604101
7185
199470
SH
DFND
1
199470
0
0
CISCO SYS INC
COM
17275R102
114227
5092600
SH
DFND
1
3867770
0
1224830
CITIGROUP INC
COM NEW
172967424
129723
2489398
SH
DFND
1
1887408
0
601990
CITI TRENDS INC
COM
17306X102
17
977
SH
DFND
1
977
0
0
CITY NATL CORP
COM
178566105
25
319
SH
DFND
1
319
0
0
CLOUD PEAK ENERGY INC
COM
18911Q102
16
907
SH
DFND
1
907
0
0
COACH INC
COM
189754104
37575
669430
SH
DFND
1
506270
0
163160
COLGATE PALMOLIVE CO
COM
194162103
86510
1326638
SH
DFND
1
1000508
0
326130
COMFORT SYS USA INC
COM
199908104
20
1007
SH
DFND
1
1007
0
0
COMPASS MINERALS INTL INC
COM
20451N101
8883
110968
SH
DFND
1
110968
0
0
CONSOL ENERGY INC
COM
20854P109
91215
2397875
SH
DFND
1
1882115
0
515760
COPART INC
COM
217204106
10832
295539
SH
DFND
1
295539
0
0
COSTAR GROUP INC
COM
22160N109
13
70
SH
DFND
1
70
0
0
COVANTA HLDG CORP
COM
22282E102
20
1148
SH
DFND
1
1148
0
0
CRITEO S A
SPONS ADS
226718104
3562
104157
SH
DFND
1
104157
0
0
CVENT INC
COM
23247G109
695
19087
SH
DFND
1
19087
0
0
CYBERONICS INC
COM
23251P102
12784
195414
SH
DFND
1
195414
0
0
DEXCOM INC
COM
252131107
22
629
SH
DFND
1
629
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
5853
44200
SH
DFND
1
44200
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
2569
48580
SH
DFND
1
48580
0
0
DOLLAR GEN CORP NEW
COM
256677105
6985
115800
SH
DFND
1
115800
0
0
DOMINION DIAMOND CORP
COM
257287102
2369
165000
SH
DFND
1
165000
0
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
72648
1491138
SH
DFND
1
1166108
0
325030
E M C CORP MASS
COM
268648102
109899
4369743
SH
DFND
1
3357013
0
1012730
E TRADE FINANCIAL CORP
COM NEW
269246401
69297
3528369
SH
DFND
1
2931509
0
596860
EBAY INC
COM
278642103
91260
1663348
SH
DFND
1
1259721
0
403627
EMERSON ELEC CO
COM
291011104
1011
14400
SH
DFND
1
14400
0
0
ENDOLOGIX INC
COM
29266S106
6654
381540
SH
DFND
1
381540
0
0
ENVISION HEALTHCARE HLDGS IN
COM
29413U103
7157
201490
SH
DFND
1
201490
0
0
EURONET WORLDWIDE INC
COM
298736109
30
620
SH
DFND
1
620
0
0
EVERTEC INC
COM
30040P103
14437
585435
SH
DFND
1
585435
0
0
EXPEDIA INC DEL
COM NEW
30212P303
83870
1203988
SH
DFND
1
959308
0
244680
EXPEDITORS INTL WASH INC
COM
302130109
9666
218430
SH
DFND
1
218430
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
82684
1177170
SH
DFND
1
879610
0
297560
EXTERRAN HLDGS INC
COM
30225X103
18
515
SH
DFND
1
515
0
0
FXCM INC
COM CL A
302693106
7916
443726
SH
DFND
1
443726
0
0
F5 NETWORKS INC
COM
315616102
10632
117015
SH
DFND
1
117015
0
0
FIFTH THIRD BANCORP
COM
316773100
8056
383065
SH
DFND
1
383065
0
0
FIRST INTST BANCSYSTEM INC
COM CL A
32055Y201
15379
542071
SH
DFND
1
542071
0
0
FLEETCOR TECHNOLOGIES INC
COM
339041105
12097
103240
SH
DFND
1
103240
0
0
FOMENTO ECONOMICO MEXICANO S
SPON ADR UNITS
344419106
3885
39700
SH
DFND
1
39700
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
76183
4937317
SH
DFND
1
3759363
0
1177954
FOREST LABS INC
COM
345838106
82881
1380663
SH
DFND
1
1076433
0
304230
FORTRESS INVESTMENT GROUP LL
CL A
34958B106
10174
1188540
SH
DFND
1
1188540
0
0
GENERAL CABLE CORP DEL NEW
COM
369300108
12
408
SH
DFND
1
408
0
0
GENTEX CORP
COM
371901109
14511
439985
SH
DFND
1
439985
0
0
GENWORTH FINL INC
COM CL A
37247D106
113568
7312830
SH
DFND
1
5704310
0
1608520
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
90366
1692558
SH
DFND
1
1305849
0
386709
GOOGLE INC
CL A
38259P508
3698
3300
SH
DFND
1
3300
0
0
GROUPON INC
COM CL A
399473107
714
60700
SH
DFND
1
60700
0
0
HAEMONETICS CORP
COM
405024100
6395
151790
SH
DFND
1
151790
0
0
HALLIBURTON CO
COM
406216101
75423
1486162
SH
DFND
1
1128942
0
357220
HARTFORD FINL SVCS GROUP INC
COM
416515104
87848
2424735
SH
DFND
1
1935825
0
488910
HATTERAS FINL CORP
COM
41902R103
7800
477350
SH
DFND
1
477350
0
0
HEICO CORP NEW
COM
422806109
10254
176951
SH
DFND
1
176951
0
0
HENRY JACK & ASSOC INC
COM
426281101
30
505
SH
DFND
1
505
0
0
HHGREGG INC
COM
42833L108
11
806
SH
DFND
1
806
0
0
HOUGHTON MIFFLIN HARCOURT CO
COM
44157R109
533
31400
SH
DFND
1
31400
0
0
ICF INTL INC
COM
44925C103
15
423
SH
DFND
1
423
0
0
IPC THE HOSPITALIST CO INC
COM
44984A105
11995
201968
SH
DFND
1
201968
0
0
IDEXX LABS INC
COM
45168D104
15746
148030
SH
DFND
1
148030
0
0
INTEGRATED DEVICE TECHNOLOGY
COM
458118106
9594
942460
SH
DFND
1
942460
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
940
69300
SH
DFND
1
69300
0
0
JPMORGAN CHASE & CO
COM
46625H100
178315
3049159
SH
DFND
1
2329999
0
719160
KKR FINL HLDGS LLC
COM
48248A306
16855
1382705
SH
DFND
1
1382705
0
0
KKR & CO L P DEL
COM UNITS
48248M102
37264
1530980
SH
DFND
1
1115230
0
415750
KENNAMETAL INC
COM
489170100
18
349
SH
DFND
1
349
0
0
KEY ENERGY SVCS INC
COM
492914106
13
1680
SH
DFND
1
1680
0
0
KOPPERS HOLDINGS INC
COM
50060P106
6889
150590
SH
DFND
1
150590
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
8297
90810
SH
DFND
1
90810
0
0
LANDSTAR SYS INC
COM
515098101
22
391
SH
DFND
1
391
0
0
LAS VEGAS SANDS CORP
COM
517834107
6073
77000
SH
DFND
1
77000
0
0
LAUDER ESTEE COS INC
CL A
518439104
4183
55540
SH
DFND
1
55540
0
0
LOWES COS INC
COM
548661107
1809
36500
SH
DFND
1
36500
0
0
MRC GLOBAL INC
COM
55345K103
9784
303275
SH
DFND
1
303275
0
0
MADISON SQUARE GARDEN CO
CL A
55826P100
10415
180880
SH
DFND
1
180880
0
0
MASCO CORP
COM
574599106
9891
434375
SH
DFND
1
434375
0
0
MCDERMOTT INTL INC
COM
580037109
6402
698870
SH
DFND
1
698870
0
0
MCDONALDS CORP
COM
580135101
97683
1006728
SH
DFND
1
754238
0
252490
MEDTRONIC INC
COM
585055106
111716
1946609
SH
DFND
1
1500479
0
446130
MERCK & CO INC NEW
COM
58933Y105
125246
2502410
SH
DFND
1
1876590
0
625820
METLIFE INC
COM
59156R108
124968
2317664
SH
DFND
1
1761254
0
556410
MICROS SYS INC
COM
594901100
12161
211973
SH
DFND
1
211973
0
0
MICROSOFT CORP
COM
594918104
156047
4171273
SH
DFND
1
3147213
0
1024060
MONSANTO CO NEW
COM
61166W101
1900
16300
SH
DFND
1
16300
0
0
MURPHY USA INC
COM
626755102
6861
165080
SH
DFND
1
165080
0
0
NEUSTAR INC
CL A
64126X201
6071
121755
SH
DFND
1
121755
0
0
NIKE INC
CL B
654106103
1557
19800
SH
DFND
1
19800
0
0
NORFOLK SOUTHERN CORP
COM
655844108
90734
977424
SH
DFND
1
750514
0
226910
OCCIDENTAL PETE CORP DEL
COM
674599105
3856
40550
SH
DFND
1
40550
0
0
OLD DOMINION FGHT LINES INC
COM
679580100
20053
378222
SH
DFND
1
378222
0
0
OWENS CORNING NEW
COM
690742101
12288
301770
SH
DFND
1
301770
0
0
PMC-SIERRA INC
COM
69344F106
14
2117
SH
DFND
1
2117
0
0
PACCAR INC
COM
693718108
71057
1200904
SH
DFND
1
871129
0
329775
PARKER HANNIFIN CORP
COM
701094104
83026
645412
SH
DFND
1
501728
0
143684
PEP BOYS MANNY MOE & JACK
COM
713278109
16
1352
SH
DFND
1
1352
0
0
PFIZER INC
COM
717081103
96276
3143179
SH
DFND
1
2375009
0
768170
PHILLIPS 66
COM
718546104
114787
1488232
SH
DFND
1
1136352
0
351880
PIER 1 IMPORTS INC
COM
720279108
11384
493230
SH
DFND
1
493230
0
0
PLANTRONICS INC NEW
COM
727493108
21
455
SH
DFND
1
455
0
0
POLYPORE INTL INC
COM
73179V103
10205
262348
SH
DFND
1
262348
0
0
PORTLAND GEN ELEC CO
COM NEW
736508847
9876
327030
SH
DFND
1
327030
0
0
PREMIER INC
CL A
74051N102
4068
110666
SH
DFND
1
110666
0
0
PREMIERE GLOBAL SVCS INC
COM
740585104
27
2351
SH
DFND
1
2351
0
0
PROASSURANCE CORP
COM
74267C106
10053
207354
SH
DFND
1
207354
0
0
PRIVATEBANCORP INC
COM
742962103
29
1007
SH
DFND
1
1007
0
0
QEP RES INC
COM
74733V100
9266
302310
SH
DFND
1
302310
0
0
RACKSPACE HOSTING INC
COM
750086100
4426
113110
SH
DFND
1
113110
0
0
RALPH LAUREN CORP
CL A
751212101
49653
281210
SH
DFND
1
222600
0
58610
REALOGY HLDGS CORP
COM
75605Y106
5491
110990
SH
DFND
1
110990
0
0
RED HAT INC
COM
756577102
5811
103700
SH
DFND
1
103700
0
0
RED ROBIN GOURMET BURGERS IN
COM
75689M101
33
450
SH
DFND
1
450
0
0
REDWOOD TR INC
COM
758075402
14
709
SH
DFND
1
709
0
0
RUDOLPH TECHNOLOGIES INC
COM
781270103
15
1270
SH
DFND
1
1270
0
0
RUSH ENTERPRISES INC
CL A
781846209
23
774
SH
DFND
1
774
0
0
SAP AG
SPON ADR
803054204
1200
13770
SH
DFND
1
13770
0
0
SCHLUMBERGER LTD
COM
806857108
5659
62800
SH
DFND
1
62800
0
0
SCRIPPS NETWORKS INTERACT IN
CL A COM
811065101
1858
21500
SH
DFND
1
21500
0
0
SERVICE CORP INTL
COM
817565104
10638
586737
SH
DFND
1
586737
0
0
SERVICENOW INC
COM
81762P102
6290
112300
SH
DFND
1
112300
0
0
SILGAN HOLDINGS INC
COM
827048109
19
399
SH
DFND
1
399
0
0
SNAP ON INC
COM
833034101
27
246
SH
DFND
1
246
0
0
SOUTHWEST AIRLS CO
COM
844741108
4463
236900
SH
DFND
1
236900
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
44725
1137168
SH
DFND
1
871678
0
265490
SPANSION INC
COM CL A NEW
84649R200
13
949
SH
DFND
1
949
0
0
SPIRIT AIRLS INC
COM
848577102
1326
29200
SH
DFND
1
29200
0
0
SPRINGLEAF HLDGS INC
COM
85172J101
11495
454692
SH
DFND
1
454692
0
0
STARBUCKS CORP
COM
855244109
2482
31660
SH
DFND
1
31660
0
0
STERIS CORP
COM
859152100
15
304
SH
DFND
1
304
0
0
SURGICAL CARE AFFILIATES INC
COM
86881L106
14407
413530
SH
DFND
1
413530
0
0
SYNOVUS FINL CORP
COM
87161C105
14243
3956363
SH
DFND
1
3956363
0
0
TRW AUTOMOTIVE HLDGS CORP
COM
87264S106
1598
21480
SH
DFND
1
21480
0
0
TARGET CORP
COM
87612E106
72820
1150948
SH
DFND
1
877378
0
273570
TAYLOR MORRISON HOME CORP
CL A
87724P106
7737
344640
SH
DFND
1
344640
0
0
TERADATA CORP DEL
COM
88076W103
94635
2080349
SH
DFND
1
1611849
0
468500
TIBCO SOFTWARE INC
COM
88632Q103
14
607
SH
DFND
1
607
0
0
TITAN MACHY INC
COM
88830R101
8
470
SH
DFND
1
470
0
0
TREEHOUSE FOODS INC
COM
89469A104
12521
181672
SH
DFND
1
181672
0
0
TWITTER INC
COM
90184L102
1948
30600
SH
DFND
1
30600
0
0
UNITED CONTL HLDGS INC
COM
910047109
90430
2390440
SH
DFND
1
1832320
0
558120
UNITED PARCEL SERVICE INC
CL B
911312106
1261
12000
SH
DFND
1
12000
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
97792
859336
SH
DFND
1
660326
0
199010
UNITEDHEALTH GROUP INC
COM
91324P102
123688
1642599
SH
DFND
1
1248329
0
394270
UNIVERSAL FST PRODS INC
COM
913543104
20
384
SH
DFND
1
384
0
0
VALASSIS COMMUNICATIONS INC
COM
918866104
13
375
SH
DFND
1
375
0
0
VEEVA SYS INC
CL A COM
922475108
1205
37550
SH
DFND
1
37550
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
1501
20200
SH
DFND
1
20200
0
0
WABASH NATL CORP
COM
929566107
20
1620
SH
DFND
1
1620
0
0
WELLS FARGO & CO NEW
COM
949746101
104676
2305629
SH
DFND
1
1760649
0
544980
WHITING PETE CORP NEW
COM
966387102
9371
151460
SH
DFND
1
151460
0
0
WOODWARD INC
COM
980745103
8495
186244
SH
DFND
1
186244
0
0
WORKDAY INC
CL A
98138H101
108
1300
SH
DFND
1
1300
0
0
YOUKU TUDOU INC
SPONSORED ADR
98742U100
1433
47300
SH
DFND
1
47300
0
0
AIRCASTLE LTD
COM
G0129K104
13266
692365
SH
DFND
1
692365
0
0
AMDOCS LTD
ORD
G02602103
14948
362470
SH
DFND
1
362470
0
0
AMIRA NATURE FOODS LTD
SHS
G0335L102
2644
167740
SH
DFND
1
167740
0
0
ASSURED GUARANTY LTD
COM
G0585R106
13307
564115
SH
DFND
1
564115
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
1209
14700
SH
DFND
1
14700
0
0
CREDICORP LTD
COM
G2519Y108
1248
9400
SH
DFND
1
9400
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
1714
28500
SH
DFND
1
28500
0
0
FLEETMATICS GROUP PLC
COM
G35569105
2271
52500
SH
DFND
1
52500
0
0
MONTPELIER RE HOLDINGS LTD
SHS
G62185106
17
597
SH
DFND
1
597
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
94077
1171858
SH
DFND
1
884118
0
287740
NXP SEMICONDUCTORS N V
COM
N6596X109
1415
30800
SH
DFND
1
30800
0
0