-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Oh08HUnPUSJ4G3z0OdcFhcV7lfLBx5i2fb+yy5EysV8Uv+VMs88VD4fGK4VYO4d3 DR7ayE4pYvS0WJCHG6xTFw== 0000357235-11-000096.txt : 20110211 0000357235-11-000096.hdr.sgml : 20110211 20110211152532 ACCESSION NUMBER: 0000357235-11-000096 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110211 FILED AS OF DATE: 20110211 DATE AS OF CHANGE: 20110211 EFFECTIVENESS DATE: 20110211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000820330 IRS NUMBER: 521268629 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01701 FILM NUMBER: 11598569 BUSINESS ADDRESS: STREET 1: 100 LIGHT STREET CITY: BALTIMORE STATE: MD ZIP: 21202 MAIL ADDRESS: STREET 1: 100 LIGHT STREET CITY: BALTIMORE STATE: MD ZIP: 21202 13F-HR 1 lmcm4q1.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Legg Mason Capital Management, Inc. Address: 100 International Drive Baltimore, MD 21202 13F File Number: 28-1701 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Nick Milano Title: Chief Compliance Officer Phone: 410-539-0000 Signature, Place, and Date of Signing: Nick Milano Baltimore, MD February 11, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form13F Information Table Entry Total: 371 Form13F Information Table Value Total: $13,400,722 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 28-1700 Legg Mason, Inc. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 140896 1632623 SH DEFINED 1 1015925 0 616698 ABBOTT LABS COM 002824100 123139 2570198 SH DEFINED 1 1536248 0 1033950 ACACIA RESH CORP ACACIA TCH COM 003881307 54 2064 SH DEFINED 1 2064 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 53 1086 SH DEFINED 1 1086 0 0 ACME PACKET INC COM 004764106 15 275 SH DEFINED 1 275 0 0 ACTIVISION BLIZZARD INC COM 00507V109 8 620 SH DEFINED 1 620 0 0 ACUITY BRANDS INC COM 00508Y102 47 810 SH DEFINED 1 810 0 0 ADOBE SYS INC COM 00724F101 86060 2795945 SH DEFINED 1 1632623 0 1163322 ADVANCE AUTO PARTS INC COM 00751Y106 9 121 SH DEFINED 1 121 0 0 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 75 2679 SH DEFINED 1 602 0 2077 AES CORP COM 00130H105 576523 47333522 SH DEFINED 1 37957066 0 9376456 AETNA INC NEW COM 00817Y108 175591 5755167 SH DEFINED 1 4368379 0 1386788 AFLAC INC COM 001055102 228640 4051728 SH DEFINED 1 3193055 0 858673 AIRCASTLE LTD COM G0129K104 18409 1761575 SH DEFINED 1 1761575 0 0 ALKERMES INC COM 01642T108 31971 2603471 SH DEFINED 1 2599498 0 3973 ALLIANCE ONE INTL INC COM 018772103 22 5171 SH DEFINED 1 5171 0 0 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 80 3390 SH DEFINED 1 3390 0 0 ALLIED WRLD ASSUR COM HLDG A SHS H01531104 38990 655950 SH DEFINED 1 555950 0 100000 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 12 598 SH DEFINED 1 598 0 0 ALLSTATE CORP COM 020002101 2248 70500 SH DEFINED 1 70500 0 0 ALTRIA GROUP INC COM 02209S103 29 1165 SH DEFINED 1 1165 0 0 AMAG PHARMACEUTICALS INC COM 00163U106 9 477 SH DEFINED 1 477 0 0 AMAZON COM INC COM 023135106 269486 1497140 SH DEFINED 1 1085218 0 411922 AMDOCS LTD ORD G02602103 8 256 SH DEFINED 1 256 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 736 25590 SH DEFINED 1 25590 0 0 AMERICAN EXPRESS CO COM 025816109 288347 6718241 SH DEFINED 1 4772023 0 1946218 AMERIGROUP CORP COM 03073T102 11 238 SH DEFINED 1 238 0 0 AMGEN INC COM 031162100 32886 599009 SH DEFINED 1 476466 0 122543 ANALOG DEVICES INC COM 032654105 10 245 SH DEFINED 1 245 0 0 ANNALY CAP MGMT INC COM 035710409 674 37606 SH DEFINED 1 37606 0 0 APACHE CORP COM 037411105 7336 61526 SH DEFINED 1 61019 0 507 APOLLO COML REAL EST FIN INC COM 03762U105 108 6600 SH DEFINED 1 6600 0 0 APOLLO INVT CORP COM 03761U106 889 80260 SH DEFINED 1 80260 0 0 APPLE INC COM 037833100 82903 257015 SH DEFINED 1 152546 0 104469 ARES CAP CORP COM 04010L103 7788 472518 SH DEFINED 1 64988 0 407530 ASIAINFO-LINKAGE INC COM 04518A104 14 835 SH DEFINED 1 835 0 0 ASSURANT INC COM 04621X108 3313 86000 SH DEFINED 1 86000 0 0 ASSURED GUARANTY LTD COM G0585R106 79084 4467986 SH DEFINED 1 4065148 0 402838 AT&T INC COM 00206R102 7291 248129 SH DEFINED 1 248129 0 0 ATHENAHEALTH INC COM 04685W103 105 2538 SH DEFINED 1 1300 0 1238 AUTODESK INC COM 052769106 59777 1564819 SH DEFINED 1 828417 0 736402 AUXILIUM PHARMACEUTICALS INC COM 05334D107 31 1457 SH DEFINED 1 1457 0 0 AVNET INC COM 053807103 4123 124800 SH DEFINED 1 124800 0 0 AXIS CAPITAL HOLDINGS SHS G0692U109 8 214 SH DEFINED 1 214 0 0 BABCOCK & WILCOX CO NEW COM 05615F102 23968 936614 SH DEFINED 1 934110 0 2504 BAKER HUGHES INC COM 057224107 12864 225000 SH DEFINED 1 225000 0 0 BALL CORP COM 058498106 8 116 SH DEFINED 1 116 0 0 BANK OF AMERICA CORPORATION COM 060505104 214750 16098174 SH DEFINED 1 12376997 0 3721177 BANK OF AMERICA CORPORATION *W EXP 01/16/201 060505146 1231 172300 SH DEFINED 1 172300 0 0 BEAZER HOMES USA INC UNIT 99/99/9999 07556Q501 420 17700 SH DEFINED 1 17700 0 0 BECKMAN COULTER INC COM 075811109 24313 323174 SH DEFINED 1 323174 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 192 2387 SH DEFINED 1 536 0 1851 BEST BUY INC COM 086516101 147228 4293598 SH DEFINED 1 3414646 0 878952 BIOGEN IDEC INC COM 09062X103 9 120 SH DEFINED 1 120 0 0 BJS WHOLESALE CLUB INC COM 05548J106 39 794 SH DEFINED 1 794 0 0 BLACKBOARD INC COM 091935502 29 690 SH DEFINED 1 690 0 0 BLACKROCK DEBT STRAT FD INC COM 09255R103 77 20000 SH DEFINED 1 20000 0 0 BLACKROCK INC COM 09247X101 63960 335603 SH DEFINED 1 265473 0 70130 BLACKROCK KELSO CAPITAL CORP COM 092533108 831 75100 SH DEFINED 1 75100 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 2593 183236 SH DEFINED 1 183236 0 0 BOEING CO COM 097023105 2285 35000 SH DEFINED 1 35000 0 0 BOSTON SCIENTIFIC CORP COM 101137107 58549 7734319 SH DEFINED 1 6823306 0 911013 BOYD GAMING CORP COM 103304101 106 9943 SH DEFINED 1 4433 0 5510 BP PLC SPONSORED ADR 055622104 172958 3915734 SH DEFINED 1 3411734 0 504000 BRISTOL MYERS SQUIBB CO COM 110122108 17 617 SH DEFINED 1 617 0 0 BROADCOM CORP CL A 111320107 10 210 SH DEFINED 1 210 0 0 BROOKDALE SR LIVING INC COM 112463104 43 1985 SH DEFINED 1 1985 0 0 CA INC COM 12673P105 139 5680 SH DEFINED 1 3053 0 2627 CALPINE CORP COM NEW 131347304 43127 3232898 SH DEFINED 1 2726382 0 506516 CAMPBELL SOUP CO COM 134429109 7 193 SH DEFINED 1 193 0 0 CAPITAL ONE FINL CORP COM 14040H105 199621 4690328 SH DEFINED 1 3595841 0 1094487 CAPITALSOURCE INC NOTE 7.250% 7/1 14055XAG7 77 75000 PRN DEFINED 1 75000 0 0 CAPSTEAD MTG CORP COM NO PAR 14067E506 441 35000 SH DEFINED 1 35000 0 0 CAREER EDUCATION CORP COM 141665109 27203 1312225 SH DEFINED 1 1312225 0 0 CARMIKE CINEMAS INC COM 143436400 22 2756 SH DEFINED 1 2756 0 0 CBS CORP NEW CL B 124857202 2382 125000 SH DEFINED 1 125000 0 0 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 9 385 SH DEFINED 1 385 0 0 CHESAPEAKE ENERGY CORP COM 165167107 3628 140000 SH DEFINED 1 0 0 140000 CHEVRON CORP NEW COM 166764100 26 281 SH DEFINED 1 281 0 0 CHICOS FAS INC COM 168615102 8061 670000 SH DEFINED 1 670000 0 0 CHIMERA INVT CORP COM 16934Q109 693 168522 SH DEFINED 1 168522 0 0 CHUBB CORP COM 171232101 8 123 SH DEFINED 1 123 0 0 CIGNA CORP COM 125509109 17 446 SH DEFINED 1 446 0 0 CISCO SYS INC COM 17275R102 363385 17962632 SH DEFINED 1 12566168 0 5396464 CIT GROUP INC COM NEW 125581801 136 2873 SH DEFINED 1 2873 0 0 CITI TRENDS INC COM 17306X102 43 1723 SH DEFINED 1 1723 0 0 CITIGROUP INC COM 172967101 251869 53249251 SH DEFINED 1 41633387 0 11615864 CITY NATL CORP COM 178566105 38 603 SH DEFINED 1 603 0 0 COACH INC COM 189754104 30 529 SH DEFINED 1 529 0 0 COCA COLA CO COM 191216100 8 118 SH DEFINED 1 118 0 0 COHEN & STEERS REIT & PFD IN COM 19247X100 115 8000 SH DEFINED 1 8000 0 0 COLGATE PALMOLIVE CO COM 194162103 8015 99715 SH DEFINED 1 23859 0 75856 COLLECTORS UNIVERSE INC COM NEW 19421R200 543 39000 SH DEFINED 1 39000 0 0 COMCAST CORP NEW CL A 20030N101 9 376 SH DEFINED 1 376 0 0 COMFORT SYS USA INC COM 199908104 28 2121 SH DEFINED 1 2121 0 0 COMMERCE BANCSHARES INC COM 200525103 8 193 SH DEFINED 1 193 0 0 COMPUCREDIT HLDGS CORP NOTE 3.625% 5/3 20478NAB6 208 244000 PRN DEFINED 1 244000 0 0 CONAGRA FOODS INC COM 205887102 16 676 SH DEFINED 1 676 0 0 CONOCOPHILLIPS COM 20825C104 230659 3387055 SH DEFINED 1 2602295 0 784760 CONSOL ENERGY INC COM 20854P109 44099 904775 SH DEFINED 1 903164 0 1611 COPART INC COM 217204106 28501 763071 SH DEFINED 1 763071 0 0 COSTAR GROUP INC COM 22160N109 48 821 SH DEFINED 1 821 0 0 COSTCO WHSL CORP NEW COM 22160K105 74 1020 SH DEFINED 1 230 0 790 COVANTA HLDG CORP COM 22282E102 36 2071 SH DEFINED 1 2071 0 0 COVIDIEN PLC SHS G2554F105 11 240 SH DEFINED 1 240 0 0 CREDIT SUISSE HIGH YLD BND F SH BEN INT 22544F103 133 45900 SH DEFINED 1 45900 0 0 CULLEN FROST BANKERS INC COM 229899109 24 382 SH DEFINED 1 382 0 0 DEAN FOODS CO NEW COM 242370104 18978 2146744 SH DEFINED 1 2143944 0 2800 DELL INC COM 24702R101 16 1167 SH DEFINED 1 1167 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 10021 795300 SH DEFINED 1 795300 0 0 DENDREON CORP COM 24823Q107 97 2757 SH DEFINED 1 1251 0 1506 DEXCOM INC COM 252131107 36 2586 SH DEFINED 1 2586 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 74636 1004108 SH DEFINED 1 595369 0 408739 DIONEX CORP COM 254546104 22 181 SH DEFINED 1 181 0 0 DIRECTV COM CL A 25490A101 14704 368220 SH DEFINED 1 286359 0 81861 DISH NETWORK CORP CL A 25470M109 19 962 SH DEFINED 1 962 0 0 DOUGLAS DYNAMICS INC COM 25960R105 32 2068 SH DEFINED 1 2068 0 0 DPL INC COM 233293109 7 270 SH DEFINED 1 270 0 0 E M C CORP MASS COM 268648102 323425 14123349 SH DEFINED 1 9888081 0 4235268 E-COMMERCE CHINA DANGDANG IN SPN ADS COM A 26833A105 41 1506 SH DEFINED 1 780 0 726 EASTMAN KODAK CO COM 277461109 173480 32365584 SH DEFINED 1 24763249 0 7602335 EBAY INC COM 278642103 259290 9316890 SH DEFINED 1 7648472 0 1668418 ELAN PLC ADR 284131208 7 1093 SH DEFINED 1 1093 0 0 ELLINGTON FINANCIAL LLC COM 288522303 556 25000 SH DEFINED 1 25000 0 0 EMERGENCY MEDICAL SVCS CORP CL A 29100P102 70 1073 SH DEFINED 1 1073 0 0 EMERSON ELEC CO COM 291011104 5060 88500 SH DEFINED 1 88500 0 0 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 9 241 SH DEFINED 1 241 0 0 ENERGEN CORP COM 29265N108 27 540 SH DEFINED 1 540 0 0 ENERGIZER HLDGS INC COM 29266R108 39787 545762 SH DEFINED 1 545191 0 571 EQUIFAX INC COM 294429105 22 591 SH DEFINED 1 591 0 0 EURONET WORLDWIDE INC COM 298736109 35 1952 SH DEFINED 1 1952 0 0 EXCO RESOURCES INC COM 269279402 5132 264216 SH DEFINED 1 260611 0 3605 EXELON CORP COM 30161N101 7 161 SH DEFINED 1 161 0 0 EXPEDIA INC DEL COM 30212P105 25285 1007756 SH DEFINED 1 1007756 0 0 EXPEDITORS INTL WASH INC COM 302130109 9 158 SH DEFINED 1 158 0 0 EXTERRAN HLDGS INC COM 30225X103 29394 1227278 SH DEFINED 1 1087278 0 140000 EXXON MOBIL CORP COM 30231G102 6868 93926 SH DEFINED 1 90890 0 3036 FEDERATED INVS INC PA CL B 314211103 39 1453 SH DEFINED 1 1453 0 0 FEDEX CORP COM 31428X106 11 116 SH DEFINED 1 116 0 0 FIFTH STREET FINANCE CORP COM 31678A103 752 61930 SH DEFINED 1 61930 0 0 FIFTH THIRD BANCORP COM 316773100 68 4614 SH DEFINED 1 993 0 3621 FIRST INTST BANCSYSTEM INC COM CL A 32055Y201 18527 1215668 SH DEFINED 1 1215668 0 0 FIRST SOLAR INC COM 336433107 69 526 SH DEFINED 1 202 0 324 FORD MTR CO CAP TR II PFD TR CV6.5% 345395206 364 7000 SH DEFINED 1 7000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 154840 9222101 SH DEFINED 1 7139101 0 2083000 FOREST LABS INC COM 345838106 32213 1007267 SH DEFINED 1 1005299 0 1968 FORTRESS INVESTMENT GROUP LL CL A 34958B106 43594 7648017 SH DEFINED 1 6748017 0 900000 FORTUNE BRANDS INC COM 349631101 79 1310 SH DEFINED 1 293 0 1017 FREDS INC CL A 356108100 34 2418 SH DEFINED 1 2418 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 72 599 SH DEFINED 1 134 0 465 FRONTIER COMMUNICATIONS CORP COM 35906A108 292 30000 SH DEFINED 1 30000 0 0 FTI CONSULTING INC COM 302941109 11667 312949 SH DEFINED 1 181397 0 131552 FURIEX PHARMACEUTICALS INC COM 36106P101 1 55 SH DEFINED 1 55 0 0 FXCM INC COM CL A 302693106 19 1380 SH DEFINED 1 1380 0 0 GANNETT INC COM 364730101 44 2867 SH DEFINED 1 2867 0 0 GAP INC DEL COM 364760108 9 394 SH DEFINED 1 394 0 0 GARMIN LTD SHS H2906T109 39 1234 SH DEFINED 1 1234 0 0 GEN-PROBE INC NEW COM 36866T103 36226 620835 SH DEFINED 1 620014 0 821 GENERAL CABLE CORP DEL NEW COM 369300108 45 1276 SH DEFINED 1 1276 0 0 GENERAL DYNAMICS CORP COM 369550108 3936 55455 SH DEFINED 1 55455 0 0 GENERAL ELECTRIC CO COM 369604103 258507 14133755 SH DEFINED 1 10827132 0 3306623 GENERAL MTRS CO COM 37045V100 96570 2619898 SH DEFINED 1 1960448 0 659450 GENWORTH FINL INC COM CL A 37247D106 56288 4283680 SH DEFINED 1 3928616 0 355064 GENZYME CORP COM 372917104 4312 60556 SH DEFINED 1 60556 0 0 GILEAD SCIENCES INC COM 375558103 186008 5132671 SH DEFINED 1 3960296 0 1172375 GOLDMAN SACHS GROUP INC COM 38141G104 207470 1233760 SH DEFINED 1 970073 0 263687 GOLUB CAP BDC INC COM 38173M102 238 13900 SH DEFINED 1 13900 0 0 GOODRICH CORP COM 382388106 110707 1257029 SH DEFINED 1 743679 0 513350 GOOGLE INC CL A 38259P508 4761 8015 SH DEFINED 1 15 0 8000 HALLIBURTON CO COM 406216101 43922 1075720 SH DEFINED 1 635497 0 440223 HARLEY DAVIDSON INC COM 412822108 6241 180000 SH DEFINED 1 0 0 180000 HARTFORD FINL SVCS GROUP INC COM 416515104 3842 145000 SH DEFINED 1 145000 0 0 HATTERAS FINL CORP COM 41902R103 470 15522 SH DEFINED 1 15522 0 0 HCC INS HLDGS INC COM 404132102 17 582 SH DEFINED 1 582 0 0 HENRY JACK & ASSOC INC COM 426281101 30 1019 SH DEFINED 1 1019 0 0 HERBALIFE LTD COM USD SHS G4412G101 26 374 SH DEFINED 1 374 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 8569 591337 SH DEFINED 1 586422 0 4915 HEWLETT PACKARD CO COM 428236103 236912 5627361 SH DEFINED 1 4310736 0 1316625 HHGREGG INC COM 42833L108 24 1121 SH DEFINED 1 1121 0 0 HORIZON TECHNOLOGY FIN CORP COM 44045A102 532 36800 SH DEFINED 1 36800 0 0 HUBBELL INC CL B 443510201 9 144 SH DEFINED 1 144 0 0 HUDSON CITY BANCORP COM 443683107 17 1267 SH DEFINED 1 1267 0 0 HUMAN GENOME SCIENCES INC COM 444903108 27082 1133611 SH DEFINED 1 1032582 0 101029 HUNTINGTON BANCSHARES INC COM 446150104 5256 765000 SH DEFINED 1 765000 0 0 ICF INTL INC COM 44925C103 36 1365 SH DEFINED 1 1365 0 0 INGRAM MICRO INC CL A 457153104 9 430 SH DEFINED 1 430 0 0 INTEGRATED DEVICE TECHNOLOGY COM 458118106 48819 7330103 SH DEFINED 1 6420588 0 909515 INTEL CORP COM 458140100 163241 7762285 SH DEFINED 1 6031185 0 1731100 INTERMUNE INC COM 45884X103 4 104 SH DEFINED 1 104 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 283084 1928889 SH DEFINED 1 1507131 0 421758 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 21 371 SH DEFINED 1 371 0 0 INTL PAPER CO COM 460146103 9 306 SH DEFINED 1 306 0 0 INVESCO VAN KAMP DYN CRDT OP COM 46132R104 62 5000 SH DEFINED 1 5000 0 0 JABIL CIRCUIT INC COM 466313103 15609 776952 SH DEFINED 1 476952 0 300000 JACK IN THE BOX INC COM 466367109 5600 265000 SH DEFINED 1 265000 0 0 JOHNSON & JOHNSON COM 478160104 195720 3164425 SH DEFINED 1 2210650 0 953775 JPMORGAN CHASE & CO COM 46625H100 245422 5785508 SH DEFINED 1 4625778 0 1159730 KBR INC COM 48242W106 24 760 SH DEFINED 1 760 0 0 KELLOGG CO COM 487836108 1431 28000 SH DEFINED 1 28000 0 0 KENNAMETAL INC COM 489170100 31 778 SH DEFINED 1 778 0 0 KEY ENERGY SVCS INC COM 492914106 60 4568 SH DEFINED 1 4568 0 0 KEYCORP NEW COM 493267108 38100 4305025 SH DEFINED 1 3705025 0 600000 KIMBERLY CLARK CORP COM 494368103 7 103 SH DEFINED 1 103 0 0 KKR FINANCIAL HLDGS LLC COM 48248A306 56494 6074519 SH DEFINED 1 6074519 0 0 KOHLS CORP COM 500255104 4391 80800 SH DEFINED 1 80800 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 21 290 SH DEFINED 1 290 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 10 107 SH DEFINED 1 107 0 0 LANDSTAR SYS INC COM 515098101 39 931 SH DEFINED 1 931 0 0 LENDER PROCESSING SVCS INC COM 52602E102 4218 142886 SH DEFINED 1 142886 0 0 LENNAR CORP CL A 526057104 35210 1877825 SH DEFINED 1 1877825 0 0 LEVEL 3 COMMUNICATIONS INC NOTE 3.500% 6/1 52729NBK5 101 105000 PRN DEFINED 1 105000 0 0 LILLY ELI & CO COM 532457108 9 237 SH DEFINED 1 237 0 0 LINN ENERGY LLC UNIT LTD LIAB 536020100 62 1650 SH DEFINED 1 1650 0 0 LMP CAP & INCOME FD INC COM 50208A102 63 5000 SH DEFINED 1 5000 0 0 LOCKHEED MARTIN CORP COM 539830109 8239 117851 SH DEFINED 1 42191 0 75660 LORILLARD INC COM 544147101 7 84 SH DEFINED 1 84 0 0 LOWES COS INC COM 548661107 80663 3216203 SH DEFINED 1 1950985 0 1265218 LUBRIZOL CORP COM 549271104 3463 32400 SH DEFINED 1 32400 0 0 MANNKIND CORP NOTE 3.750%12/1 56400PAA0 362 500000 PRN DEFINED 1 500000 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 16 814 SH DEFINED 1 814 0 0 MASCO CORP COM 574599106 26518 2094550 SH DEFINED 1 2094550 0 0 MASTERCARD INC CL A 57636Q104 102477 457262 SH DEFINED 1 350732 0 106530 MATTEL INC COM 577081102 17 652 SH DEFINED 1 652 0 0 MCDERMOTT INTL INC COM 580037109 11 507 SH DEFINED 1 507 0 0 MCG CAPITAL CORP COM 58047P107 262 37500 SH DEFINED 1 37500 0 0 MCGRAW HILL COS INC COM 580645109 9 227 SH DEFINED 1 227 0 0 MCKESSON CORP COM 58155Q103 4566 64875 SH DEFINED 1 64875 0 0 MEDASSETS INC COM 584045108 28979 1435275 SH DEFINED 1 1435275 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 12 190 SH DEFINED 1 190 0 0 MEDTRONIC INC COM 585055106 237768 6410552 SH DEFINED 1 4169579 0 2240973 MERCK & CO INC NEW COM 58933Y105 165578 4594258 SH DEFINED 1 3610856 0 983402 METLIFE INC COM 59156R108 137559 3095379 SH DEFINED 1 2462555 0 632824 MICRON TECHNOLOGY INC COM 595112103 45043 5616250 SH DEFINED 1 5610152 0 6098 MICROS SYS INC COM 594901100 27324 622970 SH DEFINED 1 622970 0 0 MICROSOFT CORP COM 594918104 331672 11883591 SH DEFINED 1 8327949 0 3555642 MONSANTO CO NEW COM 61166W101 83762 1202783 SH DEFINED 1 719165 0 483618 MONTPELIER RE HOLDINGS LTD SHS G62185106 27 1327 SH DEFINED 1 1327 0 0 MORGAN STANLEY COM NEW 617446448 111408 4094351 SH DEFINED 1 3281051 0 813300 MOTOROLA INC COM 620076109 8 868 SH DEFINED 1 868 0 0 MURPHY OIL CORP COM 626717102 25 331 SH DEFINED 1 331 0 0 MYLAN INC COM 628530107 16 711 SH DEFINED 1 711 0 0 NALCO HOLDING COMPANY COM 62985Q101 105152 3292164 SH DEFINED 1 2430964 0 861200 NATIONAL OILWELL VARCO INC COM 637071101 10222 152000 SH DEFINED 1 152000 0 0 NEUSTAR INC CL A 64126X201 34 1275 SH DEFINED 1 1275 0 0 NEWS CORP CL A 65248E104 8 509 SH DEFINED 1 509 0 0 NII HLDGS INC CL B NEW 62913F201 28537 638970 SH DEFINED 1 638970 0 0 NIKE INC CL B 654106103 51224 599662 SH DEFINED 1 358194 0 241468 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 2722 76085 SH DEFINED 1 76085 0 0 NOBLE ENERGY INC COM 655044105 2738 31798 SH DEFINED 1 30407 0 1391 NOKIA CORP SPONSORED ADR 654902204 15 1447 SH DEFINED 1 1447 0 0 NORFOLK SOUTHERN CORP COM 655844108 8 116 SH DEFINED 1 116 0 0 NORTHROP GRUMMAN CORP COM 666807102 2346 36200 SH DEFINED 1 36200 0 0 NOVARTIS A G SPONSORED ADR 66987V109 29 489 SH DEFINED 1 489 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 85662 4711846 SH DEFINED 1 2786746 0 1925100 NUCOR CORP COM 670346105 83 1880 SH DEFINED 1 421 0 1459 NXP SEMICONDUCTORS N V COM N6596X109 12586 601312 SH DEFINED 1 601312 0 0 NYSE EURONEXT COM 629491101 224350 7483290 SH DEFINED 1 5930295 0 1552995 OCH ZIFF CAP MGMT GROUP CL A 67551U105 781 50100 SH DEFINED 1 50100 0 0 OMNICARE INC COM 681904108 16 615 SH DEFINED 1 615 0 0 OMNICOM GROUP INC COM 681919106 29 624 SH DEFINED 1 624 0 0 ON SEMICONDUCTOR CORP COM 682189105 26398 2671850 SH DEFINED 1 2671850 0 0 OPTIMER PHARMACEUTICALS INC COM 68401H104 8 662 SH DEFINED 1 662 0 0 ORACLE CORP COM 68389X105 37 1171 SH DEFINED 1 1171 0 0 OSHKOSH CORP COM 688239201 73 2056 SH DEFINED 1 461 0 1595 PAYCHEX INC COM 704326107 31415 1016325 SH DEFINED 1 1016325 0 0 PENN WEST ENERGY TR TR UNIT 707885109 11817 494000 SH DEFINED 1 494000 0 0 PENNANTPARK INVT CORP COM 708062104 920 75060 SH DEFINED 1 75060 0 0 PENNEY J C INC COM 708160106 81 2481 SH DEFINED 1 556 0 1925 PENNYMAC MTG INVT TR COM 70931T103 17572 968140 SH DEFINED 1 968140 0 0 PENSON WORLDWIDE INC COM 709600100 8280 1693175 SH DEFINED 1 1693175 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 6118 436625 SH DEFINED 1 436625 0 0 PEPSICO INC COM 713448108 226154 3461704 SH DEFINED 1 2404652 0 1057052 PETROHAWK ENERGY CORP COM 716495106 20265 1110360 SH DEFINED 1 1110360 0 0 PFIZER INC COM 717081103 85441 4879513 SH DEFINED 1 3708741 0 1170772 PHARMACEUTICAL PROD DEV INC COM 717124101 18 660 SH DEFINED 1 660 0 0 PHILIP MORRIS INTL INC COM 718172109 4976 85000 SH DEFINED 1 85000 0 0 PLANTRONICS INC NEW COM 727493108 34 897 SH DEFINED 1 897 0 0 PMC-SIERRA INC COM 69344F106 34268 3989278 SH DEFINED 1 3989278 0 0 POLYPORE INTL INC COM 73179V103 38 930 SH DEFINED 1 930 0 0 PREMIERE GLOBAL SVCS INC COM 740585104 38 5512 SH DEFINED 1 5512 0 0 PRIMEDIA INC COM NEW 74157K846 105 24800 SH DEFINED 1 24800 0 0 PRIVATEBANCORP INC COM 742962103 21563 1499489 SH DEFINED 1 1499489 0 0 PROCTER & GAMBLE CO COM 742718109 92144 1432359 SH DEFINED 1 886665 0 545694 PRUDENTIAL FINL INC COM 744320102 6077 103500 SH DEFINED 1 103500 0 0 QEP RES INC COM 74733V100 14046 386825 SH DEFINED 1 386825 0 0 QUALCOMM INC COM 747525103 354140 7155779 SH DEFINED 1 5009298 0 2146481 QUANTA SVCS INC COM 74762E102 60491 3036679 SH DEFINED 1 1801849 0 1234830 RACKSPACE HOSTING INC COM 750086100 63901 2034391 SH DEFINED 1 1576205 0 458186 RADIAN GROUP INC COM 750236101 14 1716 SH DEFINED 1 1716 0 0 RADIOSHACK CORP COM 750438103 7 347 SH DEFINED 1 347 0 0 RED HAT INC COM 756577102 78343 1716157 SH DEFINED 1 1297916 0 418241 REDWOOD TR INC COM 758075402 24 1586 SH DEFINED 1 1586 0 0 REPUBLIC SVCS INC COM 760759100 5779 193520 SH DEFINED 1 193520 0 0 RESEARCH IN MOTION LTD COM 760975102 174054 2994209 SH DEFINED 1 2318634 0 675575 RESOURCE CAP CORP COM 76120W302 621 84100 SH DEFINED 1 84100 0 0 ROSETTA STONE INC COM 777780107 13 587 SH DEFINED 1 587 0 0 RSC HOLDINGS INC COM 74972L102 39 3964 SH DEFINED 1 3964 0 0 RUDOLPH TECHNOLOGIES INC COM 781270103 39 4729 SH DEFINED 1 4729 0 0 SAFEWAY INC COM NEW 786514208 43023 1912965 SH DEFINED 1 1660485 0 252480 SCHLUMBERGER LTD COM 806857108 161 1928 SH DEFINED 1 434 0 1494 SCHWAB CHARLES CORP NEW COM 808513105 67 3878 SH DEFINED 1 832 0 3046 SEALED AIR CORP NEW COM 81211K100 89 3496 SH DEFINED 1 779 0 2717 SEI INVESTMENTS CO COM 784117103 9 356 SH DEFINED 1 356 0 0 SERVICE CORP INTL COM 817565104 32 3797 SH DEFINED 1 3797 0 0 SHARPS COMPLIANCE CORP COM 820017101 18 3953 SH DEFINED 1 3953 0 0 SILGAN HOLDINGS INC COM 827048109 30 812 SH DEFINED 1 812 0 0 SILICON LABORATORIES INC COM 826919102 18 379 SH DEFINED 1 379 0 0 SLM CORP COM 78442P106 5666 450000 SH DEFINED 1 0 0 450000 SMITHFIELD FOODS INC COM 832248108 40 1897 SH DEFINED 1 1897 0 0 SNAP ON INC COM 833034101 21606 381851 SH DEFINED 1 381851 0 0 SOLAR CAP LTD COM 83413U100 1262 50901 SH DEFINED 1 50901 0 0 SONOCO PRODS CO COM 835495102 18 520 SH DEFINED 1 520 0 0 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 801 20150 SH DEFINED 1 20150 0 0 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 130 2900 SH DEFINED 1 2900 0 0 SPRINT NEXTEL CORP COM SER 1 852061100 31690 7491629 SH DEFINED 1 5981925 0 1509704 SPX CORP COM 784635104 9 114 SH DEFINED 1 114 0 0 STANLEY BLACK & DECKER INC COM 854502101 4097 61261 SH DEFINED 1 59273 0 1988 STAPLES INC COM 855030102 4730 207700 SH DEFINED 1 207700 0 0 STARWOOD PPTY TR INC COM 85571B105 445 20711 SH DEFINED 1 20711 0 0 STATE STR CORP COM 857477103 7836 169087 SH DEFINED 1 167606 0 1481 STERIS CORP COM 859152100 22 603 SH DEFINED 1 603 0 0 STRYKER CORP COM 863667101 43650 812847 SH DEFINED 1 691450 0 121397 SYMANTEC CORP COM 871503108 8 462 SH DEFINED 1 462 0 0 SYNAPTICS INC COM 87157D109 97 3268 SH DEFINED 1 1406 0 1862 SYNOVUS FINL CORP COM 87161C105 43301 16401674 SH DEFINED 1 16385242 0 16432 SYNOVUS FINL CORP UNIT 99/99/9999 87161C204 499 20000 SH DEFINED 1 20000 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 4503 367074 SH DEFINED 1 367074 0 0 TALBOTS INC COM 874161102 30 3450 SH DEFINED 1 3450 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 10422 548766 SH DEFINED 1 548766 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 14 259 SH DEFINED 1 259 0 0 TEXAS INSTRS INC COM 882508104 402850 12395379 SH DEFINED 1 8932524 0 3462855 TIBCO SOFTWARE INC COM 88632Q103 27 1361 SH DEFINED 1 1361 0 0 TIDEWATER INC COM 886423102 9 164 SH DEFINED 1 164 0 0 TIME WARNER CABLE INC COM 88732J207 5177 78400 SH DEFINED 1 78400 0 0 TIME WARNER INC COM NEW 887317303 247079 7680397 SH DEFINED 1 5940051 0 1740346 TITAN MACHY INC COM 88830R101 17 861 SH DEFINED 1 861 0 0 TJX COS INC NEW COM 872540109 2442 55000 SH DEFINED 1 55000 0 0 TOTAL SYS SVCS INC COM 891906109 20 1265 SH DEFINED 1 1265 0 0 TRANSDIGM GROUP INC COM 893641100 38 517 SH DEFINED 1 517 0 0 TRANSOCEAN INC NOTE 1.500%12/1 893830AV1 488 500000 PRN DEFINED 1 500000 0 0 TRANSOCEAN LTD REG SHS H8817H100 158608 2281791 SH DEFINED 1 1735905 0 545886 TREEHOUSE FOODS INC COM 89469A104 36 690 SH DEFINED 1 690 0 0 TYCO INTERNATIONAL LTD SHS H89128104 8 174 SH DEFINED 1 174 0 0 UNITED CONTL HLDGS INC COM 910047109 238415 10008985 SH DEFINED 1 8097885 0 1911100 UNITED PARCEL SERVICE INC CL B 911312106 5633 77600 SH DEFINED 1 77600 0 0 UNITED STATES CELLULAR CORP COM 911684108 8 154 SH DEFINED 1 154 0 0 UNITED STATES STL CORP NEW COM 912909108 2629 45000 SH DEFINED 1 45000 0 0 UNITED TECHNOLOGIES CORP COM 913017109 146079 1855666 SH DEFINED 1 1145014 0 710652 UNITED THERAPEUTICS CORP DEL COM 91307C102 33 519 SH DEFINED 1 519 0 0 UNITEDHEALTH GROUP INC COM 91324P102 162049 4487629 SH DEFINED 1 3441775 0 1045854 UNIVERSAL FST PRODS INC COM 913543104 52 1327 SH DEFINED 1 1327 0 0 US BANCORP DEL COM NEW 902973304 22 791 SH DEFINED 1 791 0 0 UTI WORLDWIDE INC ORD G87210103 36 1688 SH DEFINED 1 1688 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 14 483 SH DEFINED 1 483 0 0 VARIAN MED SYS INC COM 92220P105 9 118 SH DEFINED 1 118 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 9 224 SH DEFINED 1 224 0 0 VIACOM INC NEW CL B 92553P201 10271 259300 SH DEFINED 1 259300 0 0 WAL MART STORES INC COM 931142103 115118 2134571 SH DEFINED 1 1664165 0 470406 WELLPOINT INC COM 94973V107 35613 626325 SH DEFINED 1 626325 0 0 WELLS FARGO & CO NEW COM 949746101 360999 11648885 SH DEFINED 1 8469938 0 3178947 WELLS FARGO ADVANTAGE INCOME COM SHS 94987B105 289 30000 SH DEFINED 1 30000 0 0 WESTERN ASSET HIGH INCM FD I COM 95766J102 660 70460 SH DEFINED 1 70460 0 0 WEYERHAEUSER CO COM 962166104 60 3162 SH DEFINED 1 711 0 2451 WILLIAMS COS INC DEL COM 969457100 29 1170 SH DEFINED 1 1170 0 0 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 8 222 SH DEFINED 1 222 0 0 WOODWARD GOVERNOR CO COM 980745103 34 896 SH DEFINED 1 896 0 0 XEROX CORP COM 984121103 9 739 SH DEFINED 1 739 0 0 XL GROUP PLC SHS G98290102 22505 1031350 SH DEFINED 1 1031350 0 0 YAHOO INC COM 984332106 15 881 SH DEFINED 1 881 0 0 YOUKU COM INC SPONSORED ADR 98742U100 5792 165414 SH DEFINED 1 164279 0 1135 YUM BRANDS INC COM 988498101 132012 2691374 SH DEFINED 1 2115474 0 575900
-----END PRIVACY-ENHANCED MESSAGE-----