-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KV4eSUf39RAhOQAQtvu1DaXByAhGl4ueRGP7XfLxhv/BqHYbtcvPZJhJzndJ0UuN KWHBAwL0JdYIi57kesIw3Q== 0000357235-08-000383.txt : 20081113 0000357235-08-000383.hdr.sgml : 20081113 20081113165324 ACCESSION NUMBER: 0000357235-08-000383 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081113 DATE AS OF CHANGE: 20081113 EFFECTIVENESS DATE: 20081113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000820330 IRS NUMBER: 521268629 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01701 FILM NUMBER: 081185594 BUSINESS ADDRESS: STREET 1: 100 LIGHT STREET CITY: BALTIMORE STATE: MD ZIP: 21202 MAIL ADDRESS: STREET 1: 100 LIGHT STREET CITY: BALTIMORE STATE: MD ZIP: 21202 13F-HR 1 lmcm3q.txt LMCM UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Legg Mason Capital Management, Inc. Address: 100 Light Street Baltimore, MD 21202 13F File Number: 28-1701 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Nick Milano Title: Chief Compliance Officer Phone: 410-539-0000 Signature, Place, and Date of Signing: Nick Milano Baltimore, MD November 14, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form13F Information Table Entry Total: 151 Form13F Information Table Value Total: $22,835,959 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 28-1700 Legg Mason, Inc. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 46180 676032 SH DEFINED 1 676032 0 0 ACCENTURE LTD BERMUDA CL A G1150G111 35204 926400 SH DEFINED 1 926400 0 0 ADVANCED MEDICAL OPTICS INC COM 00763M108 37685 2119475 SH DEFINED 1 2119475 0 0 AES CORP COM 00130H105 1142020 97692030 SH DEFINED 1 97692030 0 0 AETNA INC NEW COM 00817Y108 1014951 28107175 SH DEFINED 1 28107175 0 0 AFFYMETRIX INC COM 00826T108 3208 414425 SH DEFINED 1 414425 0 0 ALKERMES INC COM 01642T108 41927 3152393 SH DEFINED 1 3152393 0 0 ALLIED WASTE INDS INC COM PAR$.01NEW 019589308 5897 530710 SH DEFINED 1 530710 0 0 ALLSTATE CORP COM 020002101 476 10300 SH DEFINED 1 10300 0 0 ALTRIA GROUP INC COM 02209S103 4564 230000 SH DEFINED 1 230000 0 0 AMAZON COM INC COM 023135106 1522715 20927901 SH DEFINED 1 20927901 0 0 AMBAC FINL GROUP INC COM 023139108 2740 1175725 SH DEFINED 1 1175725 0 0 AMDOCS LTD ORD G02602103 25656 937015 SH DEFINED 1 937015 0 0 AMERICAN CAP LTD COM 02503Y103 536 21000 SH DEFINED 1 21000 0 0 AMERICAN EXPRESS CO COM 025816109 250434 7068410 SH DEFINED 1 7068410 0 0 AMERICAN INTL GROUP INC COM 026874107 394 118100 SH DEFINED 1 118100 0 0 AMERICREDIT CORP COM 03060R101 1439 142000 SH DEFINED 1 142000 0 0 AMGEN INC COM 031162100 577369 9741321 SH DEFINED 1 9741321 0 0 ANADARKO PETE CORP COM 032511107 2280 47000 SH DEFINED 1 47000 0 0 ANALOG DEVICES INC COM 032654105 31257 1186200 SH DEFINED 1 1186200 0 0 ANNALY CAP MGMT INC COM 035710409 807 60000 SH DEFINED 1 60000 0 0 APACHE CORP COM 037411105 3442 33000 SH DEFINED 1 33000 0 0 ASSURED GUARANTY LTD COM G0585R106 84536 5199000 SH DEFINED 1 5199000 0 0 BAKER HUGHES INC COM 057224107 1998 33000 SH DEFINED 1 33000 0 0 BANK OF AMERICA CORPORATION COM 060505104 241539 6901105 SH DEFINED 1 6901105 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 2994 195138 SH DEFINED 1 195138 0 0 CA INC COM 12673P105 433387 21712755 SH DEFINED 1 21712755 0 0 CALPINE CORP COM NEW 131347304 30562 2350900 SH DEFINED 1 2350900 0 0 CAPITAL ONE FINL CORP COM 14040H105 549961 10783538 SH DEFINED 1 10783538 0 0 CAREER EDUCATION CORP COM 141665109 47770 2921700 SH DEFINED 1 2921700 0 0 CATERPILLAR INC DEL COM 149123101 116659 1957350 SH DEFINED 1 1957350 0 0 CELL GENESYS INC COM 150921104 2125 3600800 SH DEFINED 1 3600800 0 0 CHICOS FAS INC COM 168615102 9218 1685145 SH DEFINED 1 1685145 0 0 CHIMERA INVT CORP COM 16934Q109 22232 3580000 SH DEFINED 1 3580000 0 0 CISCO SYS INC COM 17275R102 798392 35389698 SH DEFINED 1 35389698 0 0 CIT GROUP INC COM 125581108 328 47100 SH DEFINED 1 47100 0 0 CITIGROUP INC COM 172967101 1144445 55799354 SH DEFINED 1 55799354 0 0 COLLECTIVE BRANDS INC COM 19421W100 32338 1766125 SH DEFINED 1 1766125 0 0 CONTINENTAL AIRLS INC CL B 210795308 62555 3750250 SH DEFINED 1 3750250 0 0 CORPORATE EXECUTIVE BRD CO COM 21988R102 46948 1502325 SH DEFINED 1 1502325 0 0 CV THERAPEUTICS INC COM 126667104 11005 1018968 SH DEFINED 1 1018968 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 6689 897850 SH DEFINED 1 897850 0 0 DEVON ENERGY CORP NEW COM 25179M103 4196 46000 SH DEFINED 1 46000 0 0 DISCOVER FINL SVCS COM 254709108 846 61200 SH DEFINED 1 61200 0 0 DST SYS INC DEL COM 233326107 36099 644735 SH DEFINED 1 644735 0 0 E M C CORP MASS COM 268648102 175468 14671197 SH DEFINED 1 14671197 0 0 EASTMAN KODAK CO COM 277461109 722866 47000343 SH DEFINED 1 47000343 0 0 EBAY INC COM 278642103 999784 44673084 SH DEFINED 1 44673084 0 0 ELECTRONIC ARTS INC COM 285512109 583036 15761973 SH DEFINED 1 15761973 0 0 EVERGREEN SOLAR INC COM 30033R108 20821 3771900 SH DEFINED 1 3771900 0 0 EXPEDIA INC DEL COM 30212P105 38615 2555529 SH DEFINED 1 2555529 0 0 EXXON MOBIL CORP COM 30231G102 1787 23000 SH DEFINED 1 23000 0 0 FEDEX CORP COM 31428X106 90375 1143400 SH DEFINED 1 1143400 0 0 FIRSTFED FINL CORP COM 337907109 314 40000 SH DEFINED 1 40000 0 0 FORTRESS INVESTMENT GROUP LL CL A 34958B106 19881 1893425 SH DEFINED 1 1893425 0 0 FOSTER WHEELER LTD SHS NEW G36535139 73166 2026175 SH DEFINED 1 2026175 0 0 GENERAL CABLE CORP DEL NEW COM 369300108 126712 3556325 SH DEFINED 1 3556325 0 0 GENERAL DYNAMICS CORP COM 369550108 8761 119000 SH DEFINED 1 119000 0 0 GENERAL ELECTRIC CO COM 369604103 811451 31821588 SH DEFINED 1 31821588 0 0 GENERAL MTRS CORP COM 370442105 16596 1756150 SH DEFINED 1 1756150 0 0 GENWORTH FINL INC COM CL A 37247D106 10923 1268600 SH DEFINED 1 1268600 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1664 13000 SH DEFINED 1 13000 0 0 GOOGLE INC CL A 38259P508 604134 1884972 SH DEFINED 1 1884972 0 0 HALLIBURTON CO COM 406216101 79127 2442925 SH DEFINED 1 2442925 0 0 HANSEN NAT CORP COM 411310105 11741 388120 SH DEFINED 1 388120 0 0 HARLEY DAVIDSON INC COM 412822108 34655 929075 SH DEFINED 1 929075 0 0 HATTERAS FINL CORP COM 41902R103 75396 3249800 SH DEFINED 1 3249800 0 0 HEALTH NET INC COM 42222G108 18470 782600 SH DEFINED 1 782600 0 0 HECKMANN CORP COM 422680108 24739 2998550 SH DEFINED 1 2998550 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 12432 1642235 SH DEFINED 1 1642235 0 0 HEWLETT PACKARD CO COM 428236103 668470 14456513 SH DEFINED 1 14456513 0 0 HOME DEPOT INC COM 437076102 743 28665 SH DEFINED 1 28665 0 0 HOVNANIAN ENTERPRISES INC CL A 442487203 316 39430 SH DEFINED 1 39430 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 716318 6124466 SH DEFINED 1 6124466 0 0 JABIL CIRCUIT INC COM 466313103 17200 1802895 SH DEFINED 1 1802895 0 0 JOHNSON & JOHNSON COM 478160104 11328 163500 SH DEFINED 1 163500 0 0 JPMORGAN & CHASE & CO COM 46625H100 852655 18258121 SH DEFINED 1 18258121 0 0 KOHLS CORP COM 500255104 15562 337715 SH DEFINED 1 337715 0 0 KRAFT FOODS INC CL A 50075N104 7205 220000 SH DEFINED 1 220000 0 0 LENNAR CORP CL A 526057104 70408 4635100 SH DEFINED 1 4635100 0 0 LEVEL 3 COMMUNICATIONS INC COM 52729N100 51691 19144575 SH DEFINED 1 19144575 0 0 LIZ CLAIBORNE INC COM 539320101 6319 384575 SH DEFINED 1 384575 0 0 LOCKHEED MARTIN CORP COM 539830109 10419 95000 SH DEFINED 1 95000 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 16444 1768115 SH DEFINED 1 1768115 0 0 MBIA INC COM 55262C100 8111 681555 SH DEFINED 1 681555 0 0 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 8766 587925 SH DEFINED 1 587925 0 0 MERRILL LYNCH & CO INC COM 590188108 734262 29022183 SH DEFINED 1 29022183 0 0 METLIFE INC COM 59156R108 1165 20800 SH DEFINED 1 20800 0 0 MF GLOBAL LTD SHS G60642108 434 100000 SH DEFINED 1 100000 0 0 MGIC INVT CORP WIS COM 552848103 135 19200 SH DEFINED 1 19200 0 0 MICRON TECHNOLOGY INC COM 595112103 13248 3271010 SH DEFINED 1 3271010 0 0 MICROSOFT CORP COM 594918104 59956 2246355 SH DEFINED 1 2246355 0 0 MONTPELIER RE HOLDINGS LTD SHS G62185106 113 6825 SH DEFINED 1 6825 0 0 MORGAN STANLEY COM NEW 617446448 1054 45800 SH DEFINED 1 45800 0 0 NABORS INDUSTRIES LTD SHS G6359F103 76230 3058950 SH DEFINED 1 3058950 0 0 NALCO HOLDING COMPANY COM 62985Q101 53056 2861693 SH DEFINED 1 2861693 0 0 NATIONAL CITY CORP COM 635405103 38353 21915650 SH DEFINED 1 21915650 0 0 NATIONAL SEMICONDUCTOR CORP COM 637640103 33331 1936675 SH DEFINED 1 1936675 0 0 NII HLDGS INC CL B NEW 62913F201 39659 1045845 SH DEFINED 1 1045845 0 0 NOBLE CORPORATION SHS G65422100 3864 88000 SH DEFINED 1 88000 0 0 NOKIA CORP SPONSORED ADR 654902204 218248 11702253 SH DEFINED 1 11702253 0 0 NUCOR CORP COM 670346105 99290 2513670 SH DEFINED 1 2513670 0 0 NYSE EURONEXT COM 629491101 331372 8457675 SH DEFINED 1 8457675 0 0 PENNEY J C INC COM 708160106 339431 10180887 SH DEFINED 1 10180887 0 0 PFIZER INC COM 717081103 5901 320000 SH DEFINED 1 320000 0 0 PHILIP MORRIS INTL INC COM 718172109 14382 299000 SH DEFINED 1 299000 0 0 PINNACLE ENTMT INC COM 723456109 5930 784260 SH DEFINED 1 784260 0 0 PNC FINL SVCS GROUP INC COM 693475105 747 10000 SH DEFINED 1 10000 0 0 POLYCOM INC COM 73172K104 5453 235750 SH DEFINED 1 235750 0 0 PRUDENTIAL FINL INC COM 744320102 1080 15000 SH DEFINED 1 15000 0 0 PULTE HOMES INC COM 745867101 5880 420900 SH DEFINED 1 420900 0 0 QUALCOMM INC COM 747525103 151443 3524370 SH DEFINED 1 3524370 0 0 QUANTA SVCS INC COM 74762E102 227068 8406800 SH DEFINED 1 8406800 0 0 RACKSPACE HOSTING INC COM 750086100 9555 977900 SH DEFINED 1 977900 0 0 RED HAT INC COM 756577102 188026 12476786 SH DEFINED 1 12476786 0 0 REDWOOD TR INC COM 758075402 585 26900 SH DEFINED 1 26900 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 383 39800 SH DEFINED 1 39800 0 0 RELIANT ENERGY INC COM 75952B105 92587 12596815 SH DEFINED 1 12596815 0 0 REPUBLIC SVCS INC COM 760759100 10155 338715 SH DEFINED 1 338715 0 0 RYLAND GROUP INC COM 783764103 9525 359140 SH DEFINED 1 359140 0 0 SEARS HLDGS CORP COM 812350106 879656 9408075 SH DEFINED 1 9408075 0 0 SHAW GROUP INC COM 820280105 105964 3448214 SH DEFINED 1 3448214 0 0 SLM CORP COM 78442P106 45892 3718900 SH DEFINED 1 3718900 0 0 SPRINT NEXTEL CORP COM SER 1 852061100 41059 6730855 SH DEFINED 1 6730855 0 0 ST JOE CO COM 790148100 2894 74025 SH DEFINED 1 74025 0 0 STANDARD PAC CORP NEW COM 85375C101 3110 633200 SH DEFINED 1 633200 0 0 STATE STR CORP COM 857477103 12926 227250 SH DEFINED 1 227250 0 0 SYMANTEC CORP COM 871503108 10214 521605 SH DEFINED 1 521605 0 0 SYNCORA HOLDINGS LTD SHS G8649T109 9269 6866125 SH DEFINED 1 6866125 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 32491 1981150 SH DEFINED 1 1981150 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 12558 753321 SH DEFINED 1 753321 0 0 TEXAS INSTRS INC COM 882508104 565329 26294362 SH DEFINED 1 26294362 0 0 THOMAS & BETTS CORP COM 884315102 165607 4238725 SH DEFINED 1 4238725 0 0 THORNBURG MTG INC PFD CONV SER F 885218701 493 895350 SH DEFINED 1 895350 0 0 TIME WARNER INC COM 887317105 657693 50167272 SH DEFINED 1 50167272 0 0 TJX COS INC NEW COM 872540109 8943 293000 SH DEFINED 1 293000 0 0 TOLL BROTHERS INC COM 889478103 7514 297800 SH DEFINED 1 297800 0 0 TRANSOCEAN INC 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