0001624339-17-000001.txt : 20170206 0001624339-17-000001.hdr.sgml : 20170206 20170206214306 ACCESSION NUMBER: 0001624339-17-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170206 FILED AS OF DATE: 20170206 DATE AS OF CHANGE: 20170206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: II-VI INC CENTRAL INDEX KEY: 0000820318 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 251214948 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 BUSINESS PHONE: 724-352-4455 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wagner David G CENTRAL INDEX KEY: 0001624339 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16195 FILM NUMBER: 17577081 MAIL ADDRESS: STREET 1: C/O II-VI INCORPORATED STREET 2: 375 SAXONBURG BOULEVARD CITY: SAXONBURG STATE: PA ZIP: 16056 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-02-06 0 0000820318 II-VI INC IIVI 0001624339 Wagner David G C/O II-VI INCORPORATED 375 SAXONBURG BOULEVARD SAXONBURG PA 16056 0 1 0 0 VP, Human Resources Common Stock 2017-02-06 4 M 0 6666 12.795 A 48335 D Common Stock 2017-02-06 4 S 0 6666 36.5428 D 41669 D Common Stock 500 I By Father Option (Right to Buy) 12.795 2017-02-06 4 M 0 6666 0 D 2018-11-10 Common Stock 6666 13334 D Represents the weighted average of multiple sales transactions ranging in price from $36.5414 to $36.5750. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. The options vested in full on November 10, 2013. /s/ Jeffrey W. Acre, Attorney-in-Fact 2017-02-06