0001562180-20-006602.txt : 20201110 0001562180-20-006602.hdr.sgml : 20201110 20201110124611 ACCESSION NUMBER: 0001562180-20-006602 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201109 FILED AS OF DATE: 20201110 DATE AS OF CHANGE: 20201110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Koeppen Christopher CENTRAL INDEX KEY: 0001781635 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39375 FILM NUMBER: 201300375 MAIL ADDRESS: STREET 1: C/O II-VI INCORPORATED STREET 2: 375 SAXONBURG BOULEVARD CITY: SAXONBURG STATE: PA ZIP: 16056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: II-VI INC CENTRAL INDEX KEY: 0000820318 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 251214948 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 BUSINESS PHONE: 724-352-4455 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2020-11-09 false 0000820318 II-VI INC IIVI 0001781635 Koeppen Christopher C/O II-VI INCORPORATED 375 SAXONBURG BLVD. SAXONBURG PA 16056 false true false false Chief Technology Officer Common Stock 2020-11-09 4 M false 1920.00 18.93 A 28773.00 D Common Stock 2020-11-09 4 S false 1920.00 59.01 D 26853.00 D Common Stock 15.00 I By Daughter Common Stock 15.00 I By Son Option (Right to Buy) 18.93 2020-11-09 4 M false 1920.00 0.00 D 2022-08-18 Common Stock 1920.00 0.00 D The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019. The options fully vested on August 18, 2017. /s/ Jeffrey W. Acre, Attorney-in-Fact 2020-11-10