0000820318-15-000002.txt : 20150129 0000820318-15-000002.hdr.sgml : 20150129 20150129161926 ACCESSION NUMBER: 0000820318-15-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150129 FILED AS OF DATE: 20150129 DATE AS OF CHANGE: 20150129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: II-VI INC CENTRAL INDEX KEY: 0000820318 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 251214948 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 BUSINESS PHONE: 724-352-4455 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRAMER FRANCIS J CENTRAL INDEX KEY: 0001191458 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16195 FILM NUMBER: 15559158 MAIL ADDRESS: STREET 1: C/O II-VI INCORPORATED STREET 2: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-01-29 0 0000820318 II-VI INC IIVI 0001191458 KRAMER FRANCIS J 10491 ALLANTE COURT GIBSONIA PA 15044 1 1 0 0 Chairman & CEO Common Stock 2015-01-29 4 M 0 50000 9.545 A 474385 D Common Stock 2015-01-29 4 S 0 30000 16.8697 D 444385 D Common Stock 285401 I By Spousal Limited Access Trust Option (Right to buy) 9.545 2015-01-29 4 M 0 50000 0 D 2015-02-24 Common Stock 50000 0 D Represents the weighted average of multiple sales transactions ranging in price from $16.85 to $16.93. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. The reporting person disclaims beneficial ownership of shares held by the Spousal Limited Access Trust. The option vested in 5 equal annual installments beginning on February 24, 2005. /s/ Michelle L. Freehling, Attorney-in-Fact 2015-01-29