0001193125-11-303519.txt : 20111109
0001193125-11-303519.hdr.sgml : 20111109
20111109094959
ACCESSION NUMBER: 0001193125-11-303519
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111109
DATE AS OF CHANGE: 20111109
EFFECTIVENESS DATE: 20111109
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOUND SHORE MANAGEMENT INC /CT/
CENTRAL INDEX KEY: 0000820124
IRS NUMBER: 132509799
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03697
FILM NUMBER: 111189891
BUSINESS ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: SUITE 180
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 629-1980
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: SUITE 180
CITY: GREENWICH
STATE: CT
ZIP: 06830
13F-HR
1
d253796d13fhr.txt
SOUND SHORE MANAGEMENT, INC.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [_]; Amendment Number:
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Sound Shore Management, Inc.
Address: 8 Sound Shore Drive, Suite 180
Greenwich, CT 06830
Form 13F File Number: 028-03697
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct, and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Lowell Haims
Title: Chief Administrative Officer
Phone: (203) 629-1980
Signature, Place, and Date of Signing:
/s/ Lowell Haims Greenwich, CT November 4, 2011
------------------- ---------------------------- =--------------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[_] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
-------------------- ---------------------------------------
028-01190 Frank Russell Company
Form 13F SUMMARY PAGE
Report Summary: Sound Shore Management, Inc.
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 56
Form 13F Information Table Value Total: $4,882,548
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report
No. Form 13F File number Name
--- -------------------- ----------------------
1. 028-10338 One Compass Advisors
Reporting Manager: Sound Shore Management, Inc., 8 Sound Shore Drive, Suite 180, Greenwich, CT 06830
9/30/2011
Item 6 Item 8
Item 2 Investment Discretion Voting Authority
Title Item 3 Item 4 ----------------------- ---------------------------
Item 1 of Cusip Mkt. Value Item 5 Sole Shared Other Item 7 Sole Shared None
Name of Issuer Class Number x $1000 Shares (A) (B) (C) Mgrs. (A) (B) (C)
---------------------------- ------ --------- ---------- ---------- ---------- ------ ----- ------ ---------- ------ ---------
Abbott Laboratories COMMON 002824100 161,131 3,150,790 3,150,790 0 0 2,451,690 0 699,100
AES Corporation COMMON 00130H105 139,651 14,308,492 14,308,492 0 0 11,025,092 0 3,283,400
Altria Group Inc. COMMON 02209S103 219 8,150 8,150 0 0 8,150 0 0
Applied Materials COMMON 038222105 126,167 12,184,134 12,184,134 0 0 9,480,434 0 2,703,700
Bank of America Corporation COMMON 060505104 114,048 18,635,225 18,635,225 0 0 14,529,825 0 4,105,400
Baxter International Inc COMMON 071813109 122,029 2,173,664 2,173,664 0 0 1,646,564 0 527,100
Chubb Corporation COMMON 171232101 300 5,000 5,000 0 0 5,000 0 0
CitiGroup, Inc. COMMON 172967101 146,138 5,705,184 5,705,184 0 0 4,457,224 0 1,247,960
Comcast Corporation Class A COMMON 20030N101 138,647 6,627,506 6,627,506 0 0 5,125,906 0 1,501,600
ConocoPhillips, Inc. COMMON 20825C104 51,484 813,078 813,078 0 0 631,978 0 181,100
Credit Suisse Group COMMON 225401108 107,193 4,085,095 4,085,095 0 0 3,192,195 0 892,900
CVS Caremark Corporation COMMON 126650100 148,633 4,424,930 4,424,930 0 0 3,433,830 0 991,100
Delta Air Lines, Inc. COMMON 247361702 96,089 12,811,922 12,811,922 0 0 9,969,222 0 2,842,700
Devon Energy Corporation COMMON 25179M103 73,350 1,323,060 1,323,060 0 0 1,022,560 0 300,500
Diamond Offshore Drilling,
Inc. COMMON 25271C102 50,487 922,303 922,303 0 0 718,403 0 203,900
DIRECTV Group Inc COMMON 25459L106 661 15,626 15,626 0 0 15,626 0 0
eBay Inc. COMMON 278642103 144,343 4,894,644 4,894,644 0 0 3,807,644 0 1,087,000
El Paso Corporation COMMON 28336L109 50,804 2,906,404 2,906,404 0 0 2,259,704 0 646,700
EQT Corporation COMMON 26884L109 74,928 1,404,197 1,404,197 0 0 1,090,997 0 313,200
Exelon Corporation COMMON 30161N101 160,342 3,763,019 3,763,019 0 0 2,916,419 0 846,600
Exxon Mobil Corp COMMON 30231G102 258 3,548 3,548 0 0 3,548 0 0
Frontier Communications Co COMMON 35906A108 235 38,500 38,500 0 0 38,500 0 0
General Motors Company COMMON 37045V100 128,934 6,389,191 6,389,191 0 0 4,973,991 0 1,415,200
Goldman Sachs Group Inc COMMON 38141G104 255 2,700 2,700 0 0 2,700 0 0
Intl Business Machines COMMON 459200101 358 2,048 2,048 0 0 2,048 0 0
Jabil Circuit, Inc. COMMON 466313103 356 20,000 20,000 0 0 20,000 0 0
JetBlue Airways Corporation COMMON 477143101 225 55,000 55,000 0 0 55,000 0 0
Lowe's Companies, Inc. COMMON 548661107 88,629 4,582,682 4,582,682 0 0 3,563,182 0 1,019,500
Marathon Petroleum
Corporation COMMON 56585A102 56,130 2,074,295 2,074,295 0 0 1,602,195 0 472,100
Marsh & McLennan Companies
Inc. COMMON 571748102 127,281 4,794,025 4,794,025 0 0 3,722,525 0 1,071,500
Merck & Co. Inc. COMMON 589331107 275 8,400 8,400 0 0 8,400 0 0
MetLife Inc. COMMON 59156R108 112,847 4,028,802 4,028,802 0 0 3,135,602 0 893,200
Microsoft Corp COMMON 594918104 185,314 7,445,300 7,445,300 0 0 5,809,200 0 1,636,100
Newmont Mining Corporation COMMON 651639106 84,445 1,341,459 1,341,459 0 0 1,045,259 0 296,200
Novartis AG ADR COMMON 66987V109 102,231 1,833,078 1,833,078 0 0 1,433,178 0 399,900
Owens-Illinois, Inc. COMMON 690768403 89,510 5,919,968 5,919,968 0 0 4,594,268 0 1,325,700
Pfizer Inc. COMMON 717081103 133,458 7,548,520 7,548,520 0 0 5,878,520 0 1,670,000
Phillip Morris International COMMON 718172109 446 7,150 7,150 0 0 7,150 0 0
PNC Financial Services Group COMMON 693475105 207 4,300 4,300 0 0 4,300 0 0
Public Service Enterprise
Group COMMON 744573106 108,701 3,257,456 3,257,456 0 0 2,538,156 0 719,300
Sanofi ADR COMMON 80105N105 120,268 3,666,704 3,666,704 0 0 2,839,004 0 827,700
Charles Schwab Corporation COMMON 808513105 103,625 9,194,734 9,194,734 0 0 7,191,834 0 2,002,900
Southwest Airlines Company COMMON 844741108 109,813 13,658,339 13,658,339 0 0 10,600,439 0 3,057,900
State Street Corporation COMMON 857477103 98,770 3,071,194 3,071,194 0 0 2,397,394 0 673,800
Sunoco, Inc. COMMON 86764P109 139,581 4,501,148 4,501,148 0 0 3,503,448 0 997,700
Symantec Corporation COMMON 871503108 130,623 8,013,685 8,013,685 0 0 6,241,085 0 1,772,600
TJX Companies, Inc. COMMON 872540109 790 14,250 14,250 0 0 14,250 0 0
Texas Instruments Inc. COMMON 882508104 151,996 5,703,413 5,703,413 0 0 4,432,513 0 1,270,900
Time Warner, Inc. COMMON 887317303 163,276 5,447,993 5,447,993 0 0 4,239,893 0 1,208,100
Visa, Inc. COMMON 92826C839 149,532 1,744,426 1,744,426 0 0 1,350,226 0 394,200
Wal-Mart Stores, Inc. COMMON 931142103 147,811 2,848,003 2,848,003 0 0 2,174,203 0 673,800
Western Digital Corporation COMMON 958102105 35,569 1,382,915 1,382,915 0 0 1,081,715 0 301,200
Invesco Ltd. COMMON G491BT108 123,927 7,990,131 7,990,131 0 0 6,196,931 0 1,793,200
Weatherford International,
Ltd. COMMON H27013103 57,338 4,696,020 4,696,020 0 0 3,779,020 0 917,000
LyondellBasell Industries COMMON N53745100 99,474 4,071,781 4,071,781 0 0 3,212,981 0 858,800
Flextronics International COMMON Y2573F102 123,415 21,920,987 21,920,987 0 0 17,089,487 0 4,831,500
Totals: 56
4,882,548