0001193125-11-303519.txt : 20111109 0001193125-11-303519.hdr.sgml : 20111109 20111109094959 ACCESSION NUMBER: 0001193125-11-303519 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111109 DATE AS OF CHANGE: 20111109 EFFECTIVENESS DATE: 20111109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOUND SHORE MANAGEMENT INC /CT/ CENTRAL INDEX KEY: 0000820124 IRS NUMBER: 132509799 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03697 FILM NUMBER: 111189891 BUSINESS ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: SUITE 180 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 629-1980 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: SUITE 180 CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 d253796d13fhr.txt SOUND SHORE MANAGEMENT, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sound Shore Management, Inc. Address: 8 Sound Shore Drive, Suite 180 Greenwich, CT 06830 Form 13F File Number: 028-03697 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Lowell Haims Title: Chief Administrative Officer Phone: (203) 629-1980 Signature, Place, and Date of Signing: /s/ Lowell Haims Greenwich, CT November 4, 2011 ------------------- ---------------------------- =-------------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [_] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name -------------------- --------------------------------------- 028-01190 Frank Russell Company Form 13F SUMMARY PAGE Report Summary: Sound Shore Management, Inc. Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 56 Form 13F Information Table Value Total: $4,882,548 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report No. Form 13F File number Name --- -------------------- ---------------------- 1. 028-10338 One Compass Advisors
Reporting Manager: Sound Shore Management, Inc., 8 Sound Shore Drive, Suite 180, Greenwich, CT 06830 9/30/2011 Item 6 Item 8 Item 2 Investment Discretion Voting Authority Title Item 3 Item 4 ----------------------- --------------------------- Item 1 of Cusip Mkt. Value Item 5 Sole Shared Other Item 7 Sole Shared None Name of Issuer Class Number x $1000 Shares (A) (B) (C) Mgrs. (A) (B) (C) ---------------------------- ------ --------- ---------- ---------- ---------- ------ ----- ------ ---------- ------ --------- Abbott Laboratories COMMON 002824100 161,131 3,150,790 3,150,790 0 0 2,451,690 0 699,100 AES Corporation COMMON 00130H105 139,651 14,308,492 14,308,492 0 0 11,025,092 0 3,283,400 Altria Group Inc. COMMON 02209S103 219 8,150 8,150 0 0 8,150 0 0 Applied Materials COMMON 038222105 126,167 12,184,134 12,184,134 0 0 9,480,434 0 2,703,700 Bank of America Corporation COMMON 060505104 114,048 18,635,225 18,635,225 0 0 14,529,825 0 4,105,400 Baxter International Inc COMMON 071813109 122,029 2,173,664 2,173,664 0 0 1,646,564 0 527,100 Chubb Corporation COMMON 171232101 300 5,000 5,000 0 0 5,000 0 0 CitiGroup, Inc. COMMON 172967101 146,138 5,705,184 5,705,184 0 0 4,457,224 0 1,247,960 Comcast Corporation Class A COMMON 20030N101 138,647 6,627,506 6,627,506 0 0 5,125,906 0 1,501,600 ConocoPhillips, Inc. COMMON 20825C104 51,484 813,078 813,078 0 0 631,978 0 181,100 Credit Suisse Group COMMON 225401108 107,193 4,085,095 4,085,095 0 0 3,192,195 0 892,900 CVS Caremark Corporation COMMON 126650100 148,633 4,424,930 4,424,930 0 0 3,433,830 0 991,100 Delta Air Lines, Inc. COMMON 247361702 96,089 12,811,922 12,811,922 0 0 9,969,222 0 2,842,700 Devon Energy Corporation COMMON 25179M103 73,350 1,323,060 1,323,060 0 0 1,022,560 0 300,500 Diamond Offshore Drilling, Inc. COMMON 25271C102 50,487 922,303 922,303 0 0 718,403 0 203,900 DIRECTV Group Inc COMMON 25459L106 661 15,626 15,626 0 0 15,626 0 0 eBay Inc. COMMON 278642103 144,343 4,894,644 4,894,644 0 0 3,807,644 0 1,087,000 El Paso Corporation COMMON 28336L109 50,804 2,906,404 2,906,404 0 0 2,259,704 0 646,700 EQT Corporation COMMON 26884L109 74,928 1,404,197 1,404,197 0 0 1,090,997 0 313,200 Exelon Corporation COMMON 30161N101 160,342 3,763,019 3,763,019 0 0 2,916,419 0 846,600 Exxon Mobil Corp COMMON 30231G102 258 3,548 3,548 0 0 3,548 0 0 Frontier Communications Co COMMON 35906A108 235 38,500 38,500 0 0 38,500 0 0 General Motors Company COMMON 37045V100 128,934 6,389,191 6,389,191 0 0 4,973,991 0 1,415,200 Goldman Sachs Group Inc COMMON 38141G104 255 2,700 2,700 0 0 2,700 0 0 Intl Business Machines COMMON 459200101 358 2,048 2,048 0 0 2,048 0 0 Jabil Circuit, Inc. COMMON 466313103 356 20,000 20,000 0 0 20,000 0 0 JetBlue Airways Corporation COMMON 477143101 225 55,000 55,000 0 0 55,000 0 0 Lowe's Companies, Inc. COMMON 548661107 88,629 4,582,682 4,582,682 0 0 3,563,182 0 1,019,500 Marathon Petroleum Corporation COMMON 56585A102 56,130 2,074,295 2,074,295 0 0 1,602,195 0 472,100 Marsh & McLennan Companies Inc. COMMON 571748102 127,281 4,794,025 4,794,025 0 0 3,722,525 0 1,071,500 Merck & Co. Inc. COMMON 589331107 275 8,400 8,400 0 0 8,400 0 0 MetLife Inc. COMMON 59156R108 112,847 4,028,802 4,028,802 0 0 3,135,602 0 893,200 Microsoft Corp COMMON 594918104 185,314 7,445,300 7,445,300 0 0 5,809,200 0 1,636,100 Newmont Mining Corporation COMMON 651639106 84,445 1,341,459 1,341,459 0 0 1,045,259 0 296,200 Novartis AG ADR COMMON 66987V109 102,231 1,833,078 1,833,078 0 0 1,433,178 0 399,900 Owens-Illinois, Inc. COMMON 690768403 89,510 5,919,968 5,919,968 0 0 4,594,268 0 1,325,700 Pfizer Inc. COMMON 717081103 133,458 7,548,520 7,548,520 0 0 5,878,520 0 1,670,000 Phillip Morris International COMMON 718172109 446 7,150 7,150 0 0 7,150 0 0 PNC Financial Services Group COMMON 693475105 207 4,300 4,300 0 0 4,300 0 0 Public Service Enterprise Group COMMON 744573106 108,701 3,257,456 3,257,456 0 0 2,538,156 0 719,300 Sanofi ADR COMMON 80105N105 120,268 3,666,704 3,666,704 0 0 2,839,004 0 827,700 Charles Schwab Corporation COMMON 808513105 103,625 9,194,734 9,194,734 0 0 7,191,834 0 2,002,900 Southwest Airlines Company COMMON 844741108 109,813 13,658,339 13,658,339 0 0 10,600,439 0 3,057,900 State Street Corporation COMMON 857477103 98,770 3,071,194 3,071,194 0 0 2,397,394 0 673,800 Sunoco, Inc. COMMON 86764P109 139,581 4,501,148 4,501,148 0 0 3,503,448 0 997,700 Symantec Corporation COMMON 871503108 130,623 8,013,685 8,013,685 0 0 6,241,085 0 1,772,600 TJX Companies, Inc. COMMON 872540109 790 14,250 14,250 0 0 14,250 0 0 Texas Instruments Inc. COMMON 882508104 151,996 5,703,413 5,703,413 0 0 4,432,513 0 1,270,900 Time Warner, Inc. COMMON 887317303 163,276 5,447,993 5,447,993 0 0 4,239,893 0 1,208,100 Visa, Inc. COMMON 92826C839 149,532 1,744,426 1,744,426 0 0 1,350,226 0 394,200 Wal-Mart Stores, Inc. COMMON 931142103 147,811 2,848,003 2,848,003 0 0 2,174,203 0 673,800 Western Digital Corporation COMMON 958102105 35,569 1,382,915 1,382,915 0 0 1,081,715 0 301,200 Invesco Ltd. COMMON G491BT108 123,927 7,990,131 7,990,131 0 0 6,196,931 0 1,793,200 Weatherford International, Ltd. COMMON H27013103 57,338 4,696,020 4,696,020 0 0 3,779,020 0 917,000 LyondellBasell Industries COMMON N53745100 99,474 4,071,781 4,071,781 0 0 3,212,981 0 858,800 Flextronics International COMMON Y2573F102 123,415 21,920,987 21,920,987 0 0 17,089,487 0 4,831,500 Totals: 56 4,882,548