0001415889-23-002337.txt : 20230213 0001415889-23-002337.hdr.sgml : 20230213 20230213161553 ACCESSION NUMBER: 0001415889-23-002337 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230209 FILED AS OF DATE: 20230213 DATE AS OF CHANGE: 20230213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MELLOH HEATHER J. CENTRAL INDEX KEY: 0001935239 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32525 FILM NUMBER: 23618665 MAIL ADDRESS: STREET 1: GENERAL COUNSEL'S OFFICE STREET 2: 1098 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER NAME: FORMER CONFORMED NAME: Mellow Heather J. DATE OF NAME CHANGE: 20220624 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-8001 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 4 1 form4-02132023_090231.xml X0306 4 2023-02-09 0000820027 AMERIPRISE FINANCIAL INC AMP 0001935239 MELLOH HEATHER J. GENERAL COUNSEL'S OFFICE 1098 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS MN 55474 false true false false EVP AND GENERAL COUNSEL Common Stock 2023-02-09 4 M 0 1086 179.84 A 4519 D Common Stock 2023-02-09 4 F 0 717 352.39 D 3802 D Common Stock 2023-02-09 4 S 0 769 352.8706 D 3033 D Employee Stock Option (right to buy) 179.84 2023-02-09 4 M 0 1086 0 D 2028-01-26 Common Stock 1086 0 D Reflects the weighted average price of 769 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 9, 2023 with sale prices ranging from $352.7357 to $353.125 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Fully vested. /s/ Wendy B. Mahling for Heather J. Melloh 2023-02-13