0001415889-23-002337.txt : 20230213
0001415889-23-002337.hdr.sgml : 20230213
20230213161553
ACCESSION NUMBER: 0001415889-23-002337
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230209
FILED AS OF DATE: 20230213
DATE AS OF CHANGE: 20230213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MELLOH HEATHER J.
CENTRAL INDEX KEY: 0001935239
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32525
FILM NUMBER: 23618665
MAIL ADDRESS:
STREET 1: GENERAL COUNSEL'S OFFICE
STREET 2: 1098 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
FORMER NAME:
FORMER CONFORMED NAME: Mellow Heather J.
DATE OF NAME CHANGE: 20220624
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC
CENTRAL INDEX KEY: 0000820027
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 133180631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
BUSINESS PHONE: 612-671-8001
MAIL ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP
DATE OF NAME CHANGE: 20030513
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS
DATE OF NAME CHANGE: 19950711
FORMER COMPANY:
FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/
DATE OF NAME CHANGE: 19920703
4
1
form4-02132023_090231.xml
X0306
4
2023-02-09
0000820027
AMERIPRISE FINANCIAL INC
AMP
0001935239
MELLOH HEATHER J.
GENERAL COUNSEL'S OFFICE
1098 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN
55474
false
true
false
false
EVP AND GENERAL COUNSEL
Common Stock
2023-02-09
4
M
0
1086
179.84
A
4519
D
Common Stock
2023-02-09
4
F
0
717
352.39
D
3802
D
Common Stock
2023-02-09
4
S
0
769
352.8706
D
3033
D
Employee Stock Option (right to buy)
179.84
2023-02-09
4
M
0
1086
0
D
2028-01-26
Common Stock
1086
0
D
Reflects the weighted average price of 769 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 9, 2023 with sale prices ranging from $352.7357 to $353.125 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Fully vested.
/s/ Wendy B. Mahling for Heather J. Melloh
2023-02-13