X0306
4
2017-07-06
0
0000820027
AMERIPRISE FINANCIAL INC
AMP
0001335749
Sweeney Joseph Edward
GENERAL COUNSEL'S OFFICE
1098 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN
55474
0
1
0
0
Pres-AWM Products & Services
Common Stock
2017-07-06
4
M
0
806.762
A
16120.762
D
Common Stock
2017-07-06
4
F
0
387.762
129.15
D
15733
D
Common Stock
2017-07-27
4
M
0
22848
54.33
A
38581
D
Common Stock
2017-07-27
4
F
0
15758
144.65
D
22823
D
Common Stock
2017-07-27
4
S
0
7090
143.961
D
15733
D
Common Stock
261.32
I
By 401(k) Plan
Phantom Stock
2017-07-06
4
M
0
806.762
D
Common Stock
806.762
1780.6525
D
Employee Stock Option (right to buy)
54.33
2017-07-27
4
M
0
22848
0
D
2022-02-07
Common Stock
22848
0
D
Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 27, 2017. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.
Fully vested.
/s/ Thomas R. Moore for Joseph Edward Sweeney
2017-07-31