0001179110-11-017076.txt : 20111222 0001179110-11-017076.hdr.sgml : 20111222 20111222195615 ACCESSION NUMBER: 0001179110-11-017076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111222 FILED AS OF DATE: 20111222 DATE AS OF CHANGE: 20111222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SALOW GLEN CENTRAL INDEX KEY: 0001209458 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32525 FILM NUMBER: 111278769 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-2018 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 4 1 edgar.xml FORM 4 - X0304 4 2011-12-22 0 0000820027 AMERIPRISE FINANCIAL INC AMP 0001209458 SALOW GLEN GENERAL COUNSEL'S OFFICE 1098 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS MN 55474 0 1 0 0 Exec VP of Serv Del & Tech Common Stock 2011-12-22 4 M 0 194943 31.313 A 282630 D Common Stock 2011-12-22 4 M 0 208581 32.587 A 491211 D Common Stock 2011-12-22 4 S 0 363700 50.0014 D 127511 D Common Stock 308.170 I By 401(k) Plan Employee Stock Option (Right to Buy) 31.313 2011-12-22 4 M 0 194943 0 D 2008-01-26 2014-01-25 Common Stock 194943 0 D Employee Stock Option (Right to Buy) 32.587 2011-12-22 4 M 0 208581 0 D 2009-01-24 2015-01-23 Common Stock 208581 0 D Reflects the weighted average price of 363,700 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on December 22, 2011 with sale prices ranging from $50 to $50.07 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of December 21, 2011. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. /s/ Thomas R. Moore for Glen Salow 2011-12-22