0001493152-21-030195.txt : 20211201
0001493152-21-030195.hdr.sgml : 20211201
20211201161255
ACCESSION NUMBER: 0001493152-21-030195
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211129
FILED AS OF DATE: 20211201
DATE AS OF CHANGE: 20211201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: East Asset Management, LLC
CENTRAL INDEX KEY: 0001793591
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00235
FILM NUMBER: 211463090
BUSINESS ADDRESS:
STREET 1: 777 NW BEACON SQUARE BLVD.
CITY: BOCA RATON
STATE: FL
ZIP: 33487
BUSINESS PHONE: (561) 826-3620
MAIL ADDRESS:
STREET 1: 777 NW BEACON SQUARE BLVD.
CITY: BOCA RATON
STATE: FL
ZIP: 33487
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAND CAPITAL CORP
CENTRAL INDEX KEY: 0000081955
IRS NUMBER: 160961359
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1405 RAND BUILDING
CITY: BUFFALO
STATE: NY
ZIP: 14203
BUSINESS PHONE: 7168530802
MAIL ADDRESS:
STREET 1: 1405 RAND BUILDING
CITY: BUFFALO
STATE: NY
ZIP: 14203
4
1
ownership.xml
X0306
4
2021-11-29
0
0000081955
RAND CAPITAL CORP
RAND
0001793591
East Asset Management, LLC
7777 NW BEACON SQUARE BLVD.
BOCA RATON,
FL
33487
0
0
1
0
Common Stock
2021-11-29
4
P
0
9
16.50
A
1642346
D
Common Stock
2021-11-30
4
P
0
2805
16.747
A
1645151
D
Adam Gusky may be deemed to have voting and dispositive power over these shares due to his position as chief investment officer of East Asset Management, LLC ("East"). Mr. Gusky disclaims beneficial ownership over the shares held by East.
/s/ Adam Samuel Gusky
2021-12-01