0001493152-21-030195.txt : 20211201 0001493152-21-030195.hdr.sgml : 20211201 20211201161255 ACCESSION NUMBER: 0001493152-21-030195 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211129 FILED AS OF DATE: 20211201 DATE AS OF CHANGE: 20211201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: East Asset Management, LLC CENTRAL INDEX KEY: 0001793591 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00235 FILM NUMBER: 211463090 BUSINESS ADDRESS: STREET 1: 777 NW BEACON SQUARE BLVD. CITY: BOCA RATON STATE: FL ZIP: 33487 BUSINESS PHONE: (561) 826-3620 MAIL ADDRESS: STREET 1: 777 NW BEACON SQUARE BLVD. CITY: BOCA RATON STATE: FL ZIP: 33487 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAND CAPITAL CORP CENTRAL INDEX KEY: 0000081955 IRS NUMBER: 160961359 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1405 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168530802 MAIL ADDRESS: STREET 1: 1405 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 4 1 ownership.xml X0306 4 2021-11-29 0 0000081955 RAND CAPITAL CORP RAND 0001793591 East Asset Management, LLC 7777 NW BEACON SQUARE BLVD. BOCA RATON, FL 33487 0 0 1 0 Common Stock 2021-11-29 4 P 0 9 16.50 A 1642346 D Common Stock 2021-11-30 4 P 0 2805 16.747 A 1645151 D Adam Gusky may be deemed to have voting and dispositive power over these shares due to his position as chief investment officer of East Asset Management, LLC ("East"). Mr. Gusky disclaims beneficial ownership over the shares held by East. /s/ Adam Samuel Gusky 2021-12-01