0001181431-14-026680.txt : 20140715
0001181431-14-026680.hdr.sgml : 20140715
20140715112510
ACCESSION NUMBER: 0001181431-14-026680
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140714
FILED AS OF DATE: 20140715
DATE AS OF CHANGE: 20140715
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VICAL INC
CENTRAL INDEX KEY: 0000819050
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 930948554
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10390 PACIFIC CENTER COURT
STREET 2: .
CITY: SAN DIEGO
STATE: CA
ZIP: 92121-4340
BUSINESS PHONE: 858-646-1100
MAIL ADDRESS:
STREET 1: 10390 PACIFIC CENTER COURT
STREET 2: .
CITY: SAN DIEGO
STATE: CA
ZIP: 92121-4340
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SAMANT VIJAY B
CENTRAL INDEX KEY: 0001198238
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21088
FILM NUMBER: 14975047
MAIL ADDRESS:
STREET 1: 9373 TOWNE CENTRE DRIVE SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92121-3088
4
1
rrd413154.xml
SAMANT SELL-TO-COVER RSUS JULY 2014
X0306
4
2014-07-14
0
0000819050
VICAL INC
VICL
0001198238
SAMANT VIJAY B
10390 PACIFIC CENTER COURT
SAN DIEGO
CA
92121
1
1
0
0
President & CEO
Common Stock $.01 par value
2014-07-14
4
S
0
4737
1.1703
D
941251
D
Sale of 4,737 shares of common stock issued upon release of 9,474 restricted stock units on July 11 and 13, 2014 to cover withholding taxes, with the balance of the shares (4,737) maintained by the Reporting Person. The sale was affected by a broker pursuant to instructions set forth in a Rule 10b5-1 plan adopted by the Reporting Person and delivered to the broker on February 26, 2014.
Represents a weighted average sales price per share. The prices actually received ranged from $1.16 to $1.18. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
This balance includes 426,750 unvested shares subject to restricted stock units.
Sandy R. Medina (via Power of Attorney)
2014-07-15