0001181431-14-026680.txt : 20140715 0001181431-14-026680.hdr.sgml : 20140715 20140715112510 ACCESSION NUMBER: 0001181431-14-026680 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140714 FILED AS OF DATE: 20140715 DATE AS OF CHANGE: 20140715 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VICAL INC CENTRAL INDEX KEY: 0000819050 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 930948554 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10390 PACIFIC CENTER COURT STREET 2: . CITY: SAN DIEGO STATE: CA ZIP: 92121-4340 BUSINESS PHONE: 858-646-1100 MAIL ADDRESS: STREET 1: 10390 PACIFIC CENTER COURT STREET 2: . CITY: SAN DIEGO STATE: CA ZIP: 92121-4340 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SAMANT VIJAY B CENTRAL INDEX KEY: 0001198238 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21088 FILM NUMBER: 14975047 MAIL ADDRESS: STREET 1: 9373 TOWNE CENTRE DRIVE SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92121-3088 4 1 rrd413154.xml SAMANT SELL-TO-COVER RSUS JULY 2014 X0306 4 2014-07-14 0 0000819050 VICAL INC VICL 0001198238 SAMANT VIJAY B 10390 PACIFIC CENTER COURT SAN DIEGO CA 92121 1 1 0 0 President & CEO Common Stock $.01 par value 2014-07-14 4 S 0 4737 1.1703 D 941251 D Sale of 4,737 shares of common stock issued upon release of 9,474 restricted stock units on July 11 and 13, 2014 to cover withholding taxes, with the balance of the shares (4,737) maintained by the Reporting Person. The sale was affected by a broker pursuant to instructions set forth in a Rule 10b5-1 plan adopted by the Reporting Person and delivered to the broker on February 26, 2014. Represents a weighted average sales price per share. The prices actually received ranged from $1.16 to $1.18. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. This balance includes 426,750 unvested shares subject to restricted stock units. Sandy R. Medina (via Power of Attorney) 2014-07-15