-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AVPFfJCSYIyX+Wbr2TmHWEHnoXKZNBMvYhWqw4u8glRTh+/+YJzCupUSHyjgVHD5 /GbeTUiOGGlIetwmd4Vhww== 0000912057-97-000529.txt : 19970110 0000912057-97-000529.hdr.sgml : 19970110 ACCESSION NUMBER: 0000912057-97-000529 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970109 SROS: NASD GROUP MEMBERS: SAFECO ASSET MANAGEMENT COMPANY GROUP MEMBERS: SAFECO CORP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HAROLDS STORES INC CENTRAL INDEX KEY: 0000818682 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FAMILY CLOTHING STORES [5651] IRS NUMBER: 731308796 STATE OF INCORPORATION: OK FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-40218 FILM NUMBER: 97503177 BUSINESS ADDRESS: STREET 1: 765 ASP CITY: NORMAN STATE: OK ZIP: 73069 BUSINESS PHONE: 4053294045 MAIL ADDRESS: STREET 1: P O DRAWER 2970 STREET 2: P O DRAWER 2970 CITY: NORMAN STATE: OK ZIP: 73070-2970 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SAFECO CORP CENTRAL INDEX KEY: 0000086104 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 910742146 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: SAFECO PLZ CITY: SEATTLE STATE: WA ZIP: 98185 BUSINESS PHONE: 2065455000 MAIL ADDRESS: STREET 1: SAFECO PLAZA CITY: SEATTLE STATE: WA ZIP: 98185 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL AMERICA CORP DATE OF NAME CHANGE: 19680529 SC 13G 1 SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Harolds Stores Inc. ----------------------------- (Name of Issuer) Common Stock ------------------------------------------ (Title of Class of Securities) 413353103 ------------------------------------------ (CUSIP Number) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 7 Pages CUSIP No. 413353103 ----------- - -------------------------------------------------------------------------------- 1) Name of Reporting Person SAFECO Corporation S.S. or I.R.S. Identifica- tion No. of Above Person - -------------------------------------------------------------------------------- 2) Check the Appropriate Box (a) if a Member of a Group ----------------------------------- (See Instructions) (b) - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Citizenship or Place of State of Washington Organization - -------------------------------------------------------------------------------- Number of (5) Sole Voting Shares Bene- Power 0 ficially ---------------------------------------------------------------- Owned by (6) Shared Voting Reporting Power 531,266 Person With ---------------------------------------------------------------- (7) Sole Disposi- tive Power 0 ---------------------------------------------------------------- (8) Shared 531,266 Dispositive Power - -------------------------------------------------------------------------------- 9) Aggregate Amount Bene- 531,266(2) ficially Owned by Reporting Person - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 10.7% - -------------------------------------------------------------------------------- 12) Type of Reporting Person HC (See Instructions) (2) The Reporting Person disclaims any beneficial ownership of the shares reported on this joint 13G. Pages 2 of 7 Pages CUSIP No. 413353103 ----------- - -------------------------------------------------------------------------------- 1) Name of Reporting Person SAFECO Asset Management S.S. or I.R.S. Identifica- Company tion No. of Above Person - -------------------------------------------------------------------------------- 2) Check the Appropriate Box (a) if a Member of a Group ----------------------------------- (See Instructions) (b) - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Citizenship or Place of State of Washington Organization - -------------------------------------------------------------------------------- Number of (5) Sole Voting Shares Bene- Power 0 ficially ---------------------------------------------------------------- Owned by (6) Shared Voting Reporting Power 531,266 Person With ---------------------------------------------------------------- (7) Sole Disposi- tive Power 0 ---------------------------------------------------------------- (8) Shared 531,266 Dispositive Power - -------------------------------------------------------------------------------- 9) Aggregate Amount Bene- 531,266(1) ficially Owned by Reporting Person - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 10.7% - -------------------------------------------------------------------------------- 12) Type of Reporting Person IA (See Instructions) - -------------------------------------------------------------------------------- (1) The Reporting Person disclaims any beneficial ownership of the shares reported on this joint 13G. Page 3 of 7 Pages CUSIP No. 413353103 ----------- Item 1(a). Name of Issuer: See front cover Item 1(b). Address of Issuer Principal Executive Offices: 765 Asp Avenue Norman, OK 73069 Item 2(a). Name of Person(s) Filing: See Item 1 on cover page (pp 2-3). Item 2(b). Address of Principal Business Office or, If None, Residence: SAFECO Plaza, Seattle, WA 98185 Item 2(c). Citizenship: See Item 4 on cover page (pp 2-3). Item 2(d). Title of Class of Securities: See front cover page. Item 2(e). CUSIP Number: See front cover page. Item 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d- 2(b), check whether the persons filing are: (a) ( ) Broker or Dealer registered under Section 15 of the Act. (b) ( ) Bank as defined in Section 3(a)(6) of the Act. (c) ( ) Insurance Company as defined in Section 3(a)(19) of the Act. (d) ( ) Investment Company registered under Section 8 of the Investment Company Act. (e) (X) Investment Advisor registered under Section 203 of the Investment Advisers Act of 1940. (f) ( ) Employee Benefit Plan, Pension Fund which is subject to provisions of Employee Retirement Income Security Act of 1974 or Endowment Fund; see Rule 13d-1(b)(1)(ii)(F). (g) (X) Parent Holding Company in accordance with Rule 13d- 1(b)(ii)(G). (h) ( ) Group, in accordance with Rule 13d-1(b)(1)(ii)(H). Page 4 of 7 Pages CUSIP No. 413353103 ----------- Item 4. Ownership: Items (a) through (c): See items 1 and 5-11 of the cover pages (pp 2-3). SAFECO Asset Management Company and SAFECO Corporation expressly declare that the filing of this statement on Schedule 13G shall not be construed as an admission that they are, for the purposes of Section 13(d) or 13(g) of the Securities and Exchange Act of 1934, the beneficial owners of any securities covered by this statement. Each of such companies is filing this statement because it is considered an indirect beneficial owner of such securities based on its ownership or control of one or more investment companies which directly own such shares. Item 5. Ownership of 5% or Less of a Class: Not applicable. Item 6. Ownership of More than 5% on Behalf of Another Person: Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. SAFECO Asset Management Company is the subsidiary on which SAFECO Corporation is reporting as the parent holding company. SAFECO Asset Management Company is an investment adviser as specified in Item 12 on the cover page (p. 3). Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Page 5 of 7 Pages CUSIP No. 413353103 ----------- Exhibits. The statement required by Rule 13d-1(f) is attached as Exhibit A. Signature. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date January 9, 1997 SAFECO Corporation By /s/ Ronald L. Spaulding ------------------------------------- Ronald L. Spaulding, Treasurer SAFECO Asset Management Company By /s/ Neal A. Fuller ------------------------------------- Neal A. Fuller, Secretary Page 6 of 7 Pages EXHIBIT A Agreement for filing Schedule 13-G. Pursuant to the requirements of Regulation 13d-1(d), SAFECO Corporation and SAFECO Asset Management Company each agree that Schedule 13-G filed by them with regard to Harolds Stores, Inc.'s common stock is filed on behalf of each of them. Date January 9, 1997 SAFECO Corporation By /s/ Ronald L. Spaulding ------------------------------------- Ronald L. Spaulding, Treasurer SAFECO Asset Management Company By /s/ Neal A. Fuller ------------------------------------- Neal A. Fuller, Secretary Page 7 of 7 Pages -----END PRIVACY-ENHANCED MESSAGE-----