-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E4uZ0VwoofZfSLoUGyUVubTdOD3ypZWcSRZAQ1uNL+n6SQZ13xEhwmA7bNttcA3N DMQ9l/VoYqlMjmM4J02mlw== 0000950123-97-004754.txt : 19970602 0000950123-97-004754.hdr.sgml : 19970602 ACCESSION NUMBER: 0000950123-97-004754 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 4 FILED AS OF DATE: 19970530 SROS: NYSE GROUP MEMBERS: MORGAN STANLEY & CO.INTERNATIONAL LTD GROUP MEMBERS: MORGAN STANLEY GROUP INC /DE/ SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SPAIN FUND INC CENTRAL INDEX KEY: 0000818105 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133463933 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-50387 FILM NUMBER: 97617074 BUSINESS ADDRESS: STREET 1: 500 PLAZA DR CITY: SECAUCUS STATE: NJ ZIP: 07094 BUSINESS PHONE: 2013194000 MAIL ADDRESS: STREET 1: ALLIANCE CAPITAL MANAGEMENT LP STREET 2: 1345 AVENUE OF THE AMERICAS 31ST FL CITY: NEW YORK STATE: NY ZIP: 10105 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY GROUP INC /DE/ CENTRAL INDEX KEY: 0000789625 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 132838811 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2127034000 SC 13G 1 SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Spain Fund - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of class of securities) 846330108 - -------------------------------------------------------------------------------- (CUSIP number) Check the following box if a fee is being paid with this statement /X/ (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the notes). 2 CUSIP No. 846330108 13G Page 2 of 9 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Morgan Stanley Group Inc. IRS # 13-283-8891 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION The state of organization is Delaware. - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 BENEFICIALLY ------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH 825,450 ** REPORTING ------------------------------------------------- PERSON WITH 7 SOLE DISPOSITIVE POWER 0 ------------------------------------------------- 8 SHARED DISPOSITIVE POWER 825,450 ** - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 825,450 ** - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.23% ** - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IA, CO - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT ! ** AS OF 12/31/96 3 CUSIP No. 846330108 13G Page 3 of 9 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Morgan Stanley & Co. International Ltd. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION The state of organization is Maryland. - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 BENEFICIALLY ----------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH 825,200 ** REPORTING ----------------------------------------------------- PERSON WITH 7 SOLE DISPOSITIVE POWER 0 ----------------------------------------------------- 8 SHARED DISPOSITIVE POWER 825,200 ** - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 825,200 ** - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.23% ** - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* BD, CO - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT ! ** AS OF 12/31/96 4 CUSIP No. 846330108 13G Page 4 of 9 Pages - -------------------------------------------------------------------------------- Item 1 (a) Name of Issuer Spain Fund Item 1 (b) Address of issuer's principal executive offices 1345 Avenue of the Americas New York, NY 10105 Item 2 (a) Name of person filing (a) Morgan Stanley Group Inc. (b) Morgan Stanley & Co. International Ltd. Item 2 (b) Principal business office (a) 1585 Broadway New York, New York 10036 (b) 25 Cabot Square Canary Wharf London E 14 4 QA England Item 2 (c) Citizenship Incorporated by reference to Item 4 of the cover page pertaining to each reporting person. Item 2 (d) Title of class of Securities Common Stock Item 2 (e) Cusip No. 846330108 Item 3 (a) Morgan Stanley Group Inc. is (e) an Investment Adviser registered under section 203 of the Investment Advisers Act of 1940. (b) Morgan Stanley & Co. International Ltd. is (a) a Broker-Dealer doing business under the laws of the United Kingdom. Morgan Stanley & Co. International Ltd. is filing this statement pursuant to Rules 13d-1(b) and 13d-2(b), relying on such rules and using Schedule 13G in accordance with no-action assurances from the Division of Corporate Finance, Office of Tender Offers. Item 4 Ownership Incorporated by reference to Items (5) - (9) and (11) of the cover page pertaining to each reporting person. 5 CUSIP No. 846330108 13G Page 5 of 9 Pages Item 5 Ownership of 5 Percent or Less of a Class Inapplicable Item 6 Ownership of More than 5 Percent on Behalf of Another Person Accounts managed on a discretionary basis by Morgan Stanley & Co. International Ltd., a wholly owned subsidiary of Morgan Stanley Group Inc., are known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from, the sale of such securities. No such account holds more than 5 percent of the class. Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Inapplicable Item 8 Identification and Classification of Members of the Group Inapplicable Item 9 Notice of Dissolution of Group Inapplicable Item 10 Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. 6 CUSIP No. 846330108 13G Page 6 of 9 Pages After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date : May 14, 1997 Signature : /s/Bruce Bromberg ------------------------------------------------------------ Name/Title: Bruce Bromberg / Counsel Morgan Stanley & Co. Incorporated ---------------------------------------------------------- MORGAN STANLEY GROUP INC. Date : May 14, 1997 Signature : /s/Bruce Bromberg ------------------------------------------------------------ Name/Title: Bruce Bromberg / Counsel Morgan Stanley & Co. Incorporated ---------------------------------------------------------- MORGAN STANLEY & CO. INTERNATIONAL LTD.
INDEX TO EXHIBITS PAGE ------------------- ---- EXHIBIT 1 Agreement to Make a Joint Filing. 7 EXHIBIT 2 Secretary's Certificate Authorizing Bruce Bromberg 8 to Sign on Behalf of Morgan Stanley Group Inc. EXHIBIT 3 Secretary's Certificate Authorizing Bruce Bromberg to Sign on Behalf of Morgan Stanley International Ltd. 9
EX-99.1 2 JOINT FILING AGREEMENT 1 CUSIP No. 846330108 13G Page 7 of 9 Pages EXHIBIT 1 TO SCHEDULE 13G May 14, 1997 MORGAN STANLEY GROUP INC. and MORGAN STANLEY & CO. INTERNATIONAL LTD. hereby agree that, unless differentiated, this Schedule 13G is filed on behalf of each of the parties. MORGAN STANLEY GROUP INC. BY: /s/Bruce Bromberg ---------------------------------------------------------------- Bruce Bromberg / Counsel Morgan Stanley & Co. Incorporated MORGAN STANLEY & CO. INTERNATIONAL LTD. BY: /s/Bruce Bromberg ---------------------------------------------------------------- Bruce Bromberg / Counsel Morgan Stanley & Co. Incorporated EX-99.2 3 SECRETARY'S CERTIFICATE 1 Page 8 of 9 Pages MORGAN STANLEY SECRETARY'S CERTIFICATE I, Charlene R. Herzer, a duly elected and acting Assistant Secretary of Morgan Stanley Group, Inc., a corporation organized and existing under the laws of the State of Delaware (the "Corporation"), certify that the following resolutions were duly adopted by a Consent in Lieu of a Meeting of the Executive Committee of the Board of Directors of the Corporation dated as of April 23, 1997: RESOLVED, that the resolutions adopted on October 19, 1995 relating to signatories to certain reports to be filed with the Securities and Exchange Commission (the "SEC") are superseded in their entirety by these resolutions and Stuart J. M. Breslow, Robert G. Koppenol, Bruce Bromberg and Robin Sherak are each authorized and directed to sign on behalf of the Corporation any reports to be filed under Section 13 and Section 16 of the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder, with the SEC, such authorizations to cease automatically upon termination of employment with any affiliate of the Corporation; and RESOLVED FURTHER, that all actions heretofore taken by Stuart J. M. Breslow, Robert G. Koppenol, Bruce Bromberg and Robin Sherak that are within the authority conferred by the foregoing resolutions are approved, ratified and confirmed in all respects. RESOLVED, that any and all actions to be taken, caused to be taken or heretofore taken by any officer of the Corporation in executing any and all documents, agreements and instruments and in taking any and all steps (including the payment of all expenses) deemed by such officer as necessary or desirable to carry out the intent and purposes of the foregoing resolutions are authorized, ratified and confirmed. IN WITNESS WHEREOF, I have hereunto set my name and affixed the seal of the Corporation as of the 9th day of May, 1997. /s/ Charlene R. Herzer ------------------------------ CHARLENE R. HERZER ASSISTANT SECRETARY [SEAL] EX-99.3 4 POWER OF ATTORNEY 1 Page 9 of 9 Pages POWER OF ATTORNEY BY THIS POWER OF ATTORNEY, MORGAN STANLEY & CO. INTERNATIONAL LIMITED of 25 Cabot Square, Canary Wharf, London E14 4QA hereby constitutes and appoints each of BRUCE BROMBERG and ROBIN SHERAK, each of 1585 Broadway, New York, New York to act as our true and lawful attorney (the `Attorney') with full power to execute and deliver in our name and on our behalf any reports to be filed under Section 13 and Section 16 of the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder, with the Securities and Exchange Commission, and to do all other acts, deeds and things necessary or desirable in connection with the said responsibilities AND WE HEREBY UNDERTAKE to ratify everything done or purported to be done by virtue of this Power. This Power shall be irrevocable for a period of one year from the date hereof. IN WITNESS WHEREOF, MORGAN STANLEY & CO. INTERNATIONAL LIMITED has caused its Common Seal to be hereunto affixed this 24th day of APRIL 1997. THE COMMON SEAL OF MORGAN STANLEY & CO. INTERNATIONAL LIMITED was hereunto affixed in the presence of [SEAL] Director --------------------- Assistant Company Secretary --------------------- -----END PRIVACY-ENHANCED MESSAGE-----