0001330343-13-000006.txt : 20130307 0001330343-13-000006.hdr.sgml : 20130307 20130307160157 ACCESSION NUMBER: 0001330343-13-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130306 FILED AS OF DATE: 20130307 DATE AS OF CHANGE: 20130307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graff Brian CENTRAL INDEX KEY: 0001330343 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00149 FILM NUMBER: 13673411 MAIL ADDRESS: STREET 1: 2 BETHESDA METRO CENTER STREET 2: 14TH FLOOR CITY: BETHESDA STATE: MD ZIP: 20814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN CAPITAL, LTD CENTRAL INDEX KEY: 0000817473 IRS NUMBER: 521451377 BUSINESS ADDRESS: STREET 1: 2 BETHESDA METRO CENTER STREET 2: 14TH FL, ATT TREASURY, CASH AND BANKING CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 3019516122 MAIL ADDRESS: STREET 1: 2 BETHESDA METRO CENTER STREET 2: 14TH FL, ATT TREASURY, CASH AND BANKING CITY: BETHESDA STATE: MD ZIP: 20814 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN CAPITAL STRATEGIES LTD DATE OF NAME CHANGE: 19970623 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-03-06 0000817473 AMERICAN CAPITAL, LTD ACAS 0001330343 Graff Brian 2 BETHESDA METRO CENTER 14TH FLOOR BETHESDA MD 20814 0 1 0 0 Senior Vice President Common Stock 2013-03-06 4 M 0 30588 2.96 A 185515 D Common Stock 2013-03-06 4 S 0 30588 14.26 D 185515 D Common Stock 2013-03-06 4 M 0 82264 3.48 A 185515 D Common Stock 2013-03-06 4 S 0 82264 14.26 D 185515 D Common Stock 6879 I ESOP/401(k) Plan Options 2.96 2013-03-06 4 M 0 30588 0 D 2010-08-12 2019-08-12 Common Stock 30588 0 D Options 3.48 2013-03-06 4 M 0 82264 0 D 2011-02-10 2020-02-10 Common Stock 82264 0 D The option vests in three equal installments beginning on August 12, 2010.. The option vests in three equal installments beginning on February 10, 2011. /s/ Samuel A. Flax, as attorney-in-fact for Brian Graff 2013-03-07 EX-24 2 attach_1.htm

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