0001181078-13-000012.txt : 20131120 0001181078-13-000012.hdr.sgml : 20131120 20131120161251 ACCESSION NUMBER: 0001181078-13-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131118 FILED AS OF DATE: 20131120 DATE AS OF CHANGE: 20131120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN CAPITAL, LTD CENTRAL INDEX KEY: 0000817473 IRS NUMBER: 521451377 BUSINESS ADDRESS: STREET 1: 2 BETHESDA METRO CENTER STREET 2: 14TH FL, ATT TREASURY, CASH AND BANKING CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 3019516122 MAIL ADDRESS: STREET 1: 2 BETHESDA METRO CENTER STREET 2: 14TH FL, ATT TREASURY, CASH AND BANKING CITY: BETHESDA STATE: MD ZIP: 20814 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN CAPITAL STRATEGIES LTD DATE OF NAME CHANGE: 19970623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WAGNER IRA CENTRAL INDEX KEY: 0001181078 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00149 FILM NUMBER: 131233065 MAIL ADDRESS: STREET 1: 2 BETHESDA METRO CENTER, 14TH FLOOR CITY: BETHESDA STATE: MD ZIP: 20814 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-11-18 0000817473 AMERICAN CAPITAL, LTD ACAS 0001181078 WAGNER IRA C/O AMERICAN CAPITAL, LTD. 2 BETHESDA METRO CENTER, 14TH FLOOR BETHESDA MD 20814 0 1 0 0 Pres., European Priv Fin Common Stock 2013-11-18 4 M 0 78035 5.19 A 109356 D Common Stock 2013-11-18 4 M 0 78035 6.51 A 109356 D Common Stock 2013-11-18 4 M 0 14070 6.77 A 109356 D Common Stock 2013-11-18 4 M 0 30000 6.77 A 109356 D Common Stock 2013-11-18 4 S 0 170140 14.651 D 109356 D Options 5.19 2013-11-18 4 M 0 78035 0 A 2011-07-22 2020-07-22 Common Stock 78035 156070 D Options 6.51 2013-11-18 4 M 0 78035 0 A 2011-10-21 2020-10-21 Common Stock 78035 156070 D Options 6.77 2013-11-18 4 M 0 14070 0 A 2012-10-20 2021-10-20 Common Stock 14070 162210 D Options 6.77 2013-11-18 4 M 0 30000 0 A 2012-10-20 2021-10-20 Common Stock 30000 132210 D Price reflects weighted average sales price; actual sale prices ranged from $14.51 to $14.76. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price. The option vests in five equal installments beginning on July 22, 2011. The option vests in five equal installments beginning on October 21, 2011. The option vests in five equal installments beginning on October 20, 2012. Ira Wagner 2013-11-20