0001181078-13-000012.txt : 20131120
0001181078-13-000012.hdr.sgml : 20131120
20131120161251
ACCESSION NUMBER: 0001181078-13-000012
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131118
FILED AS OF DATE: 20131120
DATE AS OF CHANGE: 20131120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN CAPITAL, LTD
CENTRAL INDEX KEY: 0000817473
IRS NUMBER: 521451377
BUSINESS ADDRESS:
STREET 1: 2 BETHESDA METRO CENTER
STREET 2: 14TH FL, ATT TREASURY, CASH AND BANKING
CITY: BETHESDA
STATE: MD
ZIP: 20814
BUSINESS PHONE: 3019516122
MAIL ADDRESS:
STREET 1: 2 BETHESDA METRO CENTER
STREET 2: 14TH FL, ATT TREASURY, CASH AND BANKING
CITY: BETHESDA
STATE: MD
ZIP: 20814
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN CAPITAL STRATEGIES LTD
DATE OF NAME CHANGE: 19970623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WAGNER IRA
CENTRAL INDEX KEY: 0001181078
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00149
FILM NUMBER: 131233065
MAIL ADDRESS:
STREET 1: 2 BETHESDA METRO CENTER, 14TH FLOOR
CITY: BETHESDA
STATE: MD
ZIP: 20814
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-11-18
0000817473
AMERICAN CAPITAL, LTD
ACAS
0001181078
WAGNER IRA
C/O AMERICAN CAPITAL, LTD.
2 BETHESDA METRO CENTER, 14TH FLOOR
BETHESDA
MD
20814
0
1
0
0
Pres., European Priv Fin
Common Stock
2013-11-18
4
M
0
78035
5.19
A
109356
D
Common Stock
2013-11-18
4
M
0
78035
6.51
A
109356
D
Common Stock
2013-11-18
4
M
0
14070
6.77
A
109356
D
Common Stock
2013-11-18
4
M
0
30000
6.77
A
109356
D
Common Stock
2013-11-18
4
S
0
170140
14.651
D
109356
D
Options
5.19
2013-11-18
4
M
0
78035
0
A
2011-07-22
2020-07-22
Common Stock
78035
156070
D
Options
6.51
2013-11-18
4
M
0
78035
0
A
2011-10-21
2020-10-21
Common Stock
78035
156070
D
Options
6.77
2013-11-18
4
M
0
14070
0
A
2012-10-20
2021-10-20
Common Stock
14070
162210
D
Options
6.77
2013-11-18
4
M
0
30000
0
A
2012-10-20
2021-10-20
Common Stock
30000
132210
D
Price reflects weighted average sales price; actual sale prices ranged from $14.51 to $14.76. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
The option vests in five equal installments beginning on July 22, 2011.
The option vests in five equal installments beginning on October 21, 2011.
The option vests in five equal installments beginning on October 20, 2012.
Ira Wagner
2013-11-20