0001181078-12-000009.txt : 20120509 0001181078-12-000009.hdr.sgml : 20120509 20120509170023 ACCESSION NUMBER: 0001181078-12-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120507 FILED AS OF DATE: 20120509 DATE AS OF CHANGE: 20120509 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN CAPITAL, LTD CENTRAL INDEX KEY: 0000817473 IRS NUMBER: 521451377 BUSINESS ADDRESS: STREET 1: 2 BETHESDA METRO CENTER STREET 2: 14TH FL, ATT TREASURY, CASH AND BANKING CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 3019516122 MAIL ADDRESS: STREET 1: 2 BETHESDA METRO CENTER STREET 2: 14TH FL, ATT TREASURY, CASH AND BANKING CITY: BETHESDA STATE: MD ZIP: 20814 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN CAPITAL STRATEGIES LTD DATE OF NAME CHANGE: 19970623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WAGNER IRA CENTRAL INDEX KEY: 0001181078 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00149 FILM NUMBER: 12826550 MAIL ADDRESS: STREET 1: 2 BETHESDA METRO CENTER, 14TH FLOOR CITY: BETHESDA STATE: MD ZIP: 20814 4 1 edgar.xml PRIMARY DOCUMENT X0305 4 2012-05-07 0000817473 AMERICAN CAPITAL, LTD ACAS 0001181078 WAGNER IRA 2 BETHESDA METRO CENTER 14TH FLOOR BETHESDA MD 20814 0 1 0 0 Pres., European Priv Fin Common Stock 2012-05-07 4 M 0 24595 2.15 A 238174 D Common Stock 2012-05-07 4 S 0 24595 9.64 D 238174 D Common Stock 2012-05-07 4 M 0 18565 3.10 A 238174 D Common Stock 2012-05-07 4 S 0 18565 9.61 D 238174 D Common Stock 2012-05-07 4 M 0 30164 3.48 A 238174 D Common Stock 2012-05-07 4 S 0 30164 9.67 D 238174 D Options 2.15 2012-05-07 4 M 0 24595 0 D 2010-04-24 2019-04-24 Common Stock 24595 0 D Options 3.10 2012-05-07 4 M 0 18565 0 D 2010-07-22 2019-07-22 Common Stock 18565 18565 D Options 3.48 2012-05-07 4 M 0 30164 0 D 2011-02-10 2020-02-10 Common Stock 30164 30163 D On June 11, 2009, the company declared a stock dividend payable to all holders of record of common stock on June 22, 2009. Pursuant to the anti-dilution provisions of the Company's stock option plan, an option for 56,798 shares of common stock with an exercise price of $2.79 held by the reporting person on June 22, 2009 became exercisable for 73,786 shares of common stock with an exercise price of $2.15. Price reflects weighted average sales price; actual sale prices ranged from $9.63 to $9.67. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price. Price reflects weighted average sales price; actual sale prices ranged from $9.58 to $9.65. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price. Price reflects weighted average sales price; actual sale prices ranged from $9.63 to $9.73. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price. Ira Wagner 2012-05-09