0001181078-12-000009.txt : 20120509
0001181078-12-000009.hdr.sgml : 20120509
20120509170023
ACCESSION NUMBER: 0001181078-12-000009
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120507
FILED AS OF DATE: 20120509
DATE AS OF CHANGE: 20120509
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN CAPITAL, LTD
CENTRAL INDEX KEY: 0000817473
IRS NUMBER: 521451377
BUSINESS ADDRESS:
STREET 1: 2 BETHESDA METRO CENTER
STREET 2: 14TH FL, ATT TREASURY, CASH AND BANKING
CITY: BETHESDA
STATE: MD
ZIP: 20814
BUSINESS PHONE: 3019516122
MAIL ADDRESS:
STREET 1: 2 BETHESDA METRO CENTER
STREET 2: 14TH FL, ATT TREASURY, CASH AND BANKING
CITY: BETHESDA
STATE: MD
ZIP: 20814
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN CAPITAL STRATEGIES LTD
DATE OF NAME CHANGE: 19970623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WAGNER IRA
CENTRAL INDEX KEY: 0001181078
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00149
FILM NUMBER: 12826550
MAIL ADDRESS:
STREET 1: 2 BETHESDA METRO CENTER, 14TH FLOOR
CITY: BETHESDA
STATE: MD
ZIP: 20814
4
1
edgar.xml
PRIMARY DOCUMENT
X0305
4
2012-05-07
0000817473
AMERICAN CAPITAL, LTD
ACAS
0001181078
WAGNER IRA
2 BETHESDA METRO CENTER
14TH FLOOR
BETHESDA
MD
20814
0
1
0
0
Pres., European Priv Fin
Common Stock
2012-05-07
4
M
0
24595
2.15
A
238174
D
Common Stock
2012-05-07
4
S
0
24595
9.64
D
238174
D
Common Stock
2012-05-07
4
M
0
18565
3.10
A
238174
D
Common Stock
2012-05-07
4
S
0
18565
9.61
D
238174
D
Common Stock
2012-05-07
4
M
0
30164
3.48
A
238174
D
Common Stock
2012-05-07
4
S
0
30164
9.67
D
238174
D
Options
2.15
2012-05-07
4
M
0
24595
0
D
2010-04-24
2019-04-24
Common Stock
24595
0
D
Options
3.10
2012-05-07
4
M
0
18565
0
D
2010-07-22
2019-07-22
Common Stock
18565
18565
D
Options
3.48
2012-05-07
4
M
0
30164
0
D
2011-02-10
2020-02-10
Common Stock
30164
30163
D
On June 11, 2009, the company declared a stock dividend payable to all holders of record of common stock on June 22, 2009. Pursuant to the anti-dilution provisions of the Company's stock option plan, an option for 56,798 shares of common stock with an exercise price of $2.79 held by the reporting person on June 22, 2009 became exercisable for 73,786 shares of common stock with an exercise price of $2.15.
Price reflects weighted average sales price; actual sale prices ranged from $9.63 to $9.67. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
Price reflects weighted average sales price; actual sale prices ranged from $9.58 to $9.65. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
Price reflects weighted average sales price; actual sale prices ranged from $9.63 to $9.73. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
Ira Wagner
2012-05-09