0000816788-12-000003.txt : 20120809 0000816788-12-000003.hdr.sgml : 20120809 20120809151758 ACCESSION NUMBER: 0000816788-12-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120809 DATE AS OF CHANGE: 20120809 EFFECTIVENESS DATE: 20120809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TANAKA CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000816788 IRS NUMBER: 133390215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02082 FILM NUMBER: 121020138 BUSINESS ADDRESS: STREET 1: 230 PARK AVE STREET 2: STE 960 CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 2124903380 MAIL ADDRESS: STREET 1: 230 PRK AVE STREET 2: SUITE 960 CITY: NEW YORK STATE: NY ZIP: 10169 13F-HR 1 submission063012.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tanaka Capital Management, Inc. Address: 369 Lexington Avenue 20th Floor New York, NY 10017 13F File Number: 28-2082 The institutional investment manager filing this report and the Person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all Information contained herein is true, correct, and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Graham Y. Tanaka Title: President Phone: 212-490-3380 Signature, Place, and Date of Signing: Graham Y. Tanaka New York, New York August 8, 2012 Report Type (check only one.): [x] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 FORM 13F Information Table Entry: 36 FORM 13F Information Table Value Total: $22,959,000 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AFLAC Inc. COM 001055102 1442 33867 SH SOLE 33867 ASML Holding N V ADR COM N07059111 1129 21957 SH SOLE 21957 Altria Group, Inc. COM 718154107 599 17351 SH SOLE 17351 Anadarko Petroleum COM 032511107 736 11112 SH SOLE 11112 Apple Computing COM 037833100 2988 5116 SH SOLE 5116 Bio Reference Lab COM 09057G602 688 26176 SH SOLE 26176 Blue Earth Refineries COM G11999102 27 91213 SH SOLE 91213 CR Bard COM 067383109 203 1889 SH SOLE 1889 Catalyst Pharmaceuticals COM 14888U101 50 94522 SH SOLE 94522 China XD Plastics COM 16948F107 527 115070 SH SOLE 115070 Fuelnation, Inc. COM 359528205 0 496780 SH SOLE 496780 Harvest Natural Resourses COM 41754V103 709 82935 SH SOLE 82935 Helen of Troy Limited COM G4388N106 263 7750 SH SOLE 7750 IBM COM 459200101 907 4639 SH SOLE 4639 Intel Corp. COM 458140100 1151 43205 SH SOLE 43205 KHD Humboldt Wedag COM D4024H102 188 31245 SH SOLE 31245 MFC Industrial COM 55278T105 2014 298810 SH SOLE 298810 Mattson Technology COM 577223100 732 418038 SH SOLE 418038 Microsoft COM 594918104 213 6965 SH SOLE 6965 Motor Car Parts COM 620071100 373 83065 SH SOLE 83065 Multiband COM 62544X209 291 122115 SH SOLE 122115 Mymetics Corp COM 62856A102 8 188682 SH SOLE 188682 Nanometrics COM 630077105 860 55980 SH SOLE 55980 O2 Micro COM 67107W100 389 88107 SH SOLE 88107 PepsiCo, Inc. COM 713448108 259 3669 SH SOLE 3669 Philip Morris International COM 718172109 486 5566 SH SOLE 5566 QUALCOMM COM 747525103 1074 19287 SH SOLE 19287 Rudolph Technologies COM 781270103 473 54260 SH SOLE 54260 STEC COM 784774101 245 31454 SH SOLE 31454 Sandridge Energy COM 80007P307 1017 152032 SH SOLE 152032 Sigma Design COM 826565103 171 26736 SH SOLE 26736 Stifel Financial Corp. COM 860630102 274 8870 SH SOLE 8870 Valeant Pharmaceuticals COM 91911K102 672 15005 SH SOLE 15005 Walgreens COM 931422109 215 7255 SH SOLE 7255 Yum Brands, Inc COM 988498101 376 5843 SH SOLE 5843 Zoltek COM 98975W104 1210 134030 SH SOLE 134030