0000816788-12-000001.txt : 20120213
0000816788-12-000001.hdr.sgml : 20120213
20120213161033
ACCESSION NUMBER: 0000816788-12-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120213
DATE AS OF CHANGE: 20120213
EFFECTIVENESS DATE: 20120213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TANAKA CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0000816788
IRS NUMBER: 133390215
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02082
FILM NUMBER: 12599168
BUSINESS ADDRESS:
STREET 1: 230 PARK AVE
STREET 2: STE 960
CITY: NEW YORK
STATE: NY
ZIP: 10169
BUSINESS PHONE: 2124903380
MAIL ADDRESS:
STREET 1: 230 PRK AVE
STREET 2: SUITE 960
CITY: NEW YORK
STATE: NY
ZIP: 10169
13F-HR
1
submission123111.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Tanaka Capital Management, Inc.
Address: 369 Lexington Avenue
20th Floor
New York, NY 10017
13F File Number: 28-2082
The institutional investment manager filing this report and the
Person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
Information contained herein is true, correct, and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Graham Y. Tanaka
Title: President
Phone: 212-490-3380
Signature, Place, and Date of Signing:
Graham Y. Tanaka New York, New York February 13, 2012
Report Type (check only one.):
[x] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
FORM 13F Information Table Entry: 39
FORM 13F Information Table Value Total: $25,929,000
List of Other Included Managers:
No. 13F File Number Name
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
AFLAC Inc. COM 001055102 1710 39526 SH SOLE 39526
ASML Holding N V ADR COM N07059111 1060 25355 SH SOLE 25355
Altria Group, Inc. COM 718154107 471 15886 SH SOLE 15886
Anadarko Petroleum COM 032511107 910 11916 SH SOLE 11916
Apple Computing COM 037833100 2264 5589 SH SOLE 5589
Axis Capital COM G0692U109 619 19355 SH SOLE 19355
Bio Reference Lab COM 09057G602 454 27876 SH SOLE 27876
Blue Earth Refineries COM G11999102 29 97158 SH SOLE 97158
Catalyst Pharmaceuticals COM 14888U101 122 94522 SH SOLE 94522
China XD Plastics COM 16948F107 665 124585 SH SOLE 124585
Exxon COM 30231G102 224 2640 SH SOLE 2640
Fuelnation, Inc. COM 359528205 0 496780 SH SOLE 496780
General Electric COM 369604103 998 55745 SH SOLE 55745
IBM COM 459200101 918 4990 SH SOLE 4990
Intel Corp. COM 458140100 1061 43755 SH SOLE 43755
KHD Humboldt Wedag COM D4024H102 223 34728 SH SOLE 34728
Kodiak oil and gas COM 50015Q100 1073 112985 SH SOLE 112985
MFC Industrial COM 55278T105 2055 293134 SH SOLE 293134
Mattson Technology COM 577223100 702 508977 SH SOLE 508977
Motor Car Parts COM 620071100 336 44780 SH SOLE 44780
Multiband COM 62544X209 482 149275 SH SOLE 149275
Mymetics Corp COM 62856A102 5 194329 SH SOLE 194329
NII Holdings COM 62913F201 646 30319 SH SOLE 30319
Nanometrics COM 630077105 1132 61460 SH SOLE 61460
O2 Micro COM 67107W100 408 102313 SH SOLE 102313
PepsiCo, Inc. COM 713448108 401 6049 SH SOLE 6049
Philip Morris International COM 718172109 396 5046 SH SOLE 5046
QUALCOMM COM 747525103 1073 19611 SH SOLE 19611
Rudolph Technologies COM 781270103 560 60450 SH SOLE 60450
STEC COM 784774101 262 30444 SH SOLE 30444
Sandridge Energy COM 80007P307 782 95822 SH SOLE 95822
Sigma Design COM 826565103 182 30264 SH SOLE 30264
Stifel Financial Corp. COM 860630102 298 9312 SH SOLE 9312
Tennant Company COM 880345103 543 13965 SH SOLE 13965
Valeant Pharmaceuticals COM 91911K102 740 15844 SH SOLE 15844
Veeco Instr COM 922417100 284 13650 SH SOLE 13650
Walgreens COM 931422109 298 9005 SH SOLE 9005
Yum Brands, Inc COM 988498101 412 6978 SH SOLE 6978
Zoltek COM 98975W104 1134 148870 SH SOLE 148870