0000816788-11-000003.txt : 20110811 0000816788-11-000003.hdr.sgml : 20110811 20110811145341 ACCESSION NUMBER: 0000816788-11-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110811 DATE AS OF CHANGE: 20110811 EFFECTIVENESS DATE: 20110811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TANAKA CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000816788 IRS NUMBER: 133390215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02082 FILM NUMBER: 111027433 BUSINESS ADDRESS: STREET 1: 230 PARK AVE STREET 2: STE 960 CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 2124903380 MAIL ADDRESS: STREET 1: 230 PRK AVE STREET 2: SUITE 960 CITY: NEW YORK STATE: NY ZIP: 10169 13F-HR 1 submission063011.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tanaka Capital Management, Inc. Address: 369 Lexington Avenue 20th Floor New York, NY 10017 13F File Number: 28-2082 The institutional investment manager filing this report and the Person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all Information contained herein is true, correct, and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Graham Y. Tanaka Title: President Phone: 212-490-3380 Signature, Place, and Date of Signing: Graham Y. Tanaka New York, New York August 11, 2011 Report Type (check only one.): [x] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 FORM 13F Information Table Entry: 45 FORM 13F Information Table Value Total: $31,030,000 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AFLAC Inc. COM 001055102 1891 40516 SH SOLE 40516 ASML Holding N V ADR COM N07059111 949 25673 SH SOLE 25673 Altria Group, Inc. COM 718154107 420 15886 SH SOLE 15886 Anadarko Petroleum COM 032511107 1388 18076 SH SOLE 18076 Apple Computing COM 037833100 1965 5853 SH SOLE 5853 Axis Capital COM G0692U109 349 11275 SH SOLE 11275 Bio Reference Lab COM 09057G602 1012 48441 SH SOLE 48441 Blue Earth Refineries COM G11999102 67 97158 SH SOLE 97158 CR Bard COM 067383109 797 7259 SH SOLE 7259 Catalyst Pharmaceuticals COM 14888U101 71 38000 SH SOLE 38000 China Medical Technology ADS COM 169483104 246 31969 SH SOLE 31969 China XD Plastics COM 16948F107 528 125430 SH SOLE 125430 Exxon COM 30231G102 219 2695 SH SOLE 2695 Fuelnation, Inc. COM 359528205 0 496780 SH SOLE 496780 General Electric COM 369604103 1105 58610 SH SOLE 58610 Helen of Troy Limited COM G4388N106 214 6195 SH SOLE 6195 IBM COM 459200101 879 5125 SH SOLE 5125 Intel Corp. COM 458140100 998 45045 SH SOLE 45045 KHD Humboldt Wedag COM D4024H102 300 34728 SH SOLE 34728 Mattson Technology COM 577223100 722 380012 SH SOLE 380012 Medco Health Solutions COM 58405U102 558 9870 SH SOLE 9870 Microsoft COM 594918104 266 10220 SH SOLE 10220 Motor Car Parts COM 620071100 692 46090 SH SOLE 46090 Multiband COM 62544X209 489 150585 SH SOLE 150585 Mymetics Corp COM 62856A102 17 194329 SH SOLE 194329 NII Holdings COM 62913F201 1302 30714 SH SOLE 30714 Nanometrics COM 630077105 715 37630 SH SOLE 37630 Newmont Mining COM 651639106 613 11365 SH SOLE 11365 O2 Micro COM 67107W100 714 109921 SH SOLE 109921 PepsiCo, Inc. COM 713448108 460 6534 SH SOLE 6534 Philip Morris International COM 718172109 339 5081 SH SOLE 5081 QUALCOMM COM 747525103 1160 20418 SH SOLE 20418 Rudolph Technologies COM 781270103 1059 98925 SH SOLE 98925 STEC COM 784774101 643 37800 SH SOLE 37800 Sandridge Energy COM 80007P307 975 91490 SH SOLE 91490 Sigma Design COM 826565103 381 49895 SH SOLE 49895 Stifel Financial Corp. COM 860630102 334 9312 SH SOLE 9312 Systemax COM 871851101 383 25665 SH SOLE 25665 Tennant Company COM 880345103 259 6480 SH SOLE 6480 Terra Nova Royalty Corp COM 88102D103 2266 298921 SH SOLE 298921 Valeant Pharmaceuticals COM 91911K102 916 17623 SH SOLE 17623 Veeco Instr COM 922417100 737 15220 SH SOLE 15220 Walgreens COM 931422109 386 9100 SH SOLE 9100 Yum Brands, Inc COM 988498101 388 7023 SH SOLE 7023 Zoltek COM 98975W104 856 81300 SH SOLE 81300