-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fcas6IYbyPGInidgz5HXK8++KhY2t6MUN3IdGL51eJkgQB3YL2AS9d6jhe3k/3Mi wgh2zN3M3AgwN3OLXnGK0Q== 0000816788-08-000005.txt : 20081106 0000816788-08-000005.hdr.sgml : 20081106 20081106142208 ACCESSION NUMBER: 0000816788-08-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081106 DATE AS OF CHANGE: 20081106 EFFECTIVENESS DATE: 20081106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TANAKA CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000816788 IRS NUMBER: 133390215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02082 FILM NUMBER: 081166558 BUSINESS ADDRESS: STREET 1: 230 PARK AVE STREET 2: STE 960 CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 2124903380 MAIL ADDRESS: STREET 1: 230 PRK AVE STREET 2: SUITE 960 CITY: NEW YORK STATE: NY ZIP: 10169 13F-HR 1 submission093008.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30,2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tanaka Capital Management, Inc. Address: 369 Lexington Avenue 20th Floor New York, NY 10017 13F File Number: 28-2082 The institutional investment manager filing this report and the Person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all Information contained herein is true, correct, and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Graham Y. Tanaka Title: President Phone: 212-490-3380 Signature, Place, and Date of Signing: Graham Y. Tanaka New York, New York November 6, 2008 Report Type (check only one.): [x] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 FORM 13F Information Table Entry: 29 FORM 13F Information Table Value Total: $19,926,000 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AFLAC Inc. COM 001055102 1647 28030 SH SOLE 28030 ASML Holding N V ADR COM N07059111 825 46852 SH SOLE 46852 Amdocs COM G02602103 560 20470 SH SOLE 20470 BJ's Restaurants Inc. COM 09180C106 292 24448 SH SOLE 24448 Bio Reference Lab COM 09057G602 1221 42242 SH SOLE 42242 Biovail Corporation COM 09067J109 577 59040 SH SOLE 59040 Blue Earth Refineries COM G11999102 232 115907 SH SOLE 115907 CR Bard COM 067383109 1051 11081 SH SOLE 11081 Catalyst Pharmaceuticals COM 14888U101 113 38000 SH SOLE 38000 China Medical Technology ADS COM 169483104 1025 31447 SH SOLE 31447 Fuelnation, Inc. COM 359528205 9 496780 SH SOLE 496780 General Electric COM 369604103 453 17779 SH SOLE 17779 Helen of Troy Limited COM G4388N106 508 22318 SH SOLE 22318 Intel Corp. COM 458140100 755 40301 SH SOLE 40301 KHD Humboldt Wedag Inter'l Ltd COM 482462108 1064 55477 SH SOLE 55477 KV Pharmaceutical Cl A COM 482740206 1760 77505 SH SOLE 77505 L3 Communications Hldg COM 502424104 1030 10478 SH SOLE 10478 Mass Financial Corp. Class A COM P64605101 1441 275001 SH SOLE 275001 Mattson Technology COM 577223100 451 95361 SH SOLE 95361 Monro Muffler Brake COM 610236101 353 15299 SH SOLE 15299 Mymetics Corp COM 62856A102 166 502425 SH SOLE 502425 NII Holdings COM 62913F201 944 24892 SH SOLE 24892 O2 Micro COM 67107W100 518 142803 SH SOLE 142803 QUALCOMM COM 747525103 517 12039 SH SOLE 12039 SWA REIT COM P85441114 46 96320 SH SOLE 96320 Scientific Games COM 80874P109 1117 48508 SH SOLE 48508 Semitool Inc. COM 816909105 518 63349 SH SOLE 63349 Sigma Design COM 826565103 254 17896 SH SOLE 17896 Staples Inc. COM 855030102 478 21241 SH SOLE 21241
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