0001193125-12-059005.txt : 20120214 0001193125-12-059005.hdr.sgml : 20120214 20120214104913 ACCESSION NUMBER: 0001193125-12-059005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JONES FINANCIAL COMPANIES LLLP CENTRAL INDEX KEY: 0000815917 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431450818 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14470 FILM NUMBER: 12603966 BUSINESS ADDRESS: STREET 1: 12555 MANCHESTER ROAD CITY: ST LOUIS STATE: MO ZIP: 63131 BUSINESS PHONE: 3145152000 MAIL ADDRESS: STREET 1: 12555 MANCHESTER ROAD CITY: ST LOUIS STATE: MO ZIP: 63131 FORMER COMPANY: FORMER CONFORMED NAME: JONES FINANCIAL COMPANIES LP LLP DATE OF NAME CHANGE: 19980514 FORMER COMPANY: FORMER CONFORMED NAME: JONES FINANCIAL COMPANIES L P DATE OF NAME CHANGE: 19920703 13F-HR 1 d299365d13fhr.txt FORM 13F ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year / Quarter Ended: December 31, 2011 Check here if Amendment [_]; Amendment Number: ________________________________ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Jones Financial Companies, L.L.L.P. Address: 12555 Manchester Road St.Louis, Missouri 63131 Form 13F File Number: 28-14470 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kevin Bastien Title: Chief Financial Officer Phone: 314-515-5946 Signature, Place, and Date of Signing: /s/ Kevin Bastien St. Louis, Missouri February 14, 2012 -------------------------- -------------------------- -------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) ================================================================================ FORM 13F SUMMARY PAGE Report Summary Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 345 Form 13F Information Table Value Total: $4,966,338 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 28-14284 Edward D. Jones & Co., L.P. 2. 28-06321 Edward Jones Trust Company FORM 13F INFORMATION TABLE
VOTING VOTING VOTING TITLE OF VALUE SHRS OR PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT SH /PRN CALL DISCRETION MANAGER SOLE SHARED NONE -------------- -------- ----- -------- ------- ------- ---- ---------- ------- --------- --------- --------- 3M CO COM 88579Y101 2,795 34,192 SH SOLE 2 34,192 0 0 3M CO COM 88579Y101 534 6,533 SH OTHER 2 6,533 0 0 ABBOTT LABS COM 2824100 1,638 29,137 SH SOLE 2 29,137 0 0 ABBOTT LABS COM 2824100 409 7,280 SH OTHER 2 7,280 0 0 ACCENTURE PLC IRELAND CL A ADR G1151C101 913 17,147 SH SOLE 2 17,147 0 0 ACCENTURE PLC IRELAND CL A ADR G1151C101 79 1,489 SH OTHER 2 1,489 0 0 ALLERGAN INC COM 18490102 75 852 SH SOLE 2 852 0 0 ALLERGAN INC COM 18490102 834 9,500 SH OTHER 2 9,500 0 0 ALLSTATE CORP COM 20002101 508 18,549 SH SOLE 2 18,549 0 0 ALLSTATE CORP COM 20002101 96 3,498 SH OTHER 2 3,498 0 0 ALTRIA GROUP INC COM 02209S103 173 5,822 SH SOLE 2 5,822 0 0 ALTRIA GROUP INC COM 02209S103 243 8,200 SH OTHER 2 8,200 0 0 AMERICAN EXPRESS CO COM 25816109 1,853 39,275 SH SOLE 2 39,275 0 0 AMERICAN EXPRESS CO COM 25816109 343 7,275 SH OTHER 2 7,275 0 0 AMERICAN WATER WORKS CO INC COM 30420103 553 17,348 SH SOLE 2 17,348 0 0 AMERICAN WATER WORKS CO INC COM 30420103 48 1,500 SH OTHER 2 1,500 0 0 APACHE CORP COM 37411105 318 3,507 SH SOLE 2 3,507 0 0 APACHE CORP COM 37411105 6 67 SH OTHER 2 67 0 0 APPLE COMPUTER INC COM 37833100 2,626 6,484 SH SOLE 2 6,484 0 0 APPLE COMPUTER INC COM 37833100 211 521 SH OTHER 2 521 0 0 AT & T INC COM 00206R102 4,883 161,465 SH SOLE 2 161,465 0 0 AT & T INC COM 00206R102 515 17,046 SH OTHER 2 17,046 0 0 AUTOMATIC DATA PROCESSING INC COM 53015103 415 7,689 SH SOLE 2 7,689 0 0 AUTOMATIC DATA PROCESSING INC COM 53015103 80 1,490 SH OTHER 2 1,490 0 0 BANK OF NEW YORK MELLON CORP COM 64058100 364 18,305 SH SOLE 2 18,305 0 0 BANK OF NEW YORK MELLON CORP COM 64058100 69 3,463 SH OTHER 2 3,463 0 0 BAXTER INTL INC COM 71813109 265 5,361 SH SOLE 2 5,361 0 0 BAXTER INTL INC COM 71813109 33 676 SH OTHER 2 676 0 0 BECTON DICKINSON & CO COM 75887109 255 3,410 SH SOLE 2 3,410 0 0 BECTON DICKINSON & CO COM 75887109 30 400 SH OTHER 2 400 0 0 BERKSHIRE HATHAWAY INC CL B COM 84670702 179 2,348 SH SOLE 2 2,348 0 0 BERKSHIRE HATHAWAY INC CL B COM 84670702 37 490 SH OTHER 2 490 0 0 BERKSHIRE HATHAWAY INC CLASS A COM 84670108 230 2 SH SOLE 2 2 0 0 BHP BILLITON PLC SPONS ADR ADR 5545E209 425 7,277 SH SOLE 2 7,277 0 0 BHP BILLITON PLC SPONS ADR ADR 5545E209 111 1,900 SH OTHER 2 1,900 0 0 BLACKROCK INC CL A COM 09247X101 1,099 6,166 SH SOLE 2 6,166 0 0 BLACKROCK INC CL A COM 09247X101 137 768 SH OTHER 2 768 0 0 BOEING CO COM 97023105 450 6,133 SH SOLE 2 6,133 0 0 BOEING CO COM 97023105 80 1,092 SH OTHER 2 1,092 0 0 BP AMOCO PLC ADR 55622104 230 5,371 SH SOLE 2 5,371 0 0 BP AMOCO PLC ADR 55622104 64 1,500 SH OTHER 2 1,500 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 162 4,603 SH SOLE 2 4,603 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 347 9,851 SH OTHER 2 9,851 0 0 CANADIAN NATIONAL RAILWAY CO ADR 136375102 337 4,292 SH SOLE 2 4,292 0 0 CATERPILLAR INC COM 149123101 1,382 15,258 SH SOLE 2 15,258 0 0 CATERPILLAR INC COM 149123101 107 1,180 SH OTHER 2 1,180 0 0 CEF ISHARES S&P 500 GROWTH IND ETF 464287309 894 13,262 SH SOLE 2 0 0 0 CEF ISHARES S&P 500 GROWTH IND ETF 464287309 270 4,007 SH OTHER 2 0 0 0 CEF ISHARES S&P 500 VALUE INDE ETF 464287408 2,574 44,511 SH SOLE 2 0 0 0 CEF ISHARES S&P 500 VALUE INDE ETF 464287408 701 12,125 SH OTHER 2 0 0 0 CH ROBINSON WORLDWIDE INC COM 12541W209 376 5,393 SH SOLE 2 5,393 0 0 CH ROBINSON WORLDWIDE INC COM 12541W209 49 700 SH OTHER 2 700 0 0 CHEVRON CORPORATION COM 166764100 5,531 51,985 SH SOLE 2 51,985 0 0 CHEVRON CORPORATION COM 166764100 906 8,513 SH OTHER 2 8,513 0 0 CHURCH & DWIGHT INC COM 171340102 641 14,012 SH SOLE 2 14,012 0 0 CHURCH & DWIGHT INC COM 171340102 53 1,150 SH OTHER 2 1,150 0 0 CISCO SYS INC COM 17275R102 260 14,386 SH SOLE 2 14,386 0 0 CISCO SYS INC COM 17275R102 33 1,834 SH OTHER 2 1,834 0 0 COCA COLA CO COM 191216100 2,020 28,873 SH SOLE 2 28,873 0 0 COCA COLA CO COM 191216100 94 1,337 SH OTHER 2 1,337 0 0 COLGATE PALMOLIVE CO COM 194162103 437 4,732 SH SOLE 2 4,732 0 0 COLGATE PALMOLIVE CO COM 194162103 28 300 SH OTHER 2 300 0 0 COMCAST CORP-CL A COM 20030N101 839 35,378 SH SOLE 2 35,378 0 0 COMCAST CORP-CL A COM 20030N101 3 119 SH OTHER 2 119 0 0 CONOCOPHILLIPS COM 20825C104 3,168 43,471 SH SOLE 2 43,471 0 0 CONOCOPHILLIPS COM 20825C104 323 4,439 SH OTHER 2 4,439 0 0 COVIDIEN PLC ADR G2554F113 539 11,974 SH SOLE 2 11,974 0 0 COVIDIEN PLC ADR G2554F113 112 2,489 SH OTHER 2 2,489 0 0 CSX CORP COM 126408103 278 13,202 SH SOLE 2 13,202 0 0 DEERE & CO COM 244199105 475 6,136 SH SOLE 2 6,136 0 0 DEERE & CO COM 244199105 6 75 SH OTHER 2 75 0 0 DIAGEO PLC ADR ADR 25243Q205 643 7,355 SH SOLE 2 7,355 0 0 DIAGEO PLC ADR ADR 25243Q205 73 835 SH OTHER 2 835 0 0 DISNEY WALT CO NEW COM 254687106 985 26,272 SH SOLE 2 26,272 0 0 DISNEY WALT CO NEW COM 254687106 233 6,225 SH OTHER 2 6,225 0 0 DOMINION RESOURCES INC VA COM 25746U109 363 6,836 SH SOLE 2 6,836 0 0 DOVER CORP COM 260003108 488 8,401 SH SOLE 2 8,401 0 0 DOVER CORP COM 260003108 7 117 SH OTHER 2 117 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 223 4,868 SH SOLE 2 4,868 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 156 3,400 SH OTHER 2 3,400 0 0 DUKE ENERGY HOLDING CORP COM 26441C105 502 22,801 SH SOLE 2 22,801 0 0 DUKE ENERGY HOLDING CORP COM 26441C105 52 2,356 SH OTHER 2 2,356 0 0 E M C CORP MASS COM 268648102 913 42,364 SH SOLE 2 42,364 0 0 E M C CORP MASS COM 268648102 104 4,815 SH OTHER 2 4,815 0 0 ECOLAB INC COM 278865100 744 12,867 SH SOLE 2 12,867 0 0 ECOLAB INC COM 278865100 9 154 SH OTHER 2 154 0 0 EMERSON ELEC CO COM 291011104 2,413 51,798 SH SOLE 2 51,798 0 0
EMERSON ELEC CO COM 291011104 264 5,671 SH OTHER 2 5,671 0 0 ENERGY SELECT SECTOR SPDR ETF ETF 81369Y506 235 3,395 SH SOLE 2 0 0 0 EQT CORPORATION COM 26884L109 249 4,539 SH SOLE 2 4,539 0 0 EQT CORPORATION COM 26884L109 75 1,370 SH OTHER 2 1,370 0 0 EXPRESS SCRIPTS INC CL A COM 302182100 1,147 25,669 SH SOLE 2 25,669 0 0 EXPRESS SCRIPTS INC CL A COM 302182100 100 2,242 SH OTHER 2 2,242 0 0 EXXON MOBIL CORP COM 30231G102 4,323 51,001 SH SOLE 2 51,001 0 0 EXXON MOBIL CORP COM 30231G102 646 7,623 SH OTHER 2 7,623 0 0 FEDEX CORPORATION COM 31428X106 685 8,201 SH SOLE 2 8,201 0 0 FEDEX CORPORATION COM 31428X106 74 892 SH OTHER 2 892 0 0 FINANCIAL SELECT SECTOR ETF ETF 81369Y605 897 69,015 SH SOLE 2 0 0 0 FINANCIAL SELECT SECTOR ETF ETF 81369Y605 156 12,000 SH OTHER 2 0 0 0 FISERV INC COM 337738108 201 3,422 SH SOLE 2 3,422 0 0 FISERV INC COM 337738108 8 131 SH OTHER 2 131 0 0 FRANKLIN RESOURCES INC COM 354613101 245 2,551 SH SOLE 2 2,551 0 0 GENERAL DYNAMICS CORP COM 369550108 1,125 16,947 SH SOLE 2 16,947 0 0 GENERAL DYNAMICS CORP COM 369550108 96 1,450 SH OTHER 2 1,450 0 0 GENERAL ELEC CO COM 369604103 1,165 65,049 SH SOLE 2 65,049 0 0 GENERAL ELEC CO COM 369604103 568 31,715 SH OTHER 2 31,715 0 0 GENERAL MLS INC COM 370334104 2,629 65,053 SH SOLE 2 65,053 0 0 GENERAL MLS INC COM 370334104 218 5,396 SH OTHER 2 5,396 0 0 GLAXO SMITHKLINE SPONSORED ADR ADR 37733W105 388 8,508 SH SOLE 2 8,508 0 0 GLAXO SMITHKLINE SPONSORED ADR ADR 37733W105 1,454 31,866 SH OTHER 2 31,866 0 0 GOOGLE INC-CL A COM 38259P508 456 706 SH SOLE 2 706 0 0 GOOGLE INC-CL A COM 38259P508 140 216 SH OTHER 2 216 0 0 HEALTH CARE SELECT SECTOR SPDR ETF 81369Y209 279 8,043 SH SOLE 2 0 0 0 HESS CORPORATION COM 42809H107 278 4,895 SH SOLE 2 4,895 0 0 HESS CORPORATION COM 42809H107 6 109 SH OTHER 2 109 0 0 HEWLETT PACKARD CO COM 428236103 321 12,452 SH SOLE 2 12,452 0 0 HEWLETT PACKARD CO COM 428236103 111 4,306 SH OTHER 2 4,306 0 0 HOME DEPOT INC COM 437076102 1,862 44,289 SH SOLE 2 44,289 0 0 HOME DEPOT INC COM 437076102 357 8,494 SH OTHER 2 8,494 0 0 HONEYWELL INTERNATIONAL INC COM 438516106 773 14,222 SH SOLE 2 14,222 0 0 HONEYWELL INTERNATIONAL INC COM 438516106 83 1,518 SH OTHER 2 1,518 0 0 HSBC HOLDINGS PLC-SPONS ADR ADR 404280406 600 15,746 SH SOLE 2 15,746 0 0 HSBC HOLDINGS PLC-SPONS ADR ADR 404280406 15 382 SH OTHER 2 382 0 0 ILLINOIS TOOL WKS INC COM 452308109 1,340 28,686 SH SOLE 2 28,686 0 0 ILLINOIS TOOL WKS INC COM 452308109 122 2,622 SH OTHER 2 2,622 0 0 INTEL CORP COM 458140100 2,722 112,237 SH SOLE 2 112,237 0 0 INTEL CORP COM 458140100 231 9,535 SH OTHER 2 9,535 0 0 INTERNATIONAL BUSINESS MACHINE COM 459200101 4,553 24,760 SH SOLE 2 24,760 0 0 INTERNATIONAL BUSINESS MACHINE COM 459200101 733 3,984 SH OTHER 2 3,984 0 0 INVESCO LIMITED ADR G491BT108 411 20,438 SH SOLE 2 20,438 0 0 ISHARES BARCLAYS AGGREGATE BON ETF 464287226 10,783 97,804 SH SOLE 2 0 0 0 ISHARES BARCLAYS AGGREGATE BON ETF 464287226 2,283 20,710 SH OTHER 2 0 0 0 iShares Barclays Aggregate Bond ETF 464287226 1,037,318 9,408,778 SH SOLE 1 0 0 9,408,778
ISHARES BARCLAYS INTERMED GOV ETF 464288612 356 3,200 SH SOLE 2 0 0 0 iShares MSCI EAFE Growth Index ETF 464288885 56,579 1,087,849 SH SOLE 1 0 0 1,087,849 iShares MSCI EAFE Index ETF 464287465 195,061 3,938,232 SH SOLE 1 0 0 3,938,232 ISHARES MSCI EAFE INDEX ETF ETF 464287465 4,407 88,981 SH SOLE 2 0 0 0 ISHARES MSCI EAFE INDEX ETF ETF 464287465 857 17,311 SH OTHER 2 0 0 0 iShares MSCI EAFE Value Index ETF 464288877 166,345 3,895,675 SH SOLE 1 0 0 3,895,675 ISHARES MSCI EAFE VALUE INDEX ETF 464288877 2,391 55,988 SH SOLE 2 0 0 0 ISHARES MSCI EAFE VALUE INDEX ETF 464288877 536 12,544 SH OTHER 2 0 0 0 iShares Russell 1000 Growth Index ETF 464287614 176,277 3,050,306 SH SOLE 1 0 0 3,050,306 iShares Russell 1000 Index ETF 464287622 49,033 706,831 SH SOLE 1 0 0 706,831 ISHARES RUSSELL 1000 INDEX ETF ETF 464287622 422 6,081 SH SOLE 2 0 0 0 ISHARES RUSSELL 1000 INDEX ETF ETF 464287622 55 796 SH OTHER 2 0 0 0 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 848 13,352 SH SOLE 2 0 0 0 iShares Russell 1000 Value Index ETF 464287598 310,845 4,896,741 SH SOLE 1 0 0 4,896,741 iShares Russell 2000 Growth Index ETF 464287648 510 6,050 SH SOLE 1 0 0 6,050 iShares Russell 2000 Index ETF 464287655 22,491 304,958 SH SOLE 1 0 0 304,958 ISHARES RUSSELL 2000 INDEX ETF ETF 464287655 1,471 19,941 SH SOLE 2 0 0 0 ISHARES RUSSELL 2000 INDEX ETF ETF 464287655 90 1,216 SH OTHER 2 0 0 0 iShares Russell 2000 Value Index ETF 464287630 764 11,633 SH SOLE 1 0 0 11,633 iShares Russell 3000 Growth Index ETF 464287671 791 16,755 SH SOLE 1 0 0 16,755 iShares Russell 3000 Index ETF 464287689 1,524 20,538 SH SOLE 1 0 0 20,538 iShares Russell 3000 Value Index ETF 464287663 8,175 98,326 SH SOLE 1 0 0 98,326 ISHARES RUSSELL MIDCAP GROWTH ETF 464287481 1,003 18,225 SH SOLE 2 0 0 0 iShares Russell Midcap Growth Index ETF 464287481 10,916 198,297 SH SOLE 1 0 0 198,297 iShares Russell Midcap Index ETF 464287499 41,926 425,990 SH SOLE 1 0 0 425,990 ISHARES RUSSELL MIDCAP INDEX E ETF 464287499 1,929 19,595 SH SOLE 2 0 0 0 ISHARES RUSSELL MIDCAP INDEX E ETF 464287499 127 1,293 SH OTHER 2 0 0 0 ISHARES RUSSELL MIDCAP VALUE E ETF 464287473 145 3,340 SH SOLE 2 0 0 0 ISHARES RUSSELL MIDCAP VALUE E ETF 464287473 75 1,727 SH OTHER 2 0 0 0 iShares Russell Midcap Value Index ETF 464287473 6,615 152,429 SH SOLE 1 0 0 152,429 iShares S&P 100 Index ETF 464287101 82,076 1,439,172 SH SOLE 1 0 0 1,439,172 iShares S&P 500 Growth Index ETF 464287309 1,242 18,422 SH SOLE 1 0 0 18,422 iShares S&P 500 Value Index ETF 464287408 2,317 40,071 SH SOLE 1 0 0 40,071 iShares S&P MidCap 400 Growth Index ETF 464287606 1,015 10,284 SH SOLE 1 0 0 10,284 iShares S&P MidCap 400 Index ETF 464287507 2,036 23,234 SH SOLE 1 0 0 23,234 iShares S&P MidCap 400 Value Index ETF 464287705 2,635 34,678 SH SOLE 1 0 0 34,678 ISHARES S&P MIDCAP 400/VALUE E ETF 464287705 3,052 40,171 SH SOLE 2 0 0 0 ISHARES S&P MIDCAP 400/VALUE E ETF 464287705 104 1,363 SH OTHER 2 0 0 0 iShares S&P SmallCap 600 Growth ETF 464287887 440 5,902 SH SOLE 1 0 0 5,902 iShares S&P SmallCap 600 Index ETF 464287804 1,079 15,803 SH SOLE 1 0 0 15,803 ISHARES S&P SMALLCAP 600 INDEX ETF 464287804 538 7,876 SH SOLE 2 0 0 0 ISHARES S&P SMALLCAP 600 INDEX ETF 464287804 111 1,630 SH OTHER 2 0 0 0 iShares S&P SmallCap 600 Value Index ETF 464287879 1,245 17,841 SH SOLE 1 0 0 17,841 ISHARES S&P SMALLCAP 600/VAL E ETF 464287879 2,335 33,465 SH SOLE 2 0 0 0 ISHARES S&P SMALLCAP 600/VAL E ETF 464287879 120 1,720 SH OTHER 2 0 0 0 ISHARES TR MSCI EAFE GROWTH IN ETF 464288885 322 6,191 SH SOLE 2 0 0 0
ISHARES TR MSCI EAFE GROWTH IN ETF 464288885 25 483 SH OTHER 2 0 0 0 ISHARES TR RUSSELL 1000 GRW IN ETF 464287614 3,977 68,817 SH SOLE 2 0 0 0 ISHARES TR RUSSELL 1000 GRW IN ETF 464287614 598 10,343 SH OTHER 2 0 0 0 ISHARES TRUST-S&P 400 MIDCAP E ETF 464287507 4,166 47,546 SH SOLE 2 0 0 0 ISHARES TRUST-S&P 400 MIDCAP E ETF 464287507 976 11,138 SH OTHER 2 0 0 0 ITC HOLDINGS CORP COM 465685105 289 3,810 SH SOLE 2 3,810 0 0 ITC HOLDINGS CORP COM 465685105 6 77 SH OTHER 2 77 0 0 JACOBS ENGINEERING GROUP INC COM 469814107 667 16,435 SH SOLE 2 16,435 0 0 JACOBS ENGINEERING GROUP INC COM 469814107 87 2,148 SH OTHER 2 2,148 0 0 JOHNSON & JOHNSON COM 478160104 4,738 72,251 SH SOLE 2 72,251 0 0 JOHNSON & JOHNSON COM 478160104 991 15,105 SH OTHER 2 15,105 0 0 JOHNSON CTLS INC COM 478366107 219 7,001 SH SOLE 2 7,001 0 0 JOHNSON CTLS INC COM 478366107 179 5,724 SH OTHER 2 5,724 0 0 JP MORGAN CHASE & CO COM 46625H100 1,820 54,739 SH SOLE 2 54,739 0 0 JP MORGAN CHASE & CO COM 46625H100 193 5,807 SH OTHER 2 5,807 0 0 KAYNE ANDERSON MLP INVESTMENT ETF 486606106 359 11,805 SH SOLE 2 0 0 0 KIMBERLY CLARK CORP COM 494368103 404 5,492 SH SOLE 2 5,492 0 0 KIMBERLY CLARK CORP COM 494368103 39 524 SH OTHER 2 524 0 0 KRAFT FOODS INC CL A COM 50075N104 104 2,791 SH SOLE 2 2,791 0 0 KRAFT FOODS INC CL A COM 50075N104 258 6,914 SH OTHER 2 6,914 0 0 LILLY ELI & CO COM 532457108 6,399 153,963 SH SOLE 2 153,963 0 0 LOWES COS INC COM 548661107 401 15,796 SH SOLE 2 15,796 0 0 LOWES COS INC COM 548661107 13 500 SH OTHER 2 500 0 0 MCDONALDS CORP COM 580135101 441 4,392 SH SOLE 2 4,392 0 0 MCDONALDS CORP COM 580135101 178 1,770 SH OTHER 2 1,770 0 0 MDU RES GROUP INC COM 552690109 1,295 60,322 SH SOLE 2 60,322 0 0 MDU RES GROUP INC COM 552690109 51 2,375 SH OTHER 2 2,375 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 109 1,941 SH SOLE 2 1,941 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 146 2,604 SH OTHER 2 2,604 0 0 MERCK & CO INC COM 58933Y105 2,016 53,475 SH SOLE 2 53,475 0 0 MERCK & CO INC COM 58933Y105 609 16,150 SH OTHER 2 16,150 0 0 METLIFE INC COM 59156R108 768 24,631 SH SOLE 2 24,631 0 0 MICROSOFT CORP COM 594918104 2,108 81,211 SH SOLE 2 81,211 0 0 MICROSOFT CORP COM 594918104 140 5,378 SH OTHER 2 5,378 0 0 MORGAN STANLEY COM 617446448 374 24,719 SH SOLE 2 24,719 0 0 MORGAN STANLEY COM 617446448 36 2,397 SH OTHER 2 2,397 0 0 NEXTERA ENERGY INC COM 65339F101 2,314 38,014 SH SOLE 2 38,014 0 0 NEXTERA ENERGY INC COM 65339F101 511 8,395 SH OTHER 2 8,395 0 0 NIKE INC-CLASS B COM 654106103 1,486 15,422 SH SOLE 2 15,422 0 0 NIKE INC-CLASS B COM 654106103 144 1,499 SH OTHER 2 1,499 0 0 NORFOLK SOUTHERN CORP COM 655844108 278 3,811 SH SOLE 2 3,811 0 0 NOVARTIS AG SPONSORED ADR ADR 66987V109 1,124 19,652 SH SOLE 2 19,652 0 0 NOVARTIS AG SPONSORED ADR ADR 66987V109 123 2,150 SH OTHER 2 2,150 0 0 NSTAR COM 67019E107 593 12,627 SH SOLE 2 12,627 0 0 OCCIDENTAL PETE CORP COM 674599105 1,708 18,230 SH SOLE 2 18,230 0 0 OCCIDENTAL PETE CORP COM 674599105 188 2,005 SH OTHER 2 2,005 0 0
OMNICOM GROUP COM 681919106 1,187 26,632 SH SOLE 2 26,632 0 0 OMNICOM GROUP COM 681919106 76 1,697 SH OTHER 2 1,697 0 0 ORACLE CORPORATION COM 68389X105 2,215 86,355 SH SOLE 2 86,355 0 0 ORACLE CORPORATION COM 68389X105 241 9,403 SH OTHER 2 9,403 0 0 PARKER HANNIFIN CORP COM 701094104 808 10,595 SH SOLE 2 10,595 0 0 PARKER HANNIFIN CORP COM 701094104 8 100 SH OTHER 2 100 0 0 PEPSICO INC COM 713448108 1,903 28,675 SH SOLE 2 28,675 0 0 PEPSICO INC COM 713448108 1,117 16,833 SH OTHER 2 16,833 0 0 PFIZER INC COM 717081103 4,347 200,891 SH SOLE 2 200,891 0 0 PFIZER INC COM 717081103 676 31,232 SH OTHER 2 31,232 0 0 PHILIP MORRIS INTERNATIONAL COM 718172109 1,054 13,428 SH SOLE 2 13,428 0 0 PHILIP MORRIS INTERNATIONAL COM 718172109 771 9,828 SH OTHER 2 9,828 0 0 PNC FINANCIAL SERVICES GROUP COM 693475105 1,217 21,103 SH SOLE 2 21,103 0 0 PNC FINANCIAL SERVICES GROUP COM 693475105 42 732 SH OTHER 2 732 0 0 POWERSHARES DB COMMODITY INDEX ETF 73935S105 249 9,284 SH SOLE 2 0 0 0 PRECISION CASTPARTS CORP COM 740189105 877 5,324 SH SOLE 2 5,324 0 0 PRECISION CASTPARTS CORP COM 740189105 82 500 SH OTHER 2 500 0 0 PROCTER & GAMBLE CO COM 742718109 5,380 80,654 SH SOLE 2 80,654 0 0 PROCTER & GAMBLE CO COM 742718109 1,399 20,975 SH OTHER 2 20,975 0 0 QUALCOMM INC COM 747525103 938 17,152 SH SOLE 2 17,152 0 0 QUALCOMM INC COM 747525103 102 1,856 SH OTHER 2 1,856 0 0 REALTY INCOME CORP REIT COM 756109104 787 22,519 SH SOLE 2 0 0 0 REALTY INCOME CORP REIT COM 756109104 28 800 SH OTHER 2 0 0 0 ROYAL DUTCH SHELL ADR A SHS ADR 780259206 2,653 36,298 SH SOLE 2 36,298 0 0 ROYAL DUTCH SHELL ADR A SHS ADR 780259206 316 4,321 SH OTHER 2 4,321 0 0 Rydex S&P Equal Weight ETF 78355W106 5,172 111,763 SH SOLE 1 0 0 111,763 SCANA CORP COM 80589M102 231 5,125 SH SOLE 2 5,125 0 0 SCANA CORP COM 80589M102 8 167 SH OTHER 2 167 0 0 SCHLUMBERGER LTD COM 806857108 1,274 18,645 SH SOLE 2 18,645 0 0 SCHLUMBERGER LTD COM 806857108 136 1,986 SH OTHER 2 1,986 0 0 SOUTHERN COMPANY COM 842587107 795 17,178 SH SOLE 2 17,178 0 0 SOUTHERN COMPANY COM 842587107 23 504 SH OTHER 2 504 0 0 SPDR DJIA TRUST ETF 78467X109 439 3,600 SH SOLE 2 0 0 0 SPDR DJIA TRUST ETF 78467X109 69 568 SH OTHER 2 0 0 0 SPDR Dow Jones Industrial Average ETF 78467X109 42,148 345,901 SH SOLE 1 0 0 345,901 SPDR S&P 500 ETF 78462F103 1,332 10,611 SH SOLE 1 0 0 10,611 SPDR S&P Dividend ETF 78464A763 144,704 2,686,179 SH SOLE 1 0 0 2,686,179 SPDR S&P DIVIDEND ETF ETF 78464A763 12,187 226,238 SH SOLE 2 0 0 0 SPDR S&P DIVIDEND ETF ETF 78464A763 2,104 39,048 SH OTHER 2 0 0 0 SPECTRA ENERGY CORP WI COM 847560109 163 5,309 SH SOLE 2 5,309 0 0 SPECTRA ENERGY CORP WI COM 847560109 62 2,023 SH OTHER 2 2,023 0 0 ST JUDE MEDICAL INC COM 790849103 249 7,264 SH SOLE 2 7,264 0 0 ST JUDE MEDICAL INC COM 790849103 5 156 SH OTHER 2 156 0 0 STANDARD & POORS DEP RECEIPT E ETF 78462F103 201 1,602 SH SOLE 2 0 0 0 STATE STREET CORP COM 857477103 936 23,212 SH SOLE 2 23,212 0 0 STATE STREET CORP COM 857477103 137 3,402 SH OTHER 2 3,402 0 0
STRYKER CORP COM 863667101 227 4,560 SH SOLE 2 4,560 0 0 SUNCOR ENERGY INC ADR 867224107 437 15,147 SH SOLE 2 15,147 0 0 SUNCOR ENERGY INC ADR 867224107 14 500 SH OTHER 2 500 0 0 SYSCO CORP COM 871829107 1,915 65,278 SH SOLE 2 65,278 0 0 SYSCO CORP COM 871829107 91 3,113 SH OTHER 2 3,113 0 0 TARGET CORP COM 87612E106 2,128 41,549 SH SOLE 2 41,549 0 0 TARGET CORP COM 87612E106 227 4,434 SH OTHER 2 4,434 0 0 TEVA PHARMACEUTICAL INDS LTD A ADR 881624209 541 13,392 SH SOLE 2 13,392 0 0 TEVA PHARMACEUTICAL INDS LTD A ADR 881624209 12 300 SH OTHER 2 300 0 0 TEXAS INSTRUMENTS INC COM 882508104 230 7,907 SH SOLE 2 7,907 0 0 TEXAS INSTRUMENTS INC COM 882508104 1 51 SH OTHER 2 51 0 0 THERMO FISCHER SCIENTIFIC COM 883556102 790 17,574 SH SOLE 2 17,574 0 0 THERMO FISCHER SCIENTIFIC COM 883556102 160 3,561 SH OTHER 2 3,561 0 0 TIFFANY & CO COM 886547108 403 6,075 SH SOLE 2 6,075 0 0 TIFFANY & CO COM 886547108 81 1,221 SH OTHER 2 1,221 0 0 UNILEVER NV NY SHARES ADR ADR 904784709 21 608 SH SOLE 2 608 0 0 UNILEVER NV NY SHARES ADR ADR 904784709 368 10,713 SH OTHER 2 10,713 0 0 UNITED TECHNOLOGIES CORP COM 913017109 3,459 47,321 SH SOLE 2 47,321 0 0 UNITED TECHNOLOGIES CORP COM 913017109 363 4,965 SH OTHER 2 4,965 0 0 US BANCORP NEW COM 902973304 2,704 99,973 SH SOLE 2 99,973 0 0 US BANCORP NEW COM 902973304 214 7,914 SH OTHER 2 7,914 0 0 V F CORP COM 918204108 2,943 23,177 SH SOLE 2 23,177 0 0 V F CORP COM 918204108 203 1,601 SH OTHER 2 1,601 0 0 VALERO ENERGY CORP COM 91913Y100 433 20,577 SH SOLE 2 20,577 0 0 VALERO ENERGY CORP COM 91913Y100 80 3,801 SH OTHER 2 3,801 0 0 VANGUARD FTSE ALL-WORLD EX-US ETF 922042775 335 8,443 SH SOLE 2 0 0 0 Vanguard FTSE All-World ex-US ETF ETF 922042775 73,425 1,851,832 SH SOLE 1 0 0 1,851,832 Vanguard Growth ETF ETF 922908736 226,023 3,659,702 SH SOLE 1 0 0 3,659,702 VANGUARD GROWTH ETF ETF 922908736 1,541 24,957 SH SOLE 2 0 0 0 VANGUARD GROWTH ETF ETF 922908736 283 4,576 SH OTHER 2 0 0 0 Vanguard High Dividend Yield Indx ETF ETF 921946406 173,993 3,844,292 SH SOLE 1 0 0 3,844,292 VANGUARD HIGH DVD YIELD ETF ETF 921946406 771 17,032 SH SOLE 2 0 0 0 VANGUARD HIGH DVD YIELD ETF ETF 921946406 104 2,292 SH OTHER 2 0 0 0 VANGUARD INTERMEDIATE-TERM BON ETF 921937819 571 6,563 SH SOLE 2 0 0 0 VANGUARD INTERMEDIATE-TERM BON ETF 921937819 57 656 SH OTHER 2 0 0 0 Vanguard Intermediate-Term Bond ETF ETF 921937819 23,609 271,458 SH SOLE 1 0 0 271,458 Vanguard Large Cap ETF ETF 922908637 1,566 27,334 SH SOLE 1 0 0 27,334 Vanguard Mid-Cap ETF ETF 922908629 1,397 19,415 SH SOLE 1 0 0 19,415 Vanguard Mid-Cap Growth ETF ETF 922908538 884 14,853 SH SOLE 1 0 0 14,853 Vanguard Mid-Cap Value ETF ETF 922908512 3,984 77,097 SH SOLE 1 0 0 77,097 VANGUARD MID-CAP VALUE INDEX ETF 922908512 263 5,096 SH SOLE 2 0 0 0 VANGUARD SHORT TERM BOND ETF ETF 921937827 3,302 40,840 SH SOLE 2 0 0 0 VANGUARD SHORT TERM BOND ETF ETF 921937827 659 8,157 SH OTHER 2 0 0 0 Vanguard Short-Term Bond ETF ETF 921937827 44,053 544,935 SH SOLE 1 0 0 544,935 Vanguard Small Cap ETF ETF 922908751 1,752 25,152 SH SOLE 1 0 0 25,152 VANGUARD SMALL CAP ETF ETF 922908751 218 3,123 SH SOLE 2 0 0 0
VANGUARD SMALL CAP ETF ETF 922908751 54 781 SH OTHER 2 0 0 0 Vanguard Small Cap Growth ETF ETF 922908595 1,816 23,784 SH SOLE 1 0 0 23,784 Vanguard Small Cap Value ETF ETF 922908611 5,736 91,535 SH SOLE 1 0 0 91,535 Vanguard Total Bond Market ETF ETF 921937835 1,201,622 14,383,787 SH SOLE 1 0 0 14,383,787 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 17,213 206,046 SH SOLE 2 0 0 0 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 1,707 20,438 SH OTHER 2 0 0 0 Vanguard Total Stock Market ETF ETF 922908769 4,293 66,760 SH SOLE 1 0 0 66,760 VANGUARD TOTAL STOCK MKT ETF ETF 922908769 2,036 31,664 SH SOLE 2 0 0 0 VANGUARD TOTAL STOCK MKT ETF ETF 922908769 516 8,021 SH OTHER 2 0 0 0 Vanguard Value ETF ETF 922908744 557,488 10,620,834 SH SOLE 1 0 0 10,620,834 VANGUARD VALUE ETF ETF 922908744 186 3,545 SH SOLE 2 0 0 0 VANGUARD VALUE ETF ETF 922908744 43 825 SH OTHER 2 0 0 0 VERIZON COMMUNICATIONS COM 92343V104 1,171 29,187 SH SOLE 2 29,187 0 0 VERIZON COMMUNICATIONS COM 92343V104 190 4,742 SH OTHER 2 4,742 0 0 VIACOM INC NEW CL B COM 92553P201 360 7,936 SH SOLE 2 7,936 0 0 VIACOM INC NEW CL B COM 92553P201 9 200 SH OTHER 2 200 0 0 VODAFONE GROUP ADR ADR 92857W209 2,412 86,067 SH SOLE 2 86,067 0 0 VODAFONE GROUP ADR ADR 92857W209 238 8,492 SH OTHER 2 8,492 0 0 WAL MART STORES INC COM 931142103 1,655 27,699 SH SOLE 2 27,699 0 0 WAL MART STORES INC COM 931142103 182 3,048 SH OTHER 2 3,048 0 0 WALGREEN CO COM 931422109 2,000 60,492 SH SOLE 2 60,492 0 0 WALGREEN CO COM 931422109 182 5,491 SH OTHER 2 5,491 0 0 WELLS FARGO & CO COM 949746101 1,046 37,964 SH SOLE 2 37,964 0 0 WELLS FARGO & CO COM 949746101 639 23,200 SH OTHER 2 23,200 0 0 WESTAR ENERGY INC COM 95709T100 836 29,044 SH SOLE 2 29,044 0 0 WESTAR ENERGY INC COM 95709T100 70 2,432 SH OTHER 2 2,432 0 0 YUM! BRANDS INC COM 988498101 146 2,481 SH SOLE 2 2,481 0 0 YUM! BRANDS INC COM 988498101 148 2,500 SH OTHER 2 2,500 0 0