0001193125-11-138790.txt : 20110513 0001193125-11-138790.hdr.sgml : 20110513 20110513104639 ACCESSION NUMBER: 0001193125-11-138790 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110513 DATE AS OF CHANGE: 20110513 EFFECTIVENESS DATE: 20110513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JONES FINANCIAL COMPANIES LLLP CENTRAL INDEX KEY: 0000815917 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431450818 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14470 FILM NUMBER: 11838540 BUSINESS ADDRESS: STREET 1: 12555 MANCHESTER ROAD CITY: ST LOUIS STATE: MO ZIP: 63131 BUSINESS PHONE: 3148512000 MAIL ADDRESS: STREET 1: 12555 MANCHESTER ROAD CITY: ST LOUIS STATE: MO ZIP: 63131 FORMER COMPANY: FORMER CONFORMED NAME: JONES FINANCIAL COMPANIES LP LLP DATE OF NAME CHANGE: 19980514 FORMER COMPANY: FORMER CONFORMED NAME: JONES FINANCIAL COMPANIES L P DATE OF NAME CHANGE: 19920703 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year / Quarter Ended: March 31, 2011 Check here if Amendment [_]; Amendment Number: ______ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Jones Financial Companies, L.L.L.P. Address: 12555 Manchester Road St. Louis, Missouri 63131 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kevin Bastien Title: Chief Financial Officer Phone: 314-515-5946 Signature, Place, and Date of Signing: /s/ Kevin Bastien St. Louis, Missouri May 13, 2011 ------------------ -------------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 291 Form 13F Information Table Value Total: $3,374,697 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 28-14284 Edward D. Jones & Co., L.P. 2. 28-06321 Edward Jones Trust Company [INSERT TABLE OF SECURITIES] FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- --------------- --------- -------- ---------------------- ---------- -------- ----------------------------- VOTING VOTING VOTING TITLE OF VALUE SHRS OR PUT / INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT SH / PRN CALL DISCRETION MANAGER SOLE SHARED NONE -------------- --------------- --------- -------- ------- -------- ----- ---------- -------- --------- --------- --------- 3M CO DOMESTIC COMMON STOCKS 88579Y101 2,462 26,334 SH DEFINED 2 26334 0 0 3M CO DOMESTIC COMMON STOCKS 88579Y101 412 4,405 SH OTHER 2 4405 0 0 ABBOTT LABS DOMESTIC COMMON STOCKS 2824100 1,234 25,160 SH DEFINED 2 25160 0 0 ABBOTT LABS DOMESTIC COMMON STOCKS 2824100 326 6,640 SH OTHER 2 6640 0 0 ACCENTURE PLC FOREIGN COMMON IRELAND CL A STOCK/ADR G1151C101 1,005 18,302 SH DEFINED 2 18302 0 0 ACCENTURE PLC FOREIGN COMMON IRELAND CL A STOCK/ADR G1151C101 82 1,483 SH OTHER 2 1483 0 0 ADOBE SYS INC DOMESTIC COMMON STOCKS 00724F101 352 10,616 SH DEFINED 2 10616 0 0 ADOBE SYS INC DOMESTIC COMMON STOCKS 00724F101 4 125 SH OTHER 2 125 0 0 ALLERGAN INC DOMESTIC COMMON STOCKS 18490102 824 11,600 SH DEFINED 2 11600 0 0 ALLSTATE CORP DOMESTIC COMMON STOCKS 20002101 788 24,797 SH DEFINED 2 24797 0 0 ALLSTATE CORP DOMESTIC COMMON STOCKS 20002101 19 600 SH OTHER 2 600 0 0 AMERICAN EXPRESS CO DOMESTIC COMMON STOCKS 25816109 1,250 27,647 SH DEFINED 2 27647 0 0 AMERICAN EXPRESS CO DOMESTIC COMMON STOCKS 25816109 57 1,250 SH OTHER 2 1250 0 0 AMERICAN WATER DOMESTIC COMMON WORKS CO INC STOCKS 30420103 263 9,383 SH DEFINED 2 9383 0 0 APPLE COMPUTER INC DOMESTIC COMMON STOCKS 37833100 1,430 4,103 SH DEFINED 2 4103 0 0 APPLE COMPUTER INC DOMESTIC COMMON STOCKS 37833100 113 325 SH OTHER 2 325 0 0 AT & T INC DOMESTIC COMMON STOCKS 00206R102 3,478 113,612 SH DEFINED 2 113612 0 0 AT & T INC DOMESTIC COMMON STOCKS 00206R102 430 14,034 SH OTHER 2 14034 0 0 AUTOMATIC DATA DOMESTIC COMMON PROCESSING INC STOCKS 53015103 463 9,029 SH DEFINED 2 9029 0 0 AUTOMATIC DATA DOMESTIC COMMON PROCESSING INC STOCKS 53015103 76 1,490 SH OTHER 2 1490 0 0 BANK AMERICA CORP DOMESTIC COMMON STOCKS 60505104 789 59,201 SH DEFINED 2 59201 0 0 BANK AMERICA CORP DOMESTIC COMMON STOCKS 60505104 77 5,777 SH OTHER 2 5777 0 0 BANK OF NEW YORK DOMESTIC COMMON MELLON CORP STOCKS 64058100 220 7,372 SH DEFINED 2 7372 0 0 BAXTER INTL INC DOMESTIC COMMON STOCKS 71813109 232 4,315 SH DEFINED 2 4315 0 0 BECKMAN COULTER INC DOMESTIC COMMON STOCKS 75811109 536 6,450 SH DEFINED 2 6450 0 0 BECTON DICKINSON & DOMESTIC COMMON CO STOCKS 75887109 785 9,863 SH DEFINED 2 9863 0 0 BECTON DICKINSON & DOMESTIC COMMON CO STOCKS 75887109 24 300 SH OTHER 2 300 0 0 BERKSHIRE HATHAWAY DOMESTIC COMMON INC CL B STOCKS 84670702 277 3,309 SH DEFINED 2 3309 0 0 BERKSHIRE HATHAWAY DOMESTIC COMMON INC CL B STOCKS 84670702 43 509 SH OTHER 2 509 0 0 BLACKROCK INC CL A DOMESTIC COMMON STOCKS 09247X101 622 3,096 SH DEFINED 2 3096 0 0 BP AMOCO PLC FOREIGN COMMON STOCK/ADR 55622104 287 6,505 SH DEFINED 2 6505 0 0 BP AMOCO PLC FOREIGN COMMON STOCK/ADR 55622104 75 1,700 SH OTHER 2 1700 0 0 CANADIAN NATIONAL FOREIGN COMMON RAILWAY CO STOCK/ADR 136375102 495 6,571 SH DEFINED 2 6571 0 0 CATERPILLAR INC DOMESTIC COMMON STOCKS 149123101 2,696 24,213 SH DEFINED 2 24213 0 0 CATERPILLAR INC DOMESTIC COMMON STOCKS 149123101 200 1,800 SH OTHER 2 1800 0 0 CEF ISHARES S&P 500 CLOSED-END GROWTH IND EQUITY MUTUAL FUNDS 464287309 414 6,019 SH DEFINED 2 0 0 0 CEF ISHARES S&P 500 CLOSED-END GROWTH IND EQUITY MUTUAL FUNDS 464287309 284 4,127 SH OTHER 2 0 0 0 CEF ISHARES S&P 500 CLOSED-END VALUE INDE EQUITY MUTUAL FUNDS 464287408 3,382 53,447 SH DEFINED 2 0 0 0 CEF ISHARES S&P 500 CLOSED-END VALUE INDE EQUITY MUTUAL FUNDS 464287408 804 12,705 SH OTHER 2 0 0 0 CH ROBINSON DOMESTIC COMMON WORLDWIDE INC STOCKS 12541W209 274 3,693 SH DEFINED 2 3693 0 0 CH ROBINSON DOMESTIC COMMON WORLDWIDE INC STOCKS 12541W209 7 100 SH OTHER 2 100 0 0 CHEVRON CORPORATION DOMESTIC COMMON STOCKS 166764100 3,747 34,861 SH DEFINED 2 34861 0 0 CHEVRON CORPORATION DOMESTIC COMMON STOCKS 166764100 504 4,688 SH OTHER 2 4688 0 0 CISCO SYS INC DOMESTIC COMMON STOCKS 17275R102 1,208 70,413 SH DEFINED 2 70413 0 0 CISCO SYS INC DOMESTIC COMMON STOCKS 17275R102 28 1,623 SH OTHER 2 1623 0 0 COCA COLA CO DOMESTIC COMMON STOCKS 191216100 1,138 17,158 SH DEFINED 2 17158 0 0 COCA COLA CO DOMESTIC COMMON STOCKS 191216100 66 990 SH OTHER 2 990 0 0 COLGATE PALMOLIVE CO DOMESTIC COMMON STOCKS 194162103 205 2,541 SH DEFINED 2 2541 0 0 COMCAST CORP-CL A DOMESTIC COMMON STOCKS 20030N101 699 28,291 SH DEFINED 2 28291 0 0 COMCAST CORP-CL A DOMESTIC COMMON STOCKS 20030N101 1 51 SH OTHER 2 51 0 0 CONOCOPHILLIPS DOMESTIC COMMON STOCKS 20825C104 2,578 32,283 SH DEFINED 2 32283 0 0 CONOCOPHILLIPS DOMESTIC COMMON STOCKS 20825C104 177 2,220 SH OTHER 2 2220 0 0 COOPER TIRE & DOMESTIC COMMON RUBBER CO STOCKS 216831107 389 15,125 SH DEFINED 2 15125 0 0 CSX CORP DOMESTIC COMMON STOCKS 126408103 679 8,640 SH DEFINED 2 8640 0 0
D R HORTON INC DOMESTIC COMMON STOCKS 23331A109 209 17,900 SH DEFINED 2 17900 0 0 D R HORTON INC DOMESTIC COMMON STOCKS 23331A109 3 250 SH OTHER 2 250 0 0 DEERE & CO DOMESTIC COMMON STOCKS 244199105 522 5,391 SH DEFINED 2 5391 0 0 DEERE & CO DOMESTIC COMMON STOCKS 244199105 39 400 SH OTHER 2 400 0 0 DIAGEO PLC ADR FOREIGN COMMON STOCK/ADR 25243Q205 267 3,506 SH DEFINED 2 3506 0 0 DIAGEO PLC ADR FOREIGN COMMON STOCK/ADR 25243Q205 53 700 SH OTHER 2 700 0 0 DISNEY WALT CO NEW DOMESTIC COMMON STOCKS 254687106 562 13,037 SH DEFINED 2 13037 0 0 DISNEY WALT CO NEW DOMESTIC COMMON STOCKS 254687106 165 3,830 SH OTHER 2 3830 0 0 DOMINION RESOURCES INC VA DOMESTIC COMMON STOCKS 25746U109 260 5,824 SH DEFINED 2 5824 0 0 DOMINION RESOURCES INC VA DOMESTIC COMMON STOCKS 25746U109 16 350 SH OTHER 2 350 0 0 DU PONT E I DE NEMOURS & CO DOMESTIC COMMON STOCKS 263534109 184 3,348 SH DEFINED 2 3348 0 0 DU PONT E I DE NEMOURS & CO DOMESTIC COMMON STOCKS 263534109 193 3,520 SH OTHER 2 3520 0 0 DUKE ENERGY HOLDING CORP DOMESTIC COMMON STOCKS 26441C105 325 17,908 SH DEFINED 2 17908 0 0 DUKE ENERGY HOLDING CORP DOMESTIC COMMON STOCKS 26441C105 22 1,200 SH OTHER 2 1200 0 0 E M C CORP MASS DOMESTIC COMMON STOCKS 268648102 815 30,694 SH DEFINED 2 30694 0 0 E M C CORP MASS DOMESTIC COMMON STOCKS 268648102 81 3,065 SH OTHER 2 3065 0 0 ECOLAB INC DOMESTIC COMMON STOCKS 278865100 703 13,778 SH DEFINED 2 13778 0 0 ECOLAB INC DOMESTIC COMMON STOCKS 278865100 8 154 SH OTHER 2 154 0 0 EMERSON ELEC CO DOMESTIC COMMON STOCKS 291011104 2,252 38,547 SH DEFINED 2 38547 0 0 EMERSON ELEC CO DOMESTIC COMMON STOCKS 291011104 161 2,761 SH OTHER 2 2761 0 0 EQT CORPORATION DOMESTIC COMMON STOCKS 26884L109 144 2,877 SH DEFINED 2 2877 0 0 EQT CORPORATION DOMESTIC COMMON STOCKS 26884L109 69 1,375 SH OTHER 2 1375 0 0 EXPRESS SCRIPTS INC CL A DOMESTIC COMMON STOCKS 302182100 803 14,439 SH DEFINED 2 14439 0 0 EXPRESS SCRIPTS INC CL A DOMESTIC COMMON STOCKS 302182100 84 1,510 SH OTHER 2 1510 0 0 EXXON MOBIL CORP DOMESTIC COMMON STOCKS 30231G102 3,610 42,914 SH DEFINED 2 42914 0 0 EXXON MOBIL CORP DOMESTIC COMMON STOCKS 30231G102 635 7,553 SH OTHER 2 7553 0 0 FEDEX CORPORATION DOMESTIC COMMON STOCKS 31428X106 571 6,100 SH DEFINED 2 6100 0 0 FEDEX CORPORATION DOMESTIC COMMON STOCKS 31428X106 81 871 SH OTHER 2 871 0 0 FRANKLIN RESOURCES INC DOMESTIC COMMON STOCKS 354613101 427 3,411 SH DEFINED 2 3411 0 0 GENERAL DYNAMICS CORP DOMESTIC COMMON STOCKS 369550108 1,062 13,869 SH DEFINED 2 13869 0 0 GENERAL DYNAMICS CORP DOMESTIC COMMON STOCKS 369550108 84 1,100 SH OTHER 2 1100 0 0 GENERAL ELEC CO DOMESTIC COMMON STOCKS 369604103 1,238 61,754 SH DEFINED 2 61754 0 0 GENERAL ELEC CO DOMESTIC COMMON STOCKS 369604103 202 10,075 SH OTHER 2 10075 0 0 GENERAL MLS INC DOMESTIC COMMON STOCKS 370334104 1,892 51,761 SH DEFINED 2 51761 0 0 GENERAL MLS INC DOMESTIC COMMON STOCKS 370334104 97 2,665 SH OTHER 2 2665 0 0 GLAXO SMITHKLINE SPONSORED ADR FOREIGN COMMON STOCK/ADR 37733W105 1,494 38,897 SH DEFINED 2 38897 0 0 GOOGLE INC-CL A DOMESTIC COMMON STOCKS 38259P508 235 401 SH DEFINED 2 401 0 0 GOOGLE INC-CL A DOMESTIC COMMON STOCKS 38259P508 76 129 SH OTHER 2 129 0 0 HEWLETT PACKARD CO DOMESTIC COMMON STOCKS 428236103 825 20,125 SH DEFINED 2 20125 0 0 HEWLETT PACKARD CO DOMESTIC COMMON STOCKS 428236103 193 4,712 SH OTHER 2 4712 0 0 HOME DEPOT INC DOMESTIC COMMON STOCKS 437076102 1,159 31,279 SH DEFINED 2 31279 0 0 HOME DEPOT INC DOMESTIC COMMON STOCKS 437076102 153 4,140 SH OTHER 2 4140 0 0 HONEYWELL INTERNATIONAL INC DOMESTIC COMMON STOCKS 438516106 282 4,716 SH DEFINED 2 4716 0 0 HONEYWELL INTERNATIONAL INC DOMESTIC COMMON STOCKS 438516106 24 400 SH OTHER 2 400 0 0 HSBC HOLDINGS PLC-SPONS ADR FOREIGN COMMON STOCK/ADR 404280406 336 6,488 SH DEFINED 2 6488 0 0 HSBC HOLDINGS PLC-SPONS ADR FOREIGN COMMON STOCK/ADR 404280406 13 250 SH OTHER 2 250 0 0 ILLINOIS TOOL WKS INC DOMESTIC COMMON STOCKS 452308109 1,164 21,664 SH DEFINED 2 21664 0 0 ILLINOIS TOOL WKS INC DOMESTIC COMMON STOCKS 452308109 131 2,446 SH OTHER 2 2446 0 0 INTEL CORP DOMESTIC COMMON STOCKS 458140100 1,253 62,090 SH DEFINED 2 62090 0 0 INTEL CORP DOMESTIC COMMON STOCKS 458140100 37 1,825 SH OTHER 2 1825 0 0 INTERNATIONAL BUSINESS MACHINE DOMESTIC COMMON STOCKS 459200101 2,133 13,083 SH DEFINED 2 13083 0 0 INTERNATIONAL BUSINESS MACHINE DOMESTIC COMMON STOCKS 459200101 263 1,614 SH OTHER 2 1614 0 0 ISHARES BARCLAYS AGGREGATE BON CLOSED-END FIXED INCOME 464287226 8,478 80,653 SH DEFINED 2 0 0 0 ISHARES BARCLAYS AGGREGATE BON CLOSED-END FIXED INCOME 464287226 1,673 15,916 SH OTHER 2 0 0 0 iShares Barclays Aggregate Bond ETF 464287226 538,679 5,123,936 SH DEFINED 1 0 0 5,123,936 ISHARES BARCLAYS INTERMED GOV CLOSED-END FIXED INCOME 464288612 345 3,200 SH DEFINED 2 0 0 0 iShares MSCI EAFE Growth Index ETF 464288885 60,461 971,411 SH DEFINED 1 0 0 971,411 iShares MSCI EAFE Index ETF 464287465 122,217 2,034,239 SH DEFINED 1 0 0 2,034,239 ISHARES MSCI EAFE INDEX ETF CLOSED-END EQUITY MUTUAL FUNDS 464287465 10,484 174,501 SH DEFINED 2 0 0 0 ISHARES MSCI EAFE INDEX ETF CLOSED-END EQUITY MUTUAL FUNDS 464287465 872 14,508 SH OTHER 2 0 0 0
iShares MSCI EAFE Value Index ETF 464288877 183,201 3,455,962 SH DEFINED 1 0 0 3,455,962 ISHARES MSCI EAFE VALUE INDEX CLOSED-END EQUITY MUTUAL FUNDS 464288877 5,783 109,085 SH DEFINED 2 0 0 0 ISHARES MSCI EAFE VALUE INDEX CLOSED-END EQUITY MUTUAL FUNDS 464288877 1,234 23,285 SH OTHER 2 0 0 0 iShares Russell 1000 Growth Index ETF 464287614 151,294 2,501,966 SH DEFINED 1 0 0 2,501,966 iShares Russell 1000 Index ETF 464287622 52,019 704,192 SH DEFINED 1 0 0 704,192 ISHARES RUSSELL 1000 VALUE ETF CLOSED-END EQUITY MUTUAL FUNDS 464287598 646 9,402 SH DEFINED 2 0 0 0 iShares Russell 1000 Value Index ETF 464287598 221,598 3,226,997 SH DEFINED 1 0 0 3,226,997 iShares Russell 2000 Growth Index ETF 464287648 617 6,467 SH DEFINED 1 0 0 6,467 iShares Russell 2000 Index ETF 464287655 25,404 301,812 SH DEFINED 1 0 0 301,812 ISHARES RUSSELL 2000 INDEX ETF CLOSED-END EQUITY MUTUAL FUNDS 464287655 1,370 16,277 SH DEFINED 2 0 0 0 ISHARES RUSSELL 2000 INDEX ETF CLOSED-END EQUITY MUTUAL FUNDS 464287655 60 707 SH OTHER 2 0 0 0 iShares Russell 2000 Value Index ETF 464287630 777 10,306 SH DEFINED 1 0 0 10,306 iShares Russell 3000 Growth Index ETF 464287671 825 16,583 SH DEFINED 1 0 0 16,583 iShares Russell 3000 Index ETF 464287689 1,420 17,911 SH DEFINED 1 0 0 17,911 iShares Russell 3000 Value Index ETF 464287663 6,981 77,282 SH DEFINED 1 0 0 77,282 ISHARES RUSSELL MIDCAP GROWTH CLOSED-END EQUITY MUTUAL FUNDS 464287481 1,110 18,225 SH DEFINED 2 0 0 0 iShares Russell Midcap Growth Index ETF 464287481 12,028 197,467 SH DEFINED 1 0 0 197,467 iShares Russell Midcap Index ETF 464287499 42,597 390,830 SH DEFINED 1 0 0 390,830 ISHARES RUSSELL MIDCAP INDEX E CLOSED-END EQUITY MUTUAL FUNDS 464287499 1,757 16,119 SH DEFINED 2 0 0 0 ISHARES RUSSELL MIDCAP INDEX E CLOSED-END EQUITY MUTUAL FUNDS 464287499 16 143 SH OTHER 2 0 0 0 ISHARES RUSSELL MIDCAP VALUE E CLOSED-END EQUITY MUTUAL FUNDS 464287473 155 3,223 SH DEFINED 2 0 0 0 ISHARES RUSSELL MIDCAP VALUE E CLOSED-END EQUITY MUTUAL FUNDS 464287473 53 1,100 SH OTHER 2 0 0 0 iShares Russell Midcap Value Index ETF 464287473 7,141 148,268 SH DEFINED 1 0 0 148,268 iShares S&P 100 Index ETF 464287101 80,337 1,353,616 SH DEFINED 1 0 0 1,353,616 iShares S&P 500 Growth Index ETF 464287309 1,287 18,725 SH DEFINED 1 0 0 18,725 iShares S&P 500 Value Index ETF 464287408 2,737 43,225 SH DEFINED 1 0 0 43,225 ISHARES S&P GLOBAL ENERGY SECT CLOSED-END EQUITY MUTUAL FUNDS 464287341 693 15,600 SH DEFINED 2 0 0 0 iShares S&P MidCap 400 Growth Index ETF 464287606 845 7,658 SH DEFINED 1 0 0 7,658 iShares S&P MidCap 400 Index ETF 464287507 1,778 18,011 SH DEFINED 1 0 0 18,011 iShares S&P MidCap 400 Value Index ETF 464287705 2,681 31,107 SH DEFINED 1 0 0 31,107 ISHARES S&P MIDCAP 400/VALUE E CLOSED-END EQUITY MUTUAL FUNDS 464287705 3,783 43,889 SH DEFINED 2 0 0 0 ISHARES S&P MIDCAP 400/VALUE E CLOSED-END EQUITY MUTUAL FUNDS 464287705 185 2,150 SH OTHER 2 0 0 0 iShares S&P SmallCap 600 Growth ETF 464287887 525 6,650 SH DEFINED 1 0 0 6,650 iShares S&P SmallCap 600 Index ETF 464287804 919 12,492 SH DEFINED 1 0 0 12,492 ISHARES S&P SMALLCAP 600 INDEX CLOSED-END EQUITY MUTUAL FUNDS 464287804 478 6,503 SH DEFINED 2 0 0 0 ISHARES S&P SMALLCAP 600 INDEX CLOSED-END EQUITY MUTUAL FUNDS 464287804 78 1,065 SH OTHER 2 0 0 0 iShares S&P SmallCap 600 Value Index ETF 464287879 1,506 19,755 SH DEFINED 1 0 0 19,755 ISHARES S&P SMALLCAP 600/VAL E CLOSED-END EQUITY MUTUAL FUNDS 464287879 3,127 41,030 SH DEFINED 2 0 0 0 ISHARES S&P SMALLCAP 600/VAL E CLOSED-END EQUITY MUTUAL FUNDS 464287879 204 2,670 SH OTHER 2 0 0 0 ISHARES TR RUSSELL 1000 GRW IN CLOSED-END EQUITY MUTUAL FUNDS 464287614 2,545 42,081 SH DEFINED 2 0 0 0 ISHARES TR RUSSELL 1000 GRW IN CLOSED-END EQUITY MUTUAL FUNDS 464287614 346 5,724 SH OTHER 2 0 0 0 ISHARES TR S&P SMALLCAP/600 GR CLOSED-END EQUITY MUTUAL FUNDS 464287887 198 2,507 SH DEFINED 2 0 0 0 ISHARES TR S&P SMALLCAP/600 GR CLOSED-END EQUITY MUTUAL FUNDS 464287887 17 210 SH OTHER 2 0 0 0 ISHARES TRUST-S&P 400 MIDCAP E CLOSED-END EQUITY MUTUAL FUNDS 464287507 3,753 38,021 SH DEFINED 2 0 0 0 ISHARES TRUST-S&P 400 MIDCAP E CLOSED-END EQUITY MUTUAL FUNDS 464287507 934 9,459 SH OTHER 2 0 0 0 JACOBS ENGINEERING GROUP INC DOMESTIC COMMON STOCKS 469814107 272 5,289 SH DEFINED 2 5289 0 0 JACOBS ENGINEERING GROUP INC DOMESTIC COMMON STOCKS 469814107 11 215 SH OTHER 2 215 0 0 JOHNSON & JOHNSON DOMESTIC COMMON STOCKS 478160104 3,478 58,702 SH DEFINED 2 58702 0 0 JOHNSON & JOHNSON DOMESTIC COMMON STOCKS 478160104 335 5,661 SH OTHER 2 5661 0 0 JP MORGAN CHASE & CO DOMESTIC COMMON STOCKS 46625H100 2,217 48,092 SH DEFINED 2 48092 0 0 JP MORGAN CHASE & CO DOMESTIC COMMON STOCKS 46625H100 287 6,218 SH OTHER 2 6218 0 0 KIMBERLY CLARK CORP DOMESTIC COMMON STOCKS 494368103 368 5,637 SH DEFINED 2 5637 0 0 KIMBERLY CLARK CORP DOMESTIC COMMON STOCKS 494368103 32 490 SH OTHER 2 490 0 0 LOWES COS INC DOMESTIC COMMON STOCKS 548661107 593 22,454 SH DEFINED 2 22454 0 0 LOWES COS INC DOMESTIC COMMON STOCKS 548661107 11 400 SH OTHER 2 400 0 0 MCDONALDS CORP DOMESTIC COMMON STOCKS 580135101 220 2,896 SH DEFINED 2 2896 0 0 MCDONALDS CORP DOMESTIC COMMON STOCKS 580135101 118 1,550 SH OTHER 2 1550 0 0 MDU RES GROUP INC DOMESTIC COMMON STOCKS 552690109 1,147 49,941 SH DEFINED 2 49941 0 0 MDU RES GROUP INC DOMESTIC COMMON STOCKS 552690109 43 1,875 SH OTHER 2 1875 0 0 MERCK & CO INC DOMESTIC COMMON STOCKS 58933Y105 1,131 34,249 SH DEFINED 2 34249 0 0
MERCK & CO INC DOMESTIC COMMON STOCKS 58933Y105 269 8,150 SH OTHER 2 8150 0 0 METLIFE INC DOMESTIC COMMON STOCKS 59156R108 1,386 30,990 SH DEFINED 2 30990 0 0 MICROSOFT CORP DOMESTIC COMMON STOCKS 594918104 1,186 46,692 SH DEFINED 2 46692 0 0 MICROSOFT CORP DOMESTIC COMMON STOCKS 594918104 107 4,227 SH OTHER 2 4227 0 0 MOLSON COORS BREWING CO-B DOMESTIC COMMON STOCKS 60871R209 355 7,564 SH DEFINED 2 7564 0 0 MOLSON COORS BREWING CO-B DOMESTIC COMMON STOCKS 60871R209 7 150 SH OTHER 2 150 0 0 MORGAN STANLEY DOMESTIC COMMON STOCKS 617446448 459 16,813 SH DEFINED 2 16813 0 0 MORGAN STANLEY DOMESTIC COMMON STOCKS 617446448 103 3,785 SH OTHER 2 3785 0 0 NEXTERA ENERGY INC DOMESTIC COMMON STOCKS 65339F101 1,530 27,750 SH DEFINED 2 27750 0 0 NEXTERA ENERGY INC DOMESTIC COMMON STOCKS 65339F101 305 5,525 SH OTHER 2 5525 0 0 NIKE INC-CLASS B DOMESTIC COMMON STOCKS 654106103 663 8,752 SH DEFINED 2 8752 0 0 NIKE INC-CLASS B DOMESTIC COMMON STOCKS 654106103 76 1,010 SH OTHER 2 1010 0 0 NOVARTIS AG SPONSORED ADR FOREIGN COMMON STOCK/ADR 66987V109 489 8,989 SH DEFINED 2 8989 0 0 NOVARTIS AG SPONSORED ADR FOREIGN COMMON STOCK/ADR 66987V109 35 650 SH OTHER 2 650 0 0 NSTAR DOMESTIC COMMON STOCKS 67019E107 420 9,075 SH DEFINED 2 9075 0 0 NUVEEN MUN VALUE FD INC CLOSED-END FIXED INCOME 670928100 159 17,555 SH DEFINED 2 0 0 0 NUVEEN MUN VALUE FD INC CLOSED-END FIXED INCOME 670928100 9 1,000 SH OTHER 2 0 0 0 OCCIDENTAL PETE CORP DOMESTIC COMMON STOCKS 674599105 1,058 10,127 SH DEFINED 2 10127 0 0 OCCIDENTAL PETE CORP DOMESTIC COMMON STOCKS 674599105 99 950 SH OTHER 2 950 0 0 OMNICOM GROUP DOMESTIC COMMON STOCKS 681919106 979 19,962 SH DEFINED 2 19962 0 0 OMNICOM GROUP DOMESTIC COMMON STOCKS 681919106 150 3,060 SH OTHER 2 3060 0 0 ORACLE CORPORATION DOMESTIC COMMON STOCKS 68389X105 2,135 63,869 SH DEFINED 2 63869 0 0 ORACLE CORPORATION DOMESTIC COMMON STOCKS 68389X105 136 4,060 SH OTHER 2 4060 0 0 PARKER HANNIFIN CORP DOMESTIC COMMON STOCKS 701094104 888 9,374 SH DEFINED 2 9374 0 0 PARKER HANNIFIN CORP DOMESTIC COMMON STOCKS 701094104 17 175 SH OTHER 2 175 0 0 PEPSICO INC DOMESTIC COMMON STOCKS 713448108 1,829 28,391 SH DEFINED 2 28391 0 0 PEPSICO INC DOMESTIC COMMON STOCKS 713448108 730 11,327 SH OTHER 2 11327 0 0 PETROLEUM DEV CORP DOMESTIC COMMON STOCKS 716578109 430 8,915 SH DEFINED 2 8915 0 0 PFIZER INC DOMESTIC COMMON STOCKS 717081103 2,969 146,185 SH DEFINED 2 146185 0 0 PFIZER INC DOMESTIC COMMON STOCKS 717081103 298 14,673 SH OTHER 2 14673 0 0 PHILIP MORRIS INTERNATIONAL DOMESTIC COMMON STOCKS 718172109 250 3,807 SH DEFINED 2 3807 0 0 PHILIP MORRIS INTERNATIONAL DOMESTIC COMMON STOCKS 718172109 179 2,731 SH OTHER 2 2731 0 0 PNC FINANCIAL SERVICES GROUP DOMESTIC COMMON STOCKS 693475105 221 3,512 SH DEFINED 2 3512 0 0 PNC FINANCIAL SERVICES GROUP DOMESTIC COMMON STOCKS 693475105 58 925 SH OTHER 2 925 0 0 PRECISION CASTPARTS CORP DOMESTIC COMMON STOCKS 740189105 394 2,680 SH DEFINED 2 2680 0 0 PROCTER & GAMBLE CO DOMESTIC COMMON STOCKS 742718109 3,736 60,643 SH DEFINED 2 60643 0 0 PROCTER & GAMBLE CO DOMESTIC COMMON STOCKS 742718109 497 8,068 SH OTHER 2 8068 0 0 QUALCOMM INC DOMESTIC COMMON STOCKS 747525103 467 8,516 SH DEFINED 2 8516 0 0 QUALCOMM INC DOMESTIC COMMON STOCKS 747525103 64 1,170 SH OTHER 2 1170 0 0 REALTY INCOME CORP REIT REAL ESTATE INVESTMENT TRUSTS 756109104 644 18,426 SH DEFINED 2 0 0 0 REALTY INCOME CORP REIT REAL ESTATE INVESTMENT TRUSTS 756109104 24 700 SH OTHER 2 0 0 0 ROCKWELL COLLINS DOMESTIC COMMON STOCKS 774341101 260 4,010 SH DEFINED 2 4010 0 0 ROCKWELL INTL CORP NEW DOMESTIC COMMON STOCKS 773903109 354 3,745 SH DEFINED 2 3745 0 0 ROYAL DUTCH SHELL ADR A SHS FOREIGN COMMON STOCK/ADR 780259206 1,851 25,410 SH DEFINED 2 25410 0 0 ROYAL DUTCH SHELL ADR A SHS FOREIGN COMMON STOCK/ADR 780259206 62 850 SH OTHER 2 850 0 0 Rydex S&P Equal Weight ETF 78355W106 4,289 85,006 SH DEFINED 1 0 0 85,006 SCHLUMBERGER LTD DOMESTIC COMMON STOCKS 806857108 1,162 12,464 SH DEFINED 2 12464 0 0 SCHLUMBERGER LTD DOMESTIC COMMON STOCKS 806857108 38 405 SH OTHER 2 405 0 0 SOUTHERN COMPANY DOMESTIC COMMON STOCKS 842587107 756 19,846 SH DEFINED 2 19846 0 0 SOUTHERN COMPANY DOMESTIC COMMON STOCKS 842587107 22 575 SH OTHER 2 575 0 0 SPDR Dow Jones Industrial Average ETF 78467X109 41,032 333,541 SH DEFINED 1 0 0 333,541 SPDR S&P 500 ETF 78462F103 1,389 10,478 SH DEFINED 1 0 0 10,478 SPDR S&P Dividend ETF 78464A763 135,783 2,507,532 SH DEFINED 1 0 0 2,507,532 SPDR S&P DIVIDEND ETF CLOSED-END EQUITY MUTUAL FUNDS 78464A763 2,255 41,652 SH DEFINED 2 0 0 0 SPDR S&P DIVIDEND ETF CLOSED-END EQUITY MUTUAL FUNDS 78464A763 281 5,182 SH OTHER 2 0 0 0 STATE STREET CORP DOMESTIC COMMON STOCKS 857477103 796 17,723 SH DEFINED 2 17723 0 0 STATE STREET CORP DOMESTIC COMMON STOCKS 857477103 79 1,760 SH OTHER 2 1760 0 0 STRYKER CORP DOMESTIC COMMON STOCKS 863667101 583 9,586 SH DEFINED 2 9586 0 0 STRYKER CORP DOMESTIC COMMON STOCKS 863667101 89 1,468 SH OTHER 2 1468 0 0 SUNCOR ENERGY INC FOREIGN COMMON STOCK/ADR 867224107 912 20,328 SH DEFINED 2 20328 0 0
SUNCOR ENERGY INC FOREIGN COMMON STOCK/ADR 867224107 76 1,700 SH OTHER 2 1700 0 0 SYSCO CORP DOMESTIC COMMON STOCKS 871829107 1,388 50,012 SH DEFINED 2 50012 0 0 SYSCO CORP DOMESTIC COMMON STOCKS 871829107 129 4,645 SH OTHER 2 4645 0 0 TARGET CORP DOMESTIC COMMON STOCKS 87612E106 1,575 31,498 SH DEFINED 2 31498 0 0 TARGET CORP DOMESTIC COMMON STOCKS 87612E106 122 2,432 SH OTHER 2 2432 0 0 TEVA PHARMACEUTICAL INDS LTD A FOREIGN COMMON STOCK/ADR 881624209 440 8,774 SH DEFINED 2 8774 0 0 TEVA PHARMACEUTICAL INDS LTD A FOREIGN COMMON STOCK/ADR 881624209 22 430 SH OTHER 2 430 0 0 THERMO FISCHER SCIENTIFIC DOMESTIC COMMON STOCKS 883556102 485 8,739 SH DEFINED 2 8739 0 0 THERMO FISCHER SCIENTIFIC DOMESTIC COMMON STOCKS 883556102 50 900 SH OTHER 2 900 0 0 UNITED TECHNOLOGIES CORP DOMESTIC COMMON STOCKS 913017109 2,802 33,099 SH DEFINED 2 33099 0 0 UNITED TECHNOLOGIES CORP DOMESTIC COMMON STOCKS 913017109 155 1,831 SH OTHER 2 1831 0 0 US BANCORP NEW DOMESTIC COMMON STOCKS 902973304 2,142 81,046 SH DEFINED 2 81046 0 0 US BANCORP NEW DOMESTIC COMMON STOCKS 902973304 132 5,003 SH OTHER 2 5003 0 0 V F CORP DOMESTIC COMMON STOCKS 918204108 1,796 18,226 SH DEFINED 2 18226 0 0 V F CORP DOMESTIC COMMON STOCKS 918204108 115 1,170 SH OTHER 2 1170 0 0 VALERO ENERGY CORP DOMESTIC COMMON STOCKS 91913Y100 341 11,436 SH DEFINED 2 11436 0 0 Vanguard FTSE All-World ex-US ETF ETF 922042775 82,930 1,681,475 SH DEFINED 1 0 0 1,681,475 Vanguard Growth ETF ETF 922908736 136,841 2,128,170 SH DEFINED 1 0 0 2,128,170 Vanguard High Dividend Yield Indx ETF ETF 921946406 161,730 3,648,325 SH DEFINED 1 0 0 3,648,325 VANGUARD HIGH DVD YIELD ETF CLOSED-END EQUITY MUTUAL FUNDS 921946406 626 14,122 SH DEFINED 2 0 0 0 VANGUARD HIGH DVD YIELD ETF CLOSED-END EQUITY MUTUAL FUNDS 921946406 33 754 SH OTHER 2 0 0 0 VANGUARD INTERMEDIATE-TERM BON CLOSED-END FIXED INCOME 921937819 604 7,367 SH DEFINED 2 0 0 0 VANGUARD INTERMEDIATE-TERM BON CLOSED-END FIXED INCOME 921937819 37 447 SH OTHER 2 0 0 0 Vanguard Intermediate-Term Bond ETF ETF 921937819 19,837 241,973 SH DEFINED 1 0 0 241,973 Vanguard Large Cap ETF ETF 922908637 1,481 24,376 SH DEFINED 1 0 0 24,376 Vanguard Mid-Cap ETF ETF 922908629 1,620 20,108 SH DEFINED 1 0 0 20,108 Vanguard Mid-Cap Growth ETF ETF 922908538 843 12,449 SH DEFINED 1 0 0 12,449 Vanguard Mid-Cap Value ETF ETF 922908512 3,674 64,451 SH DEFINED 1 0 0 64,451 VANGUARD SHORT TERM BOND ETF CLOSED-END FIXED INCOME 921937827 2,700 33,678 SH DEFINED 2 0 0 0 VANGUARD SHORT TERM BOND ETF CLOSED-END FIXED INCOME 921937827 633 7,902 SH OTHER 2 0 0 0 Vanguard Short-Term Bond ETF ETF 921937827 42,225 526,763 SH DEFINED 1 0 0 526,763 Vanguard Small Cap ETF ETF 922908751 1,738 22,002 SH DEFINED 1 0 0 22,002 Vanguard Small Cap Growth ETF ETF 922908595 1,901 22,028 SH DEFINED 1 0 0 22,028 Vanguard Small Cap Value ETF ETF 922908611 5,036 70,481 SH DEFINED 1 0 0 70,481 Vanguard Total Bond Market ETF ETF 921937835 693,502 8,666,606 SH DEFINED 1 0 0 8,666,606 VANGUARD TOTAL BOND MARKET ETF CLOSED-END FIXED INCOME 921937835 9,152 114,377 SH DEFINED 2 0 0 0 VANGUARD TOTAL BOND MARKET ETF CLOSED-END FIXED INCOME 921937835 1,119 13,978 SH OTHER 2 0 0 0 Vanguard Total Stock Market ETF ETF 922908769 3,744 54,496 SH DEFINED 1 0 0 54,496 VANGUARD TOTAL STOCK MKT ETF CLOSED-END EQUITY MUTUAL FUNDS 922908769 2,481 36,103 SH DEFINED 2 0 0 0 VANGUARD TOTAL STOCK MKT ETF CLOSED-END EQUITY MUTUAL FUNDS 922908769 600 8,726 SH OTHER 2 0 0 0 Vanguard Value ETF ETF 922908744 312,590 5,511,109 SH DEFINED 1 0 0 5,511,109 VERIZON COMMUNICATIONS DOMESTIC COMMON STOCKS 92343V104 755 19,600 SH DEFINED 2 19600 0 0 VERIZON COMMUNICATIONS DOMESTIC COMMON STOCKS 92343V104 201 5,224 SH OTHER 2 5224 0 0 VIACOM INC NEW CL B DOMESTIC COMMON STOCKS 92553P201 339 7,287 SH DEFINED 2 7287 0 0 VIACOM INC NEW CL B DOMESTIC COMMON STOCKS 92553P201 9 200 SH OTHER 2 200 0 0 VODAFONE GROUP ADR FOREIGN COMMON STOCK/ADR 92857W209 1,601 55,671 SH DEFINED 2 55671 0 0 VODAFONE GROUP ADR FOREIGN COMMON STOCK/ADR 92857W209 80 2,770 SH OTHER 2 2770 0 0 WAL MART STORES INC DOMESTIC COMMON STOCKS 931142103 2,524 48,489 SH DEFINED 2 48489 0 0 WAL MART STORES INC DOMESTIC COMMON STOCKS 931142103 158 3,036 SH OTHER 2 3036 0 0 WALGREEN CO DOMESTIC COMMON STOCKS 931422109 2,058 51,269 SH DEFINED 2 51269 0 0 WALGREEN CO DOMESTIC COMMON STOCKS 931422109 95 2,360 SH OTHER 2 2360 0 0 WELLS FARGO & CO DOMESTIC COMMON STOCKS 949746101 1,568 49,460 SH DEFINED 2 49460 0 0 WELLS FARGO & CO DOMESTIC COMMON STOCKS 949746101 204 6,434 SH OTHER 2 6434 0 0 WESTAR ENERGY INC DOMESTIC COMMON STOCKS 95709T100 496 18,791 SH DEFINED 2 18791 0 0 WESTAR ENERGY INC DOMESTIC COMMON STOCKS 95709T100 13 500 SH OTHER 2 500 0 0 YUM! BRANDS INC DOMESTIC COMMON STOCKS 988498101 183 3,555 SH DEFINED 2 3555 0 0 YUM! BRANDS INC DOMESTIC COMMON STOCKS 988498101 31 598 SH OTHER 2 598 0 0 $3,374,697