X0306
4
2017-01-17
0000815097
CARNIVAL CORP
CCL
0001280888
BUCKELEW ALAN
CARNIVAL CORPORATION
3655 NW 87TH AVE
MIAMI
FL
33178
1
Chief Information Officer
Common Stock
2017-01-17
4
A
0
14362
0
A
195128.3084
D
Common Stock
2017-01-17
4
F
0
5493
53.09
D
189635.3084
D
Common Stock
2017-01-17
4
S
0
9273
52.9511
D
180362.3084
D
Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The restriction on the RSUs lapse on the second anniversary of the grant date. The RSUs will accumulate dividend equivalents and may only be settled in shares.
The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant.
Represents a surrender of shares to satisfy a tax obligation on the vesting of the RSUs.
This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
/s/ Alan B. Buckelew
2017-01-19